READING HALL "THE DOORS OF WISDOM" |
OVERTURE OF THE TESTAMENT OF CHRISTBlessed be the peaceful because they'll be called sons of God |
A HISTORY OF THE EASTERN ROMAN EMPIREFROM THE FALL OF IRENETO THE ACCESSION OF BASIL I.(AD. 802-867)J. B. BURY
PREFACE
The history of
Byzantine civilization, in which social elements of the West and the East are
so curiously blended and fused into a unique culture, will not be written for
many years to come. It cannot be written until each successive epoch has been
exhaustively studied and its distinguishing characteristics clearly
ascertained. The fallacious assumption, once accepted as a truism, that the
Byzantine spirit knew no change or shadow of turning, that the social
atmosphere of the Eastern Rome was always immutably the same, has indeed been
discredited; but even in recent sketches of this civilization by competent
hands we can see unconscious survivals of that belief. The curve, of the whole
development has still to be accurately traced, and this can only be done by
defining each section by means of the evidence which applies to that section
alone. No other method will enable us to discriminate the series of gradual
changes which transformed the Byzantium of Justinian into that—so different in
a thousand ways—of the last Constantine.
This
consideration has guided me in writing the present volume, which continues, but
on a larger scale, my History of the Later Roman Empire from Arcadius to Irene,
published more than twenty years ago, and covers a period of two generations,
which may be called for the sake of convenience the Amorian epoch. I think
there has been a tendency to regard this period, occurring, as it does, between
the revival under the Isaurian and the territorial expansion under the Basilian
sovrans, as no more than a passage from the one to the other; and I think there
has been a certain failure to comprehend the significance of the Amorian
dynasty. The period is not a mere epilogue, and it is much more than a
prologue. It has its own distinct, co-ordinate place in the series of
development; and I hope that this volume may help to bring into relief the fact
that the Amorian age meant a new phase in Byzantine culture.
In recent years various and valuable additions have been made to the material available to the historian. Arabic and Syriac sources important for the Eastern wars have been printed and translated. Some new Greek documents, buried in MSS., have been published. Perhaps the most unexpected accessions to our knowledge concern Bulgaria, and are due to archaeological research. Pliska, the palace of the early princes, has been excavated, and a number of interesting and difficult inscriptions have come to light there and in other parts of the country. This material, published and illustrated by MM. Uspenski and Shkorpi, who conducted the Pliska diggings, has furnished new facts of great importance. A further advance has been made, since the days when Finlay wrote, by the application of modern methods of criticism to the chronicles on which the history of this period principally depends. The pioneer work of Hirsch (Byzantinische Studien), published in 1876, is still an indispensable guide; but since then the obscure questions connected with the chronographies of George and Simeon have been more or less illuminated by the researches of various scholars, especially by de Boor’s edition of George and Sreznevski’s publication of the Slavonic version of Simeon. But though it is desirable to determine the mutual relations among the Simeon documents, the historian of Theophilus and Michael III is more concerned to discover the character of the sources which Simeon used. My own studies have led me to the conclusion that his narrative of those reigns is chiefly based on a lost chronicle which was written before the end of the century and was not unfavourable to the Amorian dynasty. Much, too, has
been done to elucidate perplexing historical questions by the researches of A.
A. Vasiliev (to whose book on the Saracen wars of the Amorians I am greatly
indebted), E. W. Brooks, the late J. Pargoire, C. de
Boor, and many others. The example of a period not specially favoured may serve
to illustrate the general progress of Byzantine studies during the last
generation.
When he has
submitted his material to the requisite critical analysis, and reconstructed a
narrative accordingly, the historian has done all that he can, and his
responsibility ends. When he has had before him a number of independent reports
of the same events, he may hope to have elicited an approximation to the truth
by a process of comparison. But how when he has only one? There are several
narratives in this volume which are mainly derived from a single independent
source. The usual practice in such cases is, having eliminated any errors and
inconsistencies that we may have means of detecting, and having made allowances
for bias, to accept the story as substantially true and accurate. The single
account is assumed to be veracious when there is no counter-evidence. But is
this assumption valid? Take the account of the murder of Michael III which has
come down to us. If each of the several persons who were in various ways
concerned in that transaction had written down soon or even immediately
afterwards a detailed report of what happened, each endeavouring honestly to
describe the events accurately, it is virtually certain that there would have
been endless divergencies and contradictions between these reports. Is there,
then, a serious probability that the one account which happens to have been
handed down, whether written by the pen or derived from the lips of a narrator
of whose mentality we have no knowledge,—is there a serious probability that
this story presents to our minds images at all resembling those which would
appear to us if the scenes had been preserved by a cinematographic process ? I
have followed the usual practice—it is difficult to do otherwise; but I do not
pretend to justify it. There are many portions of medieval and of ancient “
recorded ” history which will always remain more or less fables convenues, or for the accuracy of which, at least, no
discreet person will be prepared to stand security even when scientific method
has done for them all it can do.
It would not be
just to the leading men who guided public affairs during this period, such as
Theophilus and Bardas, to attempt to draw their portraits. The data are
entirely insufficient. Even in the case of Photius, who has left a considerable
literary legacy, while we can appreciate, perhaps duly, his historical
significance, his personality is only half revealed; his character may be
variously conceived; and the only safe course is to record his acts without
presuming to know how far they were determined by personal motives.
J. B. BURY.
CONTENTS
CHAPTER I
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Leo III (717-741
Leo
III, like Herakleios, intervened in Byzantine politics at a decisive moment,
and he set the state on a sound basis, militarily and politically. His first
problem was an Arab siege of Constantinople, which began almost immediately
after he seized the throne. After withstanding the siege, Leo began to carry
the war to the Arab armies and he succeeded, by the end of his reign, in
freeing western Asia Minor from Arab raids. In domestic matters he is best
known for his codification of law, the Ekloga, and
his policy of Iconoclasm. The investigation of the latter is particularly
difficult because the Iconophile sources are universal in their condemnation of
the emperor, and there are virtually no extant Iconclast sources.
Leo's
family had come from Syria and was settled in Thrace as part of Justinian II's
policy of population transfers. The appellation “Isaurian” for Leo and his
dynasty is thus probably a misnomer. Leo had come to the attention of Justinian
II when he helped the emperor regain his throne in 705, and he rose to
prominence in the army. He became strategos of the Anatolikon theme under Anastasios II, and during the reign of Theodosios III Leo allied
with Ardavasdos, strategos of Armeniakon,
and seized the throne in 717. He found the capital in a situation of some
distress after 30 years of political instability.
Because
of the confusion in Constantinople since the death of Constantine IV, the Arabs
had made considerable headway in Asia Minor, and the Arab general Maslama
(brother of the caliphs Walid, Sulayman, and Yazid (705-24)) planned another
direct attack on the capital. The siege of Constantinople began in August of
717, supported by Sulayman's navy. Leo won a victory in Asia Minor and attacked
the Arabs from the rear, while his Bulgar allies (under Tervel) attacked from
the west, and Greek Fire again did its work on the Arab fleet. As a result,
Maslama withdrew in August of 718 after absorbing heavy losses.
The
theme system was now fully operational and it provided considerable strength in
the face of continued Arab raids. Thus, when the caliph al-Malik (723-42)
pushed deep into Byzantine territory, Leo won signal victories at Nicaea in 726
and Akroinon in 740 (Map 9.1), so that by the end of
his reign western Asia Minor was relatively secure against Arab incursions. In
part, Leo's successes against the Arabs were the result of his alliance with
the Georgians and Khazars. As we have seen, the Khazars, a semi-nomadic Turkic
people who lived north of the Black Sea, could attack the Arabs from the rear,
and they had been involved in Byzantine policy at least since the marriage of
Justinian II to the khan's daughter. Leo cemented his own alliance with the
Khazars by marrying his son Constantine to a Khazar princess.
Just
like his predecessors, Leo had to face several revolts, especially at the
beginning of his reign, most of them led by theme commanders. Leo understood
the problems with this system, since he had himself come to power in this way,
and he responded by providing greater central control and perhaps also by
dividing up several of the larger themes into smaller entities, thereby
diminishing the power of any individual theme commander. This is not to say
that the fear of revolts was the only reason for the division of the themes; in
part it was an indication that the military situation, especially in Asia
Minor, had improved from the catastrophic years of the seventh century, and
that the administrative system of the themes was working well generally.
Leo
was a careful administrator and an autocrat. Both of these characteristics are
shown in the Ekloga, a legal codification, issued
probably in 726 (or possibly 741). According to the preface of the text, God
had entrusted the emperor with the promotion of justice throughout the world,
and the new code was part of the emperor's attempt to promote just that. In his
view, the current codifications of law were confusing and largely
incomprehensible (in part because they were contradictory and still largely in
Latin). Judges and lawyers, not only (according to the Ekloga)
in the provinces, but also in the “God-protected city” (Constantinople) were
ignorant of what the law said. The Ekloga was a
practical handbook designed for everyday use, rather than a treatise that
provided a theoretical base for the law. It restricted the right of divorce and
provided a long list of sexual crimes. The Ekloga also introduced a new system of punishment, including judicial mutilation, but
practically did away with capital punishment.
As
we have seen, early Christian art had largely avoided the depiction of Christ
and the saints, confining itself instead to symbolic representations, probably
because of the Mosaic prohibition of the worship of idols. Slowly, however, and
especially after the conversion of Constantine, religious pictures began to be
employed. Not all Christians accepted these depictions, and, as mentioned
earlier, Eusebios of Caesarea was one of those who apparently opposed the new
trend.
Ikons
(eikones, “images”) were physical depictions of God
and the saints, normally two-dimensional pictures, often painted on wood, that
were used for devotional purposes. Ikons seem to have originated in the same
tradition as that of the cults of the saints and relics; that is, they were
seen not primarily as art but as powerful religious tools that could help
mankind span the enormous gap between the human and the divine. Some ikons were
said to have been painted by contemporaries of Jesus, such as the Evangelist
Luke, or they were viewed as acheiropoieta (“not made
by human hands”) and their creation was thus regarded as miraculous.
Despite
some misgivings, the use of ikons continued to grow and the decoration of many
surviving churches of the fifth and sixth centuries shows that, alongside the
continued use of symbols and symbolic representations of Christ (e.g., Christ
as a lamb, the use of the Christogram (the Chi-Rho) ), churches were commonly
decorated with lifelike depictions of Christ, the Virgin Mary, and the saints.
There is reason to believe that in the sixth century, especially in the second
half, the use of ikons became more widespread, as personal devotion to them
increased and as political and religious leaders identified themselves more and
more with ikons and used them to help increase their own power. A mark of this
was when the Quinisext Council (the Council in
Trullo) in 691/2 decreed that Christ should not be depicted as a symbol but
rather “in his human form.” Also significant was Justinian II's representation
of Christ as the main image on Byzantine coins, an indication that the emperor
and undoubtedly many of his subjects regarded such images as appropriate and
important in maintaining the well-being of the empire.
Ikons
were also a personal expression of devotion which was particularly important in
a difficult age when many of the institutions of the time were apparently
falling apart. Thus, an individual or a family might have an ikon of its own,
to which persons might be especially devoted. From an early time ikons were
also seen as miraculous and as “localizing” the power of God, the Virgin, or an
individual saint. Thus, an ikon brought the presence of divine power directly
to the individual worshipers, regardless of where they were, and allowed them
to speak directly to the divine and to seek aid for all their needs. Not
surprisingly, the ikons, as localized manifestations of the divine, were
frequently thought to honor the requests of the faithful, and miracles were
often attested and widely praised.
Although
the veneration of ikons was probably something that originated in popular
devotion and had strong connections with the cult of the saints, it was also
supported by significant aspects of the Byzantine intellectual tradition. We
have already seen how Neoplatonism was perhaps the dominant philosophical tradition
in the early Byzantine period. Neoplatonism, as developed and Christianized,
created a Christian view of images that maintained a close relationship between
the prototype (in this case, Christ or the saint depicted) and the image
represented in the ikon. This was something very important to the broader
Byzantine view of reality, which saw the world here and now as an imperfect
reflection of the divine perfection of the Kingdom of Heaven, just as the
emperor was seen as an imperfect reflection of God, and the empire was a copy
of God's everlasting Kingdom. Thus, in terms of the sacred ikon, the prototype
and the image were the same in significant ways; a prayer or veneration offered
to the ikon was, in fact, offered to the original, and the ikon could also
“act” on behalf of Christ or the saint, as depicted in the image. These ideas
were put forth, refined, and delineated by theologians such as John of
Damascus.
In
terms of style, the ikons were clearly derived from a variety of traditions. As
one might imagine in an image designed for religious use (rather than as a work
of art), the figure in an ikon is normally represented frontally, with large
staring eyes that usually look right at the believer. Commonly there was little
or no background detail, since the image is designed to facilitate
communication between the divine and the worldly spheres, and there was
relatively little concern for realism. These artistic conventions most
resembled those of Syria and Egypt, especially the so-called Fayum portraits,
paintings from Hellenistic and Roman Egypt depicting the dead on their caskets.
One may argue that the artistic tradition represented in Byzantine ikons is essentially
that of the Hellenistic Near East, but it is clear that the more “realistic”
tradition of the Greco-Roman world is also represented, especially in some of
the early ikons, probably from Constantinople, now in the Monastery of St.
Catherine on Mount Sinai. Ikons might be in any medium, but most were in
encaustic technique, painted on wooden panels.
As
mentioned above, some people had always been opposed to the production and
veneration of ikons, largely because they saw them as a violation of the Mosaic
commandment against the making of “graven images.” This opposition, however,
had never previously coalesced into a movement of any kind, and the emperors
had not been involved in the issue in a significant way, except perhaps when
Justinian II put the image of Christ on coins and the Quinisext Council forbade the symbolic representation of Christ.
All
this changed under Leo III. According to the ninth-century monastic chronicler
Theophanes, who was very hostile to Iconoclasm (and hence to Leo III and his
successors), Leo “began speaking against ikons” in 726 and ultimately ordered
that the great ikon of Christ be removed from the Chalke Gate of the palace.
This aroused considerable opposition, in both Constantinople and the western
provinces. As a result, in 730 Leo summoned a meeting of the imperial council
of his advisers (the silention) which declared the
veneration of ikons to be illegal and ordered their confiscation. As might be
expected, this policy met with considerable opposition. The patriarch Germanos
expressed his support of ikons and he was deposed, while the governor of the
theme of Hellas used the occasion to mount a revolt, which was apparently
easily put down. The papacy had always been strongly in favor of the veneration
of images, so Leo's policies led to a schism between the two churches. The
emperor's officials apparently removed figural decoration from churches and
other public places, but there seems to have been no real persecution of
Iconophiles, as those who supported the veneration of ikons may be called.
Modern
historians have provided many different explanations for the outbreak of
“official” Iconoclasm under Leo III and these have varied significantly.
Theophanes (who wrote in the early ninth century) says that Leo's Iconoclastic
policy was a result of influence from Jews and Arabs. Even though both Judaism
and Islam were both iconoclastic in sentiment, there seems to be no reason to
believe that the examples of these religions were the ultimate cause of
Byzantine Iconoclasm. Theophanes, to be sure, creates a confusing story,
connecting Leo's policy with an Arab vizier and a Jewish wizard, who were
supposed to have had an influence on the emperor. Most scholars today doubt any
such influence except in the most general sense, even though it seems as though
this outbreak of official Iconoclasm followed shortly after the caliph Yazid's
attempt to remove ikons in Christian churches under the control of the
caliphate.
Some
historians have seen the Iconoclastic controversy as a struggle between the
eastern and western parts of the empire, with the East supporting Iconoclasm
and the West the veneration of ikons; alternatively, the controversy has been
viewed as a struggle between the “oriental” and the “western” (or Greek)
elements in Byzantine civilization, with Iconoclasm an expression of the
eastern or even “Semitic” tradition and the veneration of ikons an expression
of the Greek tradition of representational art. Another explanation provided by
modern historians is that Leo used Iconoclasm as an attack on monasteries,
since monks were the most ardent supporters of ikons, but this is hardly
convincing. Still another view is that Iconoclasm was simply a result of the
emperor's autocratic tendency, since the struggle could be seen as one between
the emperor and the ikon, as God's representative on earth. This latter
interpretation has perhaps some validity since there is considerable evidence
of Leo's strong-minded rule and, like many of the emperors before him, he
certainly thought that he could decide matters of belief on his own.
Despite
all these theories, the most convincing explanation for Leo's action seems to
be his own personal belief. As we have seen, many Christians (perhaps primarily
in the East) regarded the veneration of ikons as a serious sin, and presumably
they felt that God was punishing the empire for the growth of this practice
over the past few centuries. Thus, in this view, the failure of Byzantium to
stem the Arab tide was God's response to the idolatry of Christians who
venerated images and placed them in churches and in prominent public places
throughout the empire. Leo, it will be remembered, had reigned for nearly ten
years before he began to speak openly against the ikons and, when he decided to
take action, apparently he did not act directly against the individuals who
venerated them, but rather against the public display of ikons - something
which might have been taken to displease God more than anything else. Further,
Theophanes provides us with information that may help to explain why Leo
decided to act precisely when he did. Thus, Theophanes tells us that in the
year prior to Leo's first public attack on ikons the empire was struck by the
“wrath of God”: the island of Thera (in the middle of the Aegean Sea) was
wracked by a terrible volcanic eruption that threw out huge flames and floating
pumice that was found as far away as Macedonia. We can never be sure, of
course, but such an obvious indication of God's anger might easily suggest that
something had to be done. If Leo already was an Iconoclast, he may well have
been moved by this event to act publicly, and his actions seem to accord with
this interpretation. It is true that some bishops of Asia Minor had already
been trying to stop the veneration of ikons, and they may well have provided
the impetus and the spiritual and theological support for Leo's policies.
Nonetheless, the evidence does not suggest that Leo III was motivated by
anything other than his own belief that the veneration of ikons was wrong and
that, as emperor, he had a responsibility to God and to his subjects to insist
on correct religious practice. His own tendency toward autocracy made him act
without regard to any opposition and the result was real turmoil within the
empire, especially because what he did recalled the worst experience of
Christians in which past emperors had tried to impose their own religious views
on the empire without consideration of the wishes of the broader public. Leo
did not, of course, act alone, and his followers presumably had various reasons
for supporting Iconoclasm, not least of which may have been a natural desire to
agree with imperial policy, as well as their own understanding of how the
difficulties experienced at the time must ultimately have been a result of divine
displeasure. The majority of the Iconophiles must likewise have been motivated
by personal support for the veneration of ikons and their understanding of
church practice and tradition. In addition, many ecclesiastical leaders of the
Iconophiles clearly reacted strongly to what they perceived as an emperor
seeking to impose his own will on the church of God.
Under
Leo III's son and successor, the Isaurian dynasty reached the height of its
power, and Iconoclast policy hardened into outright persecution of the
Iconophiles (or Iconodoules, as they are sometimes
called).
Constantine
V is one of the most interesting of all Byzantine emperors. His rule was
generally successful and he was intelligent and determined; yet the Iconophile
sources viewed him as their greatest enemy, so his reputation has been
blackened beyond that of almost any other emperor. Constantine was born in 718
and the Iconophile sources say that when he was being baptized he defecated in
the baptismal font, giving rise to his nickname of Kopronymos (“Dung-name”). He was crowned as co-emperor in 720 and in 732 he was married to
Irene, the daughter of the Khazar khan; after her death, he married twice.
Athough Leo
III had clearly designated Constantine to succeed him, a revolt broke out
immediately in 741, led by his brother-in-law Artabasdos,
who apparently opposed Leo's Iconoclasm. Artabasdos initially defeated Constantine, gained control of Constantinople, and sought to
establish a dynasty of his own. Constantine, however, defeated him in 743 and
regained control of the capital, blinding Artabasdos and his sons.
Once
established firmly on the throne, Constantine V continued the successful
military policy of his father and was able to take the offensive in Asia Minor.
The Arabs were weakened by their own political problems, which led to the
collapse of the Umayyad dynasty and its replacement by the Abbasid dynasty in
750. The Arab capital was moved from Damascus (in Syria) to Baghdad (in Iraq)
and the Abbasids were generally less concerned with their western frontier (and
warfare with Byzantium) than the Umayyads had been.
Just
as the Arab threat began to abate, however, there was a new danger from
Bulgaria. Constantine pursued an aggressive policy against the Bulgars and
dealt them a crushing blow at the Battle of Anchialos in 763. At the same time Constantine V almost completely ignored the situation
in Italy, in part because he realized that his support for Iconoclasm prevented
any rapprochement with the papacy, and this led to a considerable change in the
political equilibrium in Italy. Since 726 the papacy had disagreed with
Byzantine policy on Iconoclasm and it now saw little difference between the
“schismatic” Greeks and the Germanic Lombards who had threatened papal
possessions over the past two centuries. Previously, the papacy had looked to
the Byzantine emperor as a military protector, but Iconoclasm and the lack of
interest of the Isaurian emperors led to the collapse of this bond and to major
changes in relations between Byzantium and the papacy. In 751 Ravenna fell to
the Lombards and the Exarchate of Ravenna ceased to exist. It was probably in
this general context (although some scholars put the event earlier, under Leo
III) that Constantine V removed southern Italy, Sicily, and the southern
Balkans (including Greece) from the ecclesiastical authority of the papacy and
placed it under that of the patriarch of Constantinople. Leo had already
quarreled with the pope about the payment of taxes and other matters in Italy,
and the religious dispute over Iconoclasm made the break final. From this time
forward, these areas remained under the ecclesiastical authority of
Constantinople, in the case of Italy until it fell out of Byzantine military
control (the last bit in AD 1071), while Greece has, of course, remained part
of the eastern Christian sphere up to the present.
Constantine
V was the most ferocious of the Iconoclast emperors. He apparently believed
strongly in Iconoclast doctrine and composed theological tracts himself. While
Leo III seems to have supported Iconoclasm as a result of his fairly basic
belief in Biblical prohibitions of “graven images,” his son was a sophisticated
thinker, who had a real grasp of the philosophical and theological issues
involved. As a result, an Iconoclast theology was formed, and Christological
arguments came to play a dominant role in the controversy. Under Constantine V,
Iconoclast theologians began to see connections with the theological disputes
of the past 400 years: they argued that images, in fact, raised once again the
Christological problems of the fifth century. In their view, if one accepted
the veneration of ikons of Christ, one was guilty of either saying that the
painting was a representation of God himself (thus merging the human and the
divine elements of Christ into one) or, alternatively, maintaining that the
ikon depicted Christ's human form alone (thus separating the human and the
divine elements of Christ) - neither of which was acceptable. Thus, under
Constantine V, the Iconoclastic controversy, which had originally been a debate
about church usage and principles of public veneration, suddenly raised again
all the difficult theological issues of the past.
Constantine
V summoned a church council, which he naturally packed with supporters of
Iconoclasm. This met at the imperial palace of Hiera on the Asiatic shore of the Bosphoros in 754 and
proclaimed Iconoclast theology as orthodox, despite the opposition of important
theologians such as the former patriarch Germanos, John of Damascus, and
Stephen of Mount Auxentios. Although most of the treatises written by the
Iconoclasts have not survived, the decisions of the Council of Hiera are preserved, since they were read into and
condemned by the later Iconophile Council of Nicaea. Armed with this decision,
Constantine instituted a persecution of Iconophiles. He sought to root them out
of the bureaucracy and the army, and he struck especially at the monasteries, which
were the centers of ikon veneration. In his zeal, Constantine went beyond the
teachings of the Council of Hiera and condemned the
cult of saints and relics (except, interestingly, those of the True Cross). He
is even said to have
personally
scraped holy pictures from the walls of churches in Constantinople. Although
Constantine V was reviled by the Iconophile tradition as the worst of the
persecuting Iconoclasts, he was a remarkably successful general and his memory
survived among those who continued to respect his military prowess. There is
also good reason to believe that Constantine was enormously popular in
Constantinople itself, not least because he improved the standard of living
within the city and provided its inhabitants with plentiful, inexpensive food.
He died in 775 while leading his troops against the Bulgars.
Leo
IV was the son of Constantine V and his Khazar wife, Irene, so he is often
called “the Khazar.” He was crowned co-emperor in 751, shortly after his birth,
and in 769 his father married him to Irene, a young orphan brought from the
remote provincial town of Athens. Shortly after his accession he had their son
Constantine VI proclaimed as emperor, prompting the revolt of his five halfbrothers, who had hoped to succeed to the throne.
Little is known of Leo's reign, but he did campaign against the Arabs in Asia
Minor and against the Bulgars; he died of a fever in 780 while leading the army
in person. Leo IV was himself an Iconoclast, but he did not continue the
violent persecutions of his father, in part as a result of the influence of his
wife Irene, who was an Iconophile.
Under
the Isaurian dynasty the principle of undivided hereditary rule continued to
grow stronger, and, following the precedent of his father and his grandfather,
Leo IV crowned his young son Constantine VI as emperor, thus assuring the
continuity of the dynasty.
The Reign of Irene and the First
Restoration of Ikons
When
Leo IV died he was only 30 years old. His wife Irene emerged as the regent for
her son Constantine VI, but she was only about 28 years of age and her son only
9. Irene's position was precarious: she was an Iconophile and had already been
involved in a movement to bring ikons back into the imperial palace, and, as we
have seen, there had already been an abortive revolt against the succession of
Constantine VI. As a woman, Irene naturally had no military experience, and the
army had been the dominant institution of Byzantium for at least the past
century. In addition, there were significant rivals for power in the persons of
the sons of Constantine V, the younger half-brothers of Leo IV. Irene,
nonetheless, emerged as one of the most interesting of the many women rulers of
Byzantium, and her character, while perhaps not always admirable by modern
standards, was certainly strong and determined. Although her major goal always
seemed to be the restoration of ikons, Irene also took a strongly proactive
interest in military and political affairs and she was the only Byzantine woman
to assume for herself the masculine title of “emperor” (basileus). She
appointed administrators loyal to herself, starting with the eunuch Stavrakios
as logothete tou dromou,
and dismissed many experienced military commanders (including figures such as
Michael Lachanodrakon who had been appointed by
Constantine V), replacing them with inexperienced commanders who would support
her desire to end Iconoclasm. Remarkably enough, her reign began with
significant military success against the Slavs and the Arabs, and in 784 she was
able to encourage the appointment of her former secretary Tarasios, who was at
the time a layman, as patriarch of Constantinople. Tarasios was quickly ordained
a priest and almost immediately enthroned as bishop, much to the chagrin of
some members of the clergy, who felt that only priests with a long history of
service should be made bishops.
Irene
arranged an ecumenical council to carry out the restoration of ikons and the
reversal of imperial policy. This council opened in the church of the Holy
Apostles in Constantinople in 786. By this time the highest command of the army
was loyal to Irene, but members of the tagmata (imperial troops stationed in
Constantinople) continued to support Iconoclasm and they rioted outside the
council, forcing it to disband. Irene realized the danger posed by these
military units and ordered them to be transferred to Asia Minor in preparation
for a campaign in the East. As soon as they were outside the city, she had them
dismissed from the army. Secure in her control of the situation, Irene ordered
the council to assemble again in 787, this time in Nicaea, site of the first
ecumenical council. Under the presidency of Tarasios, the Second Council of
Nicaea duly condemned Iconoclasm without any real resistance. Former
Iconoclasts were allowed to repent and most were even able to maintain their
positions in the church and state; Irene, of course, had a real interest in
making sure that her former husband and his family were not severely condemned
since her own position depended completely on her relationship with them.
In
an attempt to mend relations with the West, Constantine VI had been betrothed
to Rotrud, the daughter of Charlemagne (Charles the Great), king of the Franks
(and later western emperor), and one can only wonder what might have followed
had that marriage taken place. As it happened, Irene broke off the engagement
and in 787 arranged a “bride show” in which she selected a wife, the saintly
Maria, for her son. By 790, when he was 19 years old, Constantine sought to
rule in his own name and, although a plot against Stavrakios failed, the army
eventually came to support him, and Constantine assumed power in his own name;
Irene was sent into isolation in an imperial palace just outside
Constantinople. Constantine VI was, however, not a successful ruler, the
political situation was divided among various centers of power, and in 792 he
was forced to recall his mother to the throne; mother and son then ruled
together, in an uneasy alliance, for another five years. In 795 Constantine
divorced his wife and married again, earning the outspoken opposition of the
two monks, Plato of Sakkoudion and his nephew
Theodore (later known as Theodore of Stoudios, from
his being a monk at the famous monastery of Stoudios in the outskirts of Constantinople). They objected that Constantine's
remarriage was illegal under church law and argued that the emperor was
therefore guilty of adultery. Theodore's outspoken opposition to the emperor
resulted in his exile from Constantinople. This was the beginning of the
so-called Moechian (Adultery) controversy, an issue
that was far broader than the mere question of Constantine's marital situation,
since it involved an attempt on the part of certain groups within the church to
dictate to the emperor what he could and could not do. Not surprisingly, some
of the church leaders who wanted to impose stronger penalties on the former
Iconoclasts were ranged alongside Plato and Theodore in opposition to
Constantine's second marriage. Some modern historians have seen in this
monastic opposition the characteristics of a political party and they labeled
them “zealots.” While this is certainly a misleading analogy, there is no doubt
that, in much of Byzantine history, political and religious concerns often
interacted in significant ways and, in this particular period, concerns about
Iconoclasm, the morality of the emperors, the power of monastic leaders, and
dynastic politics frequently combined in everchanging ways that had,
nevertheless, a significant impact on political and religious life. In
addition, one can view the conflict as relating to the fundamental and broader
question of who correctly represented the will of God in Byzantine society: the
emperor or the church. Rarely was this tension expressed clearly as such: the
condemnation of Theodosios I by Ambrose in 390 was one famous early example,
and the tensions brought out by the struggle over ikons reflected this
important issue.
Meanwhile,
the rule of Irene and Constantine faltered in the face of military defeats at
the hands of the Arabs and continued friction between mother and son. Finally,
in 797 some of Irene's supporters seized the young emperor and blinded him,
probably as a result of which Constantine died. In the aftermath Irene was in
sole control of the Byzantine state, and she was (as we have seen), the only
empress to use the male form of the imperial title basileus.
Plots
continued to haunt Irene, centering on the sons of Constantine V who, although
mutilated and exiled, formed a focus for the discontented. The Arabs also had
military successes, especially since Irene's policies had weakened the army and
drained the treasuries and since the caliph Harun-ar-Raschid (786-809) was one of the strongest and most
accomplished rulers the Byzantines were to face. In the West the reign of Irene
witnessed an especially important development, when Pope Leo III crowned
Charlemagne as emperor at Rome on Christmas day of 800.
The
broader alliance between the papacy and the Frankish monarchy was of worldwide
importance and it had significant long-term impact on the relationship between
Byzantium and the West. Thus, one should remember that at least since the reign
of Justinian, Byzantium had retained a significant interest in the West,
particularly in Italy, and Konstans II in the mid
seventh century considered the possibility of moving the seat of Byzantine
power to the West. The advance of Islam and the emergence of Iconoclasm had
sent further waves of Byzantine refugees to Italy and Byzantine cultural
influence in the West was high: popes such as Agatho I, John V, John VI, and
Zacharias I (late seventh to mid eighth century) were from Greek-speaking
families. Furthermore, the papacy was situated in territories that had long
been threatened by Arian Germanic peoples, with whom they had theological
difficulties, and the popes generally looked to the orthodox Byzantine emperor
as a military protector. From 726 onward, however, the emperors were
Iconoclasts and thus heretics in the eyes of the papacy. Meanwhile, the power
of the Germanic Franks had been growing north of the Alps. Their rulers had
been Catholic (i.e., orthodox) from the time of the conversion of their king
Clovis in AD 498 and they extended their power over much of what is now France
and western Germany. In the early eighth century, shortly after Leo Ill's
attack on ikons in Constantinople, Charles Martel (the de facto but not legal
ruler of the Franks) defeated the Arabs at the Battle of Tours in southern
France (732; Map 9.1). Charles' son, Pepin (Pippin) the Short, was made king of
the Franks in 751 with the support of Pope Stephen II and from that time onward
the Franks replaced the Byzantines as the main political defenders of the
popes. Pepin's son Charles succeeded him as king and in the 770s he defeated
the Lombards and gained control over most of northern Italy. This situation was
also affected by local politics in Rome itself, where at the end of the eighth
century Pope Leo III ran afoul of powerful enemies in the city. All of this led
to one of the major events in the history of the medieval West, where, on
Christmas day 800 Pope Leo III crowned Charles (known also as Charles the Great
or Charlemagne) as emperor.
With
the coronation of Charlemagne the problem of the two emperors came to the fore.
Up to that point most people believed that there was (or should be) one
Christian society ruled by one emperor. Thus, in this context the Byzantine
Empire made universal claims that were, to some degree, acknowledged even in
the West. Now, with the coronation of Charlemagne the situation was confused.
Some westerners claimed that a woman (namely Irene) could not be emperor and,
thus, the throne in Byzantium was vacant. Both Charlemagne and the papacy
realized that the coronation meant a direct challenge to Byzantium in one way
or another. The Byzantine Empire saw Charlemagne as a usurper (since he claimed
that he was “emperor”), and Irene's inability to oppose him by force certainly
weakened her domestic political situation. Charlemagne, meanwhile, realized
that his claim to imperial power was meaningless without some acknowledgment
from the Byzantines. He therefore sent an embassy to Constantinople offering to
marry Irene, and the empress' apparent willingness to consider such a
remarkable proposal only caused further distress and opposition in
Constantinople.
CHAPTER I
NICEPHORUS I,
STAURACIUS, AND MICHAEL I
(a.d. 802-813)
1
THE FALL OF IRENE
The Isaurian or
Syrian dynasty, which had not only discharged efficiently the task of defending
the Roman Empire against the Saracens and Bulgarians, but had also infused new
life into the administration and institutions, terminated ingloriously two
years after the Imperial coronation of Charles the Great at Rome. Ambassadors
of Charles were in Constantinople at the time of the revolution which hurled
the Empress Irene from the throne. Their business at her court was to treat
concerning a proposal of marriage from their master. It appears that the
Empress entertained serious thoughts of an alliance which her advisers would
hardly have suffered her to contract, and the danger may have precipitated a
revolution which could not long be postponed. Few palace revolutions have been
more completely justified by the exigencies of the common weal, and if personal
ambitions had not sufficed to bring about the fall of Irene, public interest
would have dictated the removal of a sovran whose incapacity must soon have led
to public disaster.
The career of
Irene of Athens had been unusually brilliant. An obscure provincial, she was
elevated by a stroke of fortune to be the consort of the heir to the greatest
throne in Europe. Her husband died after a short reign, and as their son was a
mere child she was left in possession of the supreme power. She was thus
enabled to lead the reaction against iconoclasm, and connect her name
indissolubly with an Ecumenical Council. By this policy she covered herself
with glory in the eyes of orthodox posterity; she received the eulogies of
popes; and the monks, who basked in the light of her countenance, extolled her
as a saint. We have no records that would enable us to draw a portrait of
Irene’s mind, but we know that she was the most worldly of women, and that love
of power was a fundamental trait of her character. When her son Constantine was
old enough to assume the reins of government, she was reluctant to retire into
the background, and a struggle for power ensued, which ended ultimately in the
victory of the mother. The son, deprived of his eyesight, was rendered
incapable of reigning (a.d. 797), and Irene enjoyed for five years
undivided sovran power, not as a regent, but in her own right.
Extreme
measures of ambition which, if adopted by heretics, they would execrate as
crimes, are easily pardoned or overlooked by monks in the case of a monarch who
believes rightly. But even in the narrative of the prejudiced monk, who is our
informant, we can see that he himself disapproved of the behaviour of the “
most pious ” Irene, and, what is more important, that the public sympathy was
with her son. Her conduct of the government did not secure her the respect
which her previous actions had forfeited. She was under the alternating
influence of two favourite eunuchs, whose intrigues against each other divided
the court. After the death of Stauracius, his rival Aetius enjoyed the supreme
control of the Empress and the Empire. He may have been a capable man; but his
position was precarious, his power was resented by the other ministers of
state, and, in such circumstances, the policy of the Empire could not be
efficiently carried on. He united in his own hands the commands of two of the
Asiatic Themes, the Opsikian and the Anatolic, and he
made his brother Leo strategos of both Macedonia and Thrace. By the control of
the troops of these provinces he hoped to compass his scheme of raising Leo to
the Imperial throne.
We can hardly
doubt that the political object of mitigating her unpopularity in the capital
was the motive of certain measures of relief or favour which the Empress
adopted in March a.d. 801. She remitted the “urban tribute,” the principal tax paid by the
inhabitants of Constantinople, but we are unable to say whether this indulgence
was intended to be temporary or permanent. She lightened the custom dues which
were collected in the Hellespont and the Bosphorus. We may question the need
and suspect the wisdom of either of these measures; but a better case could
probably be made out for the abolition of the duty on receipts. This tax,
similar to the notorious Chrysargyron which Anastasius I did away with, was
from the conditions of its collection especially liable to abuse, and it was
difficult for the fisc to check the honesty of the excise officers who gathered
it. We have a lurid picture of the hardships which it entailed. Tradesmen of
every order were groaning under extravagant exactions. Sheep-dealers and
pig-dealers, butchers, wine-merchants, weavers and shoemakers, fullers,
bronzesmiths, goldsmiths, workers in wood, perfumers, architects are enumerated
as sufferers. The high-roads and the sea-coasts were infested by fiscal
officers demanding dues on the most insignificant articles. When a traveller
came to some narrow defile, he would be startled by the sudden appearance of a
tax-gatherer, sitting aloft like a thing uncanny. The fisherman who caught
three fishes, barely enough to support him, was obliged to surrender one to the
necessities of the treasury, or rather of its representative. Those who made
their livelihood bycatching or shooting birds were in the same predicament. It
is needless to say that all the proceeds of these exactions did not flow into
the fisc; there was unlimited opportunity for peculation and oppression on the
part of the collectors.
We learn that
Irene abolished this harsh and impolitic system from a congratulatory letter
addressed to her on the occasion by Theodore, the abbot of Studion. We must
remember that the writer was an ardent partisan of the Empress, whom he lauds
in hyperbolic phrases, according to the manner of the age, and we may
reasonably suspect that he has overdrawn the abuses which she remedied in order
to exalt the merit of her reform.
The monks of
Studion, driven from their cloister by her son, had been restored with high
honour by Irene, and we may believe that they were the most devoted of her
supporters. The letter which Theodore addressed to her on this occasion shows
that in his eyes her offences against humanity counted as nothing, if set
against her services to orthodoxy and canonical law. It is characteristic of
medieval Christianity that one who made such high professions of respect for
Christian ethics should extol the “virtue” of the woman who had blinded her
son, and assert that her virtue has made her government popular and will
preserve it unshaken.
Even if Irene’s
capacity for ruling had equalled her appetite for power, and if the reverence
which the monks entertained for her had been universal, her sex was a weak
point in her position. Other women had governed—Pulcheria, for instance in the
name of an Emperor; but Irene was the first who had reigned alone, not as a
regent, but as sole and supreme autocrat. This was an innovation against which
no constitutional objection seems to have been urged or recognized as valid at
Constantinople; though in Western Europe it was said that the Roman Empire
could not devolve upon a woman, and this principle was alleged as an argument
justifying the coronation of Charles the Great. But in the army there was
undoubtedly a feeling of dissatisfaction that the sovran was disqualified by
her sex from leading her hosts in war; and as the spirit of iconoclasm was
still prevalent in the army, especially in the powerful Asiatic Themes, there
was no inclination to waive this objection in the case of the restorer of
image-worship.
The power
exercised by the eunuch Aetius was intolerable to many of the magnates who held
high offices of state, and they had good reason to argue that in the interests
of the Empire, placed as it was between two formidable foes, a stronger
government than that of a favourite who wielded authority at the caprice of a
woman was imperatively required. The negotiations of the Empress with Charles
the Great, and the arrival of ambassadors from him and the Pope, to discuss a
marriage between the two monarchs which should restore in Eastern and Western
Europe the political unity of the Roman Empire once more, were equally
distasteful and alarming to Aetius and to his opponents. The overtures of
Charles may well have impressed the patricians of New Rome with the danger of
the existing situation and with the urgent need that the Empire should have a
strong sovran to maintain its rights and prestige against the pretensions of
the Western barbarian who claimed to be a true Augustus. It might also be
foreseen that Aetius would now move heaven and earth to secure the elevation of
his brother to the throne as speedily as possible.
These
circumstances may sufficiently explain the fact that the discontent of the
leading officials with Irene’s government culminated in October a.d. 802,
while the Western ambassadors were still in Constantinople. The leader of the
conspiracy was Nicephorus, who held the post of Logothete of the General
Treasury, and he was recognized by his accomplices as the man who should
succeed to the Imperial crown. His two chief supporters were Nicetas
Triphyllios, the Domestic of the scholarian guards,
and his brother Leo, who had formerly peen strategos of Thrace. The
co-operation of these men was highly important; for Aetius counted upon their
loyalty, as Nicetas had espoused his part against his rival Stauracius. Leo,
who held the high financial office of Sakellarios, and the quaestor Theoktistos
joined in the plot, and several other patricians.
On the night of
October 31 the conspirators appeared before the Brazen Gate (Chalke) of the
Palace, and induced the guard to admit them, by a story which certainly bore
little appearance of likelihood. They said that Aetius had been attempting to
force the Empress to elevate his brother to the rank of Augustus, and that she,
in order to obviate his importunities, had dispatched the patricians at this
late hour to proclaim Nicephorus as Emperor. The authority of such important
men could hardly be resisted by the guardians of the gate, and in obedience to
the supposed command of their sovran they joined in proclaiming the usurper. It
was not yet midnight. Slaves and others were sent to all quarters of the city
to spread the news, and the Palace of Eleutherios, in which the Augusta was then
staying, was surrounded by soldiers. This Palace, which she had built herself,
was probably situated to the north of the harbour of Eleutherios, somewhere in
the vicinity of the Forum which was known as Bous. In the morning she
was removed to the Great Palace and detained in custody, while the ceremony of
coronation was performed for Nicephorus by the Patriarch Tarasius, in the
presence of a large multitude, who beheld the spectacle with various emotions.
The writer from
whom we learn these events was a monk, violently hostile to the new Emperor,
and devoted to the orthodox Irene, who had testified so brilliantly to the
“true faith.” We must not forget his bias when we read that all the spectators
were imprecating curses on the Patriarch, and on the Emperor and his
well-wishers. Some, he says, marvelled how Providence could permit such an
event and see the pious Empress deserted by those courtiers who had professed
to be most attached to her, like the brothers Triphyllios. Others, unable to
believe the evidence of their eyes, thought they were dreaming. Those who took
in the situation were contrasting in prophetic fancy the days that were coming
with the blessed condition of things which existed under Irene. This
description represents the attitude of the monks and the large number of people
who were under their influence. But we may well believe that the populace
showed no enthusiasm at the revolution; Nicephorus can hardly have been a
popular minister.
The new Emperor
determined, as a matter of course, to send the deposed Empress into banishment,
but she possessed a secret which it was important for him to discover. The
economy of Leo III and Constantine V had accumulated a large treasure, which
was stored away in some secret hidingplace,
known only to the sovran, and not communicated to the Sakeliarios,
who was head of the treasury. Nicephorus knew of its existence, and on the day
after his coronation he had an interview with Irene in the Palace, and by
promises and blandishments persuaded her to reveal where the store was hidden.
Irene on this occasion made a dignified speech, explaining her fall
as a punishment of her sins, and asking to be allowed to live in her own house
of Eleutherios. Nicephorus, however, banished her first to Prince’s Island in
the Propontis, and afterwards to more distant Lesbos, where she died within a
year. We cannot accept unhesitatingly the assertion of the Greek chronographer
that Nicephorus broke his faith. There is some evidence, adequate at least to
make us suspicious, that he kept bis promise, and that Irene was not banished
until she or her partisans organized a conspiracy against his life.
2.
Nicephorus I.
According to
Oriental historians, Nicephorus was descended from an Arabian king, Jaballah of
Ghassan, who in the reign of Heraclius became a Mohammadan,
but soon, dissatisfied with the principle of equality which marked the early
period of the Caliphate, fled to Cappadocia and resumed the profession of
Christianity along with allegiance to the Empire. Perhaps Jaballah or one of
his descendants settled in Pisidia, for Nicephorus was born in Seleucia of that
province. His fame has suffered, because he had neither a fair historian to do
him justice, nor apologists to countervail the coloured statements of
opponents. He is described as an unblushing hypocrite, avaricious, cruel,
irreligious, unchaste, a perjured slave, a wicked revolutionary. His every act
is painted as a crime or a weakness, or as prompted by a sinister motive. When
we omit the adjectives and the comments and set down the facts, we come to a
different conclusion. The history of his reign shows him a strong and masterful
man, who was fully alive to the difficulties of the task of governing and was
prepared to incur unpopularity in discharging his duty as guardian of the
state. Like many other competent statesmen, he knew how to play upon the
weaknesses of men and to conceal his own designs; he seems indeed to have been
expert in dissimulation and the cognate arts of diplomacy. It was said that
tears came with convenient readiness, enabling him to feign emotions which he
was far from feeling and win a false reputation for having a good heart.
Most of the able Roman Emperors who were not born in the purple
had been generals before they ascended the throne. Nicephorus, who had been a
financial minister, was one of the most notable exceptions. It is probable that
he had received a military training, for he led armies into the field. He was
thoroughly in earnest about the defence of the Empire against its foes, whether
beyond the Taurus or beyond the Haemus; but he had not the qualities of a
skilful general, and this deficiency led to the premature end of his reign. Yet
his financial experience may have been of more solid value to the state than
the military talent which might have achieved some brilliant successes. He was
fully determined to be master in his own house. He intended that the Empire,
the Church as well as the State, should be completely under his control, and
would brook no rival authorities, whether in the court or in the cloister. He
severely criticized his predecessors, asserting that they had no idea of the
true methods of government. If a sovran, he used to say, wishes to rule
efficiently, he must permit no one to be more powerful than himself,—a sound
doctrine under the constitution of the Roman Empire. The principles of his
ecclesiastical policy, which rendered him execrable in the eyes of many monks,
were religious toleration and the supremacy of the State over the Church.
Detested by the monks on this account, he has been represented by one of them,
who is our principal informant, as a tyrannical oppressor who imposed intolerable
burdens of taxation upon his subjects from purely avaricious motives. Some of
his financial measures may have been severe, but our ignorance of the economic
conditions of the time and our imperfect knowledge of the measures, themselves
render it difficult for us to criticize them.
In pursuance of
his conception of the sovran’s duty, to take an active part in the
administration himself and keep its various departments under his own control,
Nicephorus resolved to exercise more constantly and regularly the supreme
judicial functions which belonged to the Emperor. His immediate predecessors
had probably seldom attended in person the Imperial Court of Appeal, over which
the Prefect of the City presided in the Emperor’s absence; but hitherto it had
been only in the case of appeals, or in those trials of high functionaries
which were reserved for his Court, that the sovran intervened in the
administration of justice. Nicephorus instituted a new court which sat in the
Palace of Magnaura. Here he used to preside himself and judge cases which
ordinarily came before the Prefect of the City or the Quaestor. It was his
purpose, he alleged, to enable the poor to obtain justice speedily and easily.
It is instructive to observe how this innovation was construed and censured by
his enemies. It was said that his motive was to insult and oppress the official
classes, or that the encouragement of lawsuits was designed to divert the
attention of his subjects from Imperial “impieties.” The malevolence of these
insinuations is manifest. Nicephorus was solicitous to protect his subjects
against official oppression, and all Emperors who took an active personal part
in the administration of justice were highly respected and praised by the
public.
Not long after Nicephorus ascended the throne be was menaced by a serious insurrection. He had appointed an able general, Bardanes Turcus, to an exceptionally extensive command, embracing the Anatolic, the Armeniac, and the three other Asiatic Themes. The appointment was evidently made with the object of prosecuting vigorously the war against the Saracens, in which Bardanes had distinguished himself, and won popularity with the soldiers by his scrupulously fair division of booty, in which of persons. He was, as his name shows, an Armenian by descent, but we are not told whence he derived the surname of “Turk.” The large powers which were entrusted to him stirred his ambitions to seize the crown, and the fiscal rigour of the new Emperor excited sufficient discontent to secure followers for a usurper. The Armeniac troops refused to support him, but the regiments of the other four Themes which were under his command proclaimed him Emperor on Wednesday, July 19, a.d. 803.
This revolt of
Bardanes has a dramatic interest beyond the immediate circumstances. It was the
first act in a long and curious drama which was worked out in the course of
twenty years. We shall see the various stages of its development in due order.
The contemporaries of the actors grasped the dramatic aspect, and the interest
was heightened by the belief that the events had been prophetically
foreshadowed from the beginning. In the staff of Bardanes were three young men
who enjoyed his conspicuous favour. Leo was of Armenian origin, like the
general himself, but had been reared at a small place called Pidra in the Anatolic Theme. Bardanes had selected him for
his fierce look and brave temper to be a “spear-bearer and attendant,” or, as
we should say, an aide-de-camp. Michael, who was known as Traulos,
on account of his lisp, was a native of Amorion. The third, Thomas, probably
came of a Slavonic family settled in Pontus near Gaziura. All three were of
humble origin, but Bardanes detected that they were marked out by nature for
great things and advanced them at the very beginning of their careers. When he
determined to raise the standard of rebellion against Nicephorus, he took these
three chosen ones into his confidence, and they accompanied him when he rode
one day to Philomelion for the purpose of consulting a hermit said to be
endowed with the faculty of foreseeing things to come. Leaving his horse to the
care of his squires, Bardanes entered the prophet’s cell, where he received a
discouraging oracle. He was bidden to abandon his designs, which would surely
lead to the loss of his property and of his eyes. He left the hermit’s dwelling
moody and despondent, and he was mounting his horse when the holy man, who had
followed to the door and espied his three companions, summoned him to return.
Eagerly expecting a further communication Bardanes complied, and he heard a
strange prophecy: “The first and the second of these men will possess the
Empire, but thou shalt not. As for the third, he will be merely proclaimed, but
will not prosper and will have a bad end.” The disappointed aspirant to the
throne rushed from the hut, uttering maledictions against the prophet who
refused to flatter his hopes, and jeeringly communicated to Leo, Michael, and
Thomas the things which were said to be in store for them. Thus, according to
the story, the destinies of the two Emperors Leo V and Michael II and of the
great tyrant Thomas were shadowed forth at Philomelion long before it could be
guessed how such things were to come to pass.
The destiny of
their patron Bardanes was to be decided far sooner. The insurgent army advanced
along the road to Nicomedia, but it was soon discovered that the Emperor was
prepared for the emergency and had forces at his disposition which rendered the
cause of the tyrant hopeless. Thomas, the Slavonian, stood by his master; but
Leo, the Armenian, and Michael, of Amorion, deserted to Nicephorus, who duly
rewarded them. Michael was appointed a Count of the tent, Leo to be Count of
the Federates, and each of them received the gift of a house in Constantinople.
When Bardanes found it impracticable to establish on the Asiatic shore a
basis of operations against the capital, of which the inhabitants showed no
inclination to welcome him, he concluded that his wisest course would be to sue
for grace while there was yet time, and he retired to Malagina.
The Emperor readily sent him a written assurance of his personal safety, which
was signed by the Patriarch Tarasius and all the patricians; and the promise
was confirmed by the pledge of a little gold cross which the Emperor was in the
habit of wearing. The tyranny had lasted about seven weeks, when Bardanes
secretly left the camp at midnight (September 8) and travelling doubtless by
the road which passes Nicaea and skirts the southern shores of Lake Ascanias, escaped to the monastery of Heraclius at Kios,
the modern town of Geumlek. There he was
tonsured and arrayed in the lowly garment of a monk. The Emperor’s bark, which
was in waiting at the shore, carried him to the island of Prote,
where he had built a private monastery, which he was now permitted to select as
his retreat. Under the name of Sabbas, he devoted himself to ascetic exercises.
But Nicephorus, it would seem, did not yet feel assured that the ex-tyrant was
innocuous; for we can hardly doubt the assertion of our sources that it was
with the Emperor’s knowledge that a band of Lycaonians landed on
the island by night and deprived the exiled monk of his eyesight. Nicephorus,
however, professed to be sorely distressed at the occurrence; he shed the
tears which were always at his disposal, and did not leave the Imperial bedchamber
for seven days. He even threatened to put to death some Lycaonian nobles; and
the Senate and the Patriarch could hardly venture to doubt the sincerity of his
indignation. As for the rebellious army, it was punished by receiving no pay;
several officers and landed owners were banished; the property of the chief
insurgent was confiscated. Such was the fate of Bardanes Turcus and his revolt.
In February 808
a plot was formed to dethrone Nicephorus by a large number of discontented
senators and ecclesiastical dignitaries. It is significant that the man who was
designated by the conspirators to be the new Emperor was on this occasion also
an Armenian. The patrician Arsaber held the office of
Quaestor; and the chronicler, who regarded with favour any antagonist of
Nicephorus, describes him as pious. The plot was detected; Arsaber was punished by stripes, made a monk and banished to Bithynia; the accomplices,
not excepting the bishops, were beaten and exiled.
Nicephorus had
two children, a daughter and a son. Procopia had married Michael Rangabé, who
was created Curopalates; and one of their sons, Nicetas (destined hereafter to
occupy the Patriarchal throne), was appointed, as a child, to be the Domestic
or commander of the Hikanatoi, a new corps of guards
which his grandfather had instituted. Stauracius was doubtless younger than
Procopia, and was crowned Augustus in December 803, a year after his father’s
succession. Theophanes, perhaps malevolently, describes him as “physically and
intellectually unfit for the position.” His father took pains to choose a
suitable wife for him. On December 20, 807, a company of young girls from all
parts of the Empire was assembled in the Palace, to select a consort for
Stauracius. For a third time in the history of New Rome an Athenian lady was
chosen to be the bride of a Roman Augustus. The choice of Nicephorus now fell
on Theophano, even as Constantine V had selected Irene for his son Leo, and
nearly four centuries before Pulcheria had discovered Athenais for her brother
Theodosius. Theophano had two advantages: she was a kinswoman of the late
Empress Irene; and she had already (report said) enjoyed the embraces of a man
to whom she was betrothed. The second circumstance gave Nicephorus an
opportunity of asserting the principle that the Emperor was not bound by the
canonical laws which interdicted such a union.
If a statement
of Theophanes is true, which we have no means of disproving and no reason to
doubt, the beauty of the maidens who had presented themselves as possible
brides for the son, tempted the desires of the father; and two, who were more
lovely than the successful Athenian, were consoled for their disappointment by
the gallantries of Nicephorus himself on the night of his son’s marriage. The
monk who records this scandal of the Imperial Palace makes no other comment
than “the rascal was ridiculed by all”
The frontiers
of the Empire were maintained intact in the reign of Nicephorus, but his
campaigns were not crowned by military glory. The death of the Caliph Harun
(809 a.d.) delivered him from a persevering foe
against whom he had been generally unsuccessful, and to whom he had been forced
to make some humiliating concessions; but the Bulgarian war brought deeper
disgrace upon Roman arms and was fatal to Nicephorus himself. In an expedition
which, accompanied by his son and his son-in-law, he led across the Haemus, he
suffered himself to be entrapped, and his life paid the penalty for his want of
caution (July 26, a.d. 811).
3
STAURACIUS
The young Emperor Stauracius had been severely wounded in the battle, but he succeeded in escaping to the shelter of Hadrianople. His sister’s husband, Michael Rangabé, had come off unhurt; and two other high dignitaries, the magister Theoktistos, and Stephanos the Domestic of the Schools, reached the city of refuge along with the surviving Augustus. But although Stauracius was still living, it was a question whether he could live long. His spine had been seriously injured, and the nobles who stood at his bedside despaired of his life. They could hardly avoid considering the question whether it would be wise at such a crisis to leave the sole Imperial power in the hands of one who had never shown any marked ability and who was now incapacitated by a wound, seemingly at the door of death. On the other hand, it might be said that the unanimity and prompt action which the emergency demanded would be better secured by acknowledging the legitimate Emperor, however feeble he might be. So at least it seemed to the Domestic of the Schools, who lost no time in proclaiming Stauracius autokrator. Stauracius himself, notwithstanding his weak condition, appeared in the presence of the troops who had collected at Hadrianople after the disaster, and spoke to them. The soldiers had been disgusted by the unskilfulness of the late Emperor in the art of war, and it is said that the new Emperor sought to please them by indulging in criticisms on his father.
But the
magister Theoktistos, although. he was present on this occasion, would have
preferred another in the place of Stauracius. And there was one who had a
certain eventual claim to the crown, and might be supposed not unequal to its
burdens, Michael Rangabé, the Curopalates and husband of the princess Procopia.
It would not have been a violent measure if, in view of the precarious
condition of her brother, Procopia’s husband had been
immediately invested with the insignia of empire. Such a course could have been
abundantly justified by the necessity of having an Emperor capable of meeting
the dangers to be apprehended from the triumphant Bulgarian foe. Theoktistos
and others pressed Michael to assume the diadem, and if he had been willing
Stauracius would not have reigned a week. But Michael declined at this
juncture, and the orthodox historian, who admires and lauds him, attributes his
refusal to a regard for his oath of allegiance “to Nicephorus and Stauracius.”
The wounded
Emperor was removed in a litter from Hadrianople to Byzantium. The description
of the consequence of his hurt shows that he must have suffered much physical
agony, and the chances of his recovery were diminished by his mental anxieties.
He had no children, and the question was, who was to succeed him. On the one
hand, his sister Procopia held that the Imperial power rightly devolved upon
her husband and her children. On the other hand, there was another lady,
perhaps even more ambitious than Procopia, and dearer to Stauracius. The
Athenian Theophano might hope to play the part of her kinswoman Irene, and
reign as sole mistress of the Roman Empire.
Concerning the
intrigues which were spun round the bedside of the young Emperor in the autumn
months (August and September) of 811, our contemporary chronicle gives only a
slight indication. The influence of Theophano caused her husband to show marked
displeasure to the ministers Stephanos and Theoktistos, and to his
brother-in-law Michael, and also to regard with aversion his sister Procopia,
whom he suspected of conspiring against his life. As his condition grew worse
and he saw that his days were numbered, he wavered between two alternative
plans for the future of the Empire. One of these was to devolve the succession
on his wife Theophano.
The other
alternative conceived by Stauracius is so strange that we hardly know what to
make of it. The idea comes to us as a surprise in the pages of a ninth-century
chronicle. It appears that this Emperor, as he felt death approaching, formed
the conception of changing the Imperial constitution into a democracy. It was
the wild vision of a morbid brain, but we cannot help wondering how Stauracius
would have proceeded in attempting to carry out such a scheme. Abstractly,
indeed, so far as the constitutional aspect was concerned, it would have been
simple enough. The Imperial constitution might be abolished and a democratic
republic established, in theory, by a single measure. All that he had to do was
to repeal a forgotten law, which had regulated the authority of the early
Caesars, and thereby restore to the Roman people the powers which it had
delegated to the Imperator more than seven hundred years before. Of the Lex
de imperio Stauracius had probably never heard,
nor is it likely that he had much knowledge of the early constitutional history
of Rome. Perhaps it was from ancient Athens that he derived the political idea
which, in the circumstances of his age, was a chimera; and to his wife, thirsty
for power, he might have said, “Athens, your own city, has taught the world
that democracy is the best and noblest form of government.”
The
intervention of the Patriarch Nicephorus at this juncture helped to determine
and secure the progress of events. He was doubtless relieved at the death of
his stark namesake, however much he may have been distressed at the calamity
which brought it about; and we are told that, when Stauracius arrived at
Constantinople, the Patriarch hastened to give him ghostly advice and exhort
him to console those who had been pecuniarily wronged by his father, by making restitution.
But like his sire, according to the partial chronicler, Stauracius was
avaricious, and was unwilling to sacrifice more than three talents in this
cause, although that sum was but a small fraction of the monies wrongfully
appropriated by the late Emperor. The Patriarch failed in his errand at the
bedside of the doomed monarch, but he hoped that a new Emperor, of no doubtful
voice in matters of orthodoxy, would soon sit upon the throne. And it appeared
that it would be necessary to take instant measures for securing the succession
to this legitimate and desirable candidate. The strange designs of Stauracius
and the ambition of Theophano alarmed Nicephorus, and he determined to prevent
all danger of a democracy or a sovran Augusta by anticipating the death of the
Emperor and placing Michael on the throne. At the end of September he
associated himself, for this purpose, with Stephanos and Theoktistos. The
Emperor was already contemplating the cruelty of depriving his brother-in-law
of eyesight, and on the first day of October he summoned the Domestic of the
Schools to his presence and proposed to blind Michael that very night. It is
clear that at this time Stauracius placed his entire trust in Stephanos, the
man who had proclaimed him at Hadrianople, and he knew not that this officer
had since then veered round to the view of Theoktistos. Stephanos pointed out
that it was too late, and took care to encourage his master in a feeling of
security. The next day had been fixed by the conspirators for the elevation of
the Curopalates, and throughout the night troops were filing into the
Hippodrome to shout for the new Emperor. In the early morning the senators
arrived; and the constitutional
formalities of election preliminary to the coronation were complied with (Oct.
2, a.d. 811). Michael Rangabé was proclaimed “Emperor of the Romans” by the Senate and
the residential troops—that remnant of them which had escaped from the field of
blood beyond the Haemus. Meanwhile the Emperor, who had been less lucky on that
fatal day, escaping only to die after some months of pain, was sleeping or
tossing in the Imperial bedchamber, unconscious of the scene which was being
enacted not many yards away. But the message was soon conveyed to his ears, and
he hastened to assume the visible signs of abdication by which deposed Emperors
were wont to disarm the fears or jealousy of their successors. A monk, named
Simeon, and a kinsman of his own, tonsured him and arrayed him in monastic
garb, and he prepared to spend the few days of life left to him in a lowlier
place and a lowlier station. But before his removal from the Palace his sister
Procopia, in company with her Imperial husband and the Patriarch Nicephorus,
visited him. They endeavoured to console him and to justify the step which had
been taken; they repudiated the charge of a conspiracy, and explained their act
as solely necessitated by his hopeless condition. Stauracius, notwithstanding
their plausible arguments, felt bitter; he thought that the Patriarch had
dealt doubly with him. “You will not find,” he said to Nicephorus, “a better
friend than me.”
Nicephorus took
the precaution of requiring from Michael, before he performed the ceremony of
coronation, a written assurance of his orthodoxy and an undertaking to do no
violence to ecclesiastics, secular or regular. The usual procession was
formed; the Imperial train proceeded from the Palace to the Cathedral; and the
act of coronation was duly accomplished in the presence of the people. The
rejoicings, we are told, were universal, and we may believe that there was a
widespread feeling of relief, that an Emperor sound in limb was again at the
head of the state. The bounty of Michael gave cause, too, for satisfaction on
the first day of his reign. He bestowed on the Patriarch, who had done so much
in helping him to the throne, the sum of 50 lbs. of gold (£2160), and to the
clergy of St. Sophia he gave half that amount.
The unfortunate
Stauracius lived on for more than three months, but towards the end of that
time the corruption of his wound became so horrible that no one could approach
him for the stench. On the 11th of January 812 he died, and was buried in the
new monastery of Braka. This was a handsome building, given to Theophano by the
generosity of Procopia when she resolved, like her husband, to retire to a
cloister.
4.
Reign and
Policy of Michael I
It is worth
while to note how old traditions or prejudices, surviving from the past history
of the Roman Empire, gradually disappeared. We might. illustrate the change
that had come over the “Romans” since the age of Justinian, by the fact that in
the second year of the ninth century a man of Semitic stock ascends the throne,
and is only prevented by chance from founding a dynasty, descended from the Ghassanids. He bears a name, too, which, though Greek and
common at the time, was borne by no Emperor before him. His son’s name is Greek
too, but unique on the Imperial list. A hundred years before men who had names
which sounded strange in collocation with Basileus and Augustus (such as Artemius and Apsimar) adopted new names which had an Imperial ring
(such as Anastasius and Tiberius). It was instinctively felt then that a
Bardanes was no fit person to occupy the throne of the Caesars, and therefore
he became Philippicus. But this instinct was becoming weak in a city where
strange names, strange faces, and strange tongues were growing every year more
familiar. The time had come when men of Armenian, Slavonic, or even Semitic origin
might aspire to the highest positions in Church and State, to the Patriarchate
and the Empire. The time had come at last when it was no longer deemed strange
that a successor of Constantine should be a Michael.
The first
Michael belonged to the Rangabé family, of which we now hear for the first
time. He was in the prime of manhood when he came to the throne; his hair was
black and curling, he wore a black beard, and his face was round. He seems to
have been a mild and good-humoured man, but totally unfit for the position to
which chance had raised him. As a general he was incapable; as an administrator
he was injudicious; as a financier he was extravagant. Throughout his short
reign he was subject to the will of a woman and the guidance of a priest. It
may have been the ambition of Procopia that led him to undertake the duties of
a sovran; and she shared largely in the administration. Ten days after her
lord’s coronation, Procopia—daughter and sister, now wife, of an Emperor—was
crowned Augusta in the throne-room of Augusteus, in
the Palace of Daphne, and she courted the favour of the Senators by bestowing
on them many gifts. She distributed, moreover, five pounds of gold among the
widows of the soldiers who had fallen with her father in Bulgaria. Nor did she
forget her sister-in-law, who, if things had fallen out otherwise, might have
been her sovran lady. Theophano had decided to end her life as a nun. Her
triumphant rival enriched her, and, as has been already mentioned, gave her a
noble house, which was converted into a cloister. Nor were the poor kinsfolk
of Theophano neglected by the new Augusta. It was said at least that in the
days of Nicephorus they had lived in pitiable penury, as that parsimonious
Emperor would not allow his daughter-in-law to expend money in assisting them;
but this may be only an ill-natured invention.
The following
Christmas day was the occasion of another coronation and distribution of
presents. Theophylactus, the eldest son of Michael, was crowned in the ambo of
the Great Church. On this auspicious day the Emperor placed in the Sanctuary of
St. Sophia a rich offering of golden vessels, inlaid with gems, and antique
curtains for the ciborium, woven of gold and purple and embroidered with
pictures of sacred subjects. It was a day of great rejoicing in the city, and
people surely thought that the new sovran was beginning his reign well; he had
made up his mind to ask for his son the hand of a daughter of the great
Charles, the rival Emperor.
The note of
Michael’s policy was reaction, both against the ecclesiastical policy of
Nicephorus, as we shall see, and also against the parsimony and careful
book-keeping which had rendered that monarch highly unpopular. Procopia and
Michael hastened to diminish the sums which Nicephorus had hoarded, and much
money was scattered abroad in alms. Churches and monasteries were
enriched and endowed; hermits who spent useless lives in desert places were
sought out to receive of the august bounty; religious hostelries and houses for
the poor were not forgotten. The orphan and the widow had their wants supplied;
and the fortunes of decayed gentle people were partially resuscitated. All this
liberality made the new lord and lady highly popular; complimentary songs were
composed by the demes and sung in public in their honour. The stinginess and
avarice of Nicephorus were now blotted out, and amid the general jubilation few
apprehended that the unpopular father-in-law was a far abler ruler than his
bountiful successor.
It was
naturally part of the reactionary policy to recall those whom Nicephorus had
banished and reinstate those whom be had degraded. The most eminent of those
who returned was Leo the Armenian, son of Bardas. We have met this man before.
We saw how he took part in the revolt of Bardanes against Nicephorus, and then,
along with his companion in arms, Michael the Amorian, left his rebellious
commander in the lurch. We saw how Nicephorus rewarded him by making him Count
of the Federates. He subsequently received a command in the Anatolic Theme,
but for gross carelessness and neglect of his duties he was degraded from his
post, whipped, and banished in disgrace. He was recalled by Michael, who
appointed him General of the Anatolic Theme, with the dignity of
Patrician—little guessing that he was arming one who would dethrone himself
and deal ruthlessly with his children. Afterwards when the General of the
Anatolies had become Emperor of the Romans, it was said that signs and
predictions of the event were not wanting. Among the tales that were told was
one of a little slave-girl of the Emperor, who was subject to visitations of
“the spirit of Pytho.” On one occasion when she was
thus seized she went down from the Palace to the seashore below, near the
harbour of Bucoleon, and cried with a loud voice,
addressing the Emperor, “Come down, come down, resign what is not thine!” These
words she repeated again and again. The attention of those in the Palace above
was attracted; the Emperor heard the fatal cry, and attempted to discover what
it meant. He bade his intimate friend Theodotos Kassiteras to see that when the
damsel was next seized she should be confined within doors, and to investigate
the meaning of her words. To whom did the Palace belong, if not to its present
lord? Theodotos was too curious himself to fail to carry out his master’s
order, and the girl made an interesting communication. She told him the name
and mark of the true Lord of the Palace, and urged him to visit the acropolis
at a certain time, where he would meet two men, one of them riding on a mule.
This man, she said, was destined to sit on the Imperial throne. The cunning spatharo-candidate took good care not to reveal his
discovery to his master. Questioned by Michael, he pretended that he could make
nothing of the ravings of the possessed girl. But he did not fail to watch in
the prescribed place at the prescribed time for the man who was to come riding
on a mule. Leo the Armenian appeared on a mule; and the faithless Theodotos
hastened to tell him the secret and secure his favour. This story, noised
abroad at the time and remembered long afterwards, is highly characteristic of
the epoch, and the behaviour of Theodotos is thoroughly in the character of a
Byzantine palace official.
In matters that
touched the Church the pliant Emperor was obedient to the counsels of the
Patriarch. In matters that touched the State he seems also to have been under
the influence of a counsellor, and one perhaps whose views were not always in
harmony with those of the head of the Church. No single man had done more to
compass the elevation of Michael than the Magister Theoktistos. This minister
had helped in the deposition of Irene, and he was probably influential, though
he played no prominent part, in the reign of Nicephorus. Nicephorus was not one
who stood in need of counsellors, except in warfare; but in Michael’s reign
Theoktistos stood near the helm and was held responsible by his contemporaries
for the mistakes of the helmsman. The admirers of the orthodox Emperor were
forced to admit that, notwithstanding his piety and his clemency, he was a bad
pilot for a state, and they threw the blame of the false course on Theoktistos
among others. It was Theoktistos, we may suspect, who induced Michael to abandon
the policy, advocated by the Patriarch, of putting to death the Paulician
heretics.
But Michael’s
reign was destined to be brief. The struggle of the Empire with the powerful
and ambitious Bulgarian kingdom was fatal to his throne, as it had been fatal
to the throne of Nicephorus. In the spring, a.d. 813, Michael took the field
at the head of a great army which included the Asiatic as well as the European
troops. Michael was no general, but the overwhelming defeat which he
experienced at Versinicia (June 22) was probably due
to the treachery of the Anatolic regiments under the command of Leo the
Armenian.
Michael himself
escaped. Whether he understood the import of what had happened or not, it is
impossible to decide; but one would think that he must have scented treachery.
Certain it is that he committed the charge of the whole army to the man who had
either played him false or been the unwitting cause of the false play. A
contemporary author states that he chose Leo as “a pious and most valiant man.”
A chronicler writing at the beginning of Leo’s reign might put it thus. But two
explanations are possible: Michael may have been really blind, and believed his
general’s specious representations; or he may have understood the situation
perfectly and consigned the power to Leo in order to save his own life. Of the
alternatives the latter perhaps is the more likely. In any case, the Emperor
soon foresaw what the end must be, and if he did not see it for himself, there
was one to point it out to him when he reached Constantinople two days after
the battle. A certain man, named John Hexabulios, to whom the care of the city
wall had been committed, met Michael on his arrival, and commiserating with
him, inquired whom he had left in charge of the army. On hearing the name of
Leo, Hexabulios exclaimed at the imprudence of his master: Why did he give such
an opportunity to such a dangerous man? The Emperor feigned to be secure, but
he secretly resolved to abdicate the throne. The Empress Procopia was not so
ready to resign the position of the greatest lady in the Empire to “Barca,” as
she sneeringly called the wife of Leo, and the ministers of Michael were not
all prepared for a change of master. Theoktistos and Stephanos consoled him and
urged him not to abdicate. Michael thought, or feigned to think,
that the disaster was a divine punishment, and indeed this supposition was the
only alternative to the theory of treachery. “The Christians have suffered
this,” said the weeping Emperor in a council of his patricians, “on account of
my sins. God hates the Empire of my father-in-law and his race. For we were
more than the enemy, and yet none had heart, but all fled.” The advice of the
Patriarch Nicephorus did not coincide with the counsels of the patricians. He
was inclined to approve Michael’s first intention; he saw that the present
reign could not last, and thought that, if Michael himself proposed a
successor, that successor might deal mercifully with him and his children.
Meanwhile the
soldiers were pressing Leo to assume the Imperial title without delay. The
general of the Anatolies at first resisted, and pretended to be loyal to the
Emperor at such a dangerous crisis, when the enemy were in the land. But when
he saw that the Bulgarians intended to advance on Constantinople, he no longer
hesitated to seize the prize which had been placed within his reach. He did not
intend to enter the Imperial city in any other guise than as an Emperor
accepted by the army; and the defence of Constantinople could not be left in
the hands of Michael. It may be asked why Leo did not attempt to hinder Krum
from advancing, by forcing him to fight another battle, in which there should
be no feigned panic. The answer is that it was almost impossible to inveigle
the Bulgarians into a pitched battle when they did not wish. Their prince could
not fail to have perceived the true cause of his victory, and he was not likely
to be willing to risk another combat.
July had
already begun when Leo at length took the step of writing a letter to the
Patriarch. In it he affirmed his own orthodoxy; he set forth his new hopes, and
asked the blessing and consent of the head of the Church. Immediately after
this he arrived at Hebdomon, and was proclaimed in the Tribunal legitimate
Emperor of the Romans by the assembled army. On Monday, July 11, at mid-day, he
entered by the Gate of Charisios and proceeded to the
Palace; on Tuesday he was crowned in the ambo of St. Sophia by the Patriarch.
When the
tidings came that Leo had been proclaimed, the fallen Emperor with his wife and
children hastened to assume monastic garb and take refuge in the Church of the
Virgin of the Pharos. Thus they might hope to avert the suspicions of him who
was entering into their place; thus they might hope to secure at least their
lives and an obscure retreat. The lives of all were spared; the father, the
mother, and the daughters escaped without any bodily harm, but the sons were
not so lucky. Leo anticipated the possibility of future conspiracies in favour
of his predecessor’s male children by mutilating them. In eunuchs he would have
no rivals to fear. The mutilation which excluded from the most exalted position
in the State did not debar, however, from the most exalted position in the
Church; and Nicetas, who was just fourteen years old when he underwent the
penalty of being an Emperor’s son, will meet us again as the Patriarch
Ignatius. Parents and children were not allowed to have the solace
of living together; they were transported to different islands. Procopia was
immured in the monastery dedicated to her namesake St. Procopia. Michael, under
the name of Athanasius, eked out the remainder of his life in the rocky islet
of Plate, making atonement for his sins, and the new Emperor
provided him with a yearly allowance for his sustenance. By one of those
strange coincidences, which in those days might seem to men something more than
chance, the death of Michael occurred on an anniversary of the death of the
rival whom he had deposed. The 11th day of January, which had relieved
Stauracius from his sufferings, relieved Michael from the regrets of fallen
greatness. He was buried on the right side of the altar in the church of the
island where he died. Opposite, on the left, was placed, five years later, the
body of the monk Eustratios, who had once been the
Augustus Theophylactus. This, however, was not destined to be the final
resting-place of Michael Rangabé. Many years after, the Patriarch Ignatius
remembered the grave of his Imperial father, and having exhumed the remains,
transferred them to a new monastery which he had himself erected and dedicated
to the archangel Michael at Satyros, on the Bithynian
mainland, opposite to the Prince’s islands. This monastery of Satyros was also called by the name of Anatellon or the Riser, an epithet of the archangel. The story was that the Emperor
Nicephorus was hunting in the neighbourhood, where there was good cover for
game, and a large stag was pulled down by the hounds. On this spot was found an
old table, supported by a pillar, with an inscription on this wise: “This is
the altar of the Arch-Captain Michael, the Rising Star, which the apostle
Andrew set up.”
5.
Ecclesiastical
Policies of Nicephorus I and Michael I
The principle
that the authority of the autocrat was supreme in ecclesiastical as well as
secular administration had been fundamental in the Empire since the days of
Constantine the Great, who took it for granted; and, in spite of sporadic
attempts to assert the independence of the Church, it always prevailed at
Byzantium. The affairs of the Church were virtually treated as a special
department of the affairs of the State, and the Patriarch of Constantinople was
the minister of religion and public worship. This theory of the State Church
was expressed in the fact that it was the function of the Emperor both to
convoke and to preside at Church Councils, which, in the order of proceedings,
were modelled on the Roman Senate. It was expressed in the fact that the canons
ordained by ecclesiastical assemblies were issued as laws by the Imperial
legislator, and that he independently issued edicts relating to Church affairs.
It is illustrated by those mixed synods which were often called to decide
ecclesiastical questions and consisted of the dignitaries of the Court as well
as the dignitaries of the Church.
The Seventh
Ecumenical Council (a.d. 787) marks an epoch in the history of the relations between Church and State.
On that occasion the right of presiding was transferred from the sovran to the
Patriarch, but this concession to the Church was undoubtedly due to the fact
that the Patriarch Tarasius had been a layman and Imperial minister, who had
been elevated to the Patriarchal throne in defiance of the custom which had
hitherto prevailed of preferring only monks to such high ecclesiastical posts.
The significance of the epoch of the Seventh Council is that a new principle
was signalized: the assertion of ecclesiastical independence in questions of
dogma, and the assertion of the autocrat’s will in all matters pertaining to
ecclesiastical law and administration. This was the view which guided the
policy of Tarasius, who represented what has been called “the third party,”
standing between the extreme theories of thorough-going absolutism, which had
been exercised by such monarchs as Justinian, Leo III and Constantine V, and of
complete ecclesiastical independence, of which the leading advocate at this
time was Theodore, the abbot of Studion. The doctrine of the third party was
ultimately, but not without opposition and protest, victorious; and the
ecclesiastical interest of the reign of Nicephorus centres in this question.
Tarasius, who
had submitted by turns to the opposite policies of Constantine VI and Irene,
was an ideal Patriarch in the eyes of Nicephorus. He died on February 25, a.d. 806, and the Emperor looked for a man
of mild and complacent disposition to succeed him. The selection of a layman
was suggested by the example of Tarasius; a layman would be more pliable than a
priest or a monk, and more readily understand and fall in with the Emperor’s
views of ecclesiastical policy. His choice was judicious. He selected a learned man, who had recently retired from the post of First Secretary to a monastery
which he had built on the Bosphorus, but had not yet taken monastic vows. He
was a man of gentle disposition, and conformed to the Imperial idea of a model
Patriarch.
The celebrated
Theodore, abbot of the monastery of Studion, now appears again upon the scene.
No man contributed more than he to reorganize monastic life and render
monastic opinion a force in the Empire. Nicephorus, the Emperor, knew that he
would have to reckon with the influence of Theodore and the Studite monks, and
accordingly he sought to disarm their opposition by writing to him and his
uncle Plato before the selection of a successor to Tarasius, and asking their
advice on the matter. The letter in which Theodore replied to the Imperial
communication is extant, and is highly instructive. It permits us
to divine that the abbot would have been prepared to fill the Patriarchal chair
himself He begins by flattering Nicephorus, ascribing his elevation to God’s
care for the Church. He goes on to say that he knows of no man really worthy of
the Patriarchate, and he names three conditions which a suitable candidate
should fulfil: he should be able, with perfect heart, to seek out the judgments
of God; he should have been raised by gradual steps from the lowest to higher
ecclesiastical ranks; he should be experienced in the various phases of
spiritual life and so able to help others. This was manifestly aimed at
excluding the possible election of a layman. But Theodore goes further and
actually suggests the election of an abbot or an anchoret, without mentioning a
bishop. We cannot mistake the tendency of this epistle. It is probable that
Plato proposed his nephew for the vacant dignity. But Theodore’s bigotry and
extreme views of ecclesiastical independence rendered his appointment by an
Emperor like Nicephorus absolutely out of the question.
Respect for
Church tradition, with perhaps a touch of jealousy, made Theodore and his party
indignant at the designation of Nicephorus, a layman, as Patriarch. They
agitated against him, and their opposition seemed to the Emperor an intolerable
insubordination to his own authority. Nor did their attitude meet with much
sympathy outside their own immediate circle. A contemporary monk, who was no
friend of the Emperor, dryly says that they tried to create a schism. The
Emperor was fain to banish the abbot and his uncle, and break up the monastery;
but it was represented to him that the elevation of the new Patriarch would be
considered inauspicious if it were attended by the dissolution of such a famous
cloister in which there were about seven hundred brethren. He was content to
keep the two leaders in prison for twenty-four days, probably till after Nicephorus
had been enthroned. The ceremony was solemnised on Easter day (April 12) in the
presence of the two Augusti, and the Studites did not persist in their protest.
The Emperor
Nicephorus now resolved to make an assertion of Imperial absolutism, in the
sense that the Emperor was superior to canonical laws in the same way that he
was superior to secular laws. His assertion of this principle was the more
impressive, as it concerned a question which did not involve his own interests
or actions.
It will be
remembered that Tarasius had given his sanction to the divorce of Constantine
VI from his first wife and to his marriage with Theodote (Sept. A.D. 79 5).
After the fall of Constantine, Tarasius had been persuaded by Irene to declare
that both the divorce and the second marriage were illegal, and Joseph, who had
performed the marriage ceremony, was degraded from the priesthood and placed
under the ban of excommunication. This ban had not been removed, and the
circumstance furnished Nicephorus with a pretext for reopening a question which
involved an important constitutional principle. It would have been inconvenient
to ask Tarasius to broach again a matter on which his own conduct had been
conspicuously inconsistent and opportunist; but soon after the succession of
the new Patriarch, Nicephorus proceeded to procure a definite affirmation of
the superiority of the Emperor to canonical laws. At his wish a synod was
summoned to decide whether Joseph should be received again into communion and
reinstated in the sacerdotal office. The assembly voted for his rehabilitation,
and declared the marriage of Constantine and Theodote valid.
In this
assembly of bishops and monks one dissentient voice was raised, that of
Theodore the abbot of Studion. He and his uncle Plato had suffered under
Constantine VI the penalty of banishment from their monastery of Sakkudion, on Joseph, who had Church by uniting Constantine
with Theodote. It has been thought that the firm attitude which they then
assumed may have been in some measure due to the fact that Theodote was nearly
related to them; that they may have determined to place themselves beyond all
suspicion of condoning an offence against the canons in which the interests of
a kinswoman were involved. Now, when the question was revived, they persisted
in their attitude, though they resorted to no denunciations. Theodore wrote a
respectful letter to the Patriarch, urging him to exclude Joseph from
sacerdotal ministrations, and threatening that otherwise a schism would be the
consequence.2 The Patriarch did not deign to reply to the abbot, and
for two years the matter lay in abeyance, the Studites saying little, but
declining to communicate with the Patriarch.
The scandal of
this schism became more public when Joseph, a brother of Theodore, became
archbishop of Thessalonica. He was asked by the Logothete of the Course, why he
would not communicate with the Patriarch and the Emperor. On his alleging that
he had nothing against them personally, but only against the priest who had
celebrated the adulterous marriage, the Logothete declared, “Our pious Emperors
have no need of you at Thessalonica or anywhere else.” This occurrence (a.d. 808)
roused to activity Theodore’s facile pen. But his appeals to court-dignitaries
or to ecclesiastics outside his own community seem to have produced little
effect. He failed to stir up public opinion against the recent synod, and in
their schism the Studites were isolated. But the attitude of this important
monastery could no longer be ignored.
The mere
question of the rehabilitation of a priest was, of course, a very minor matter.
Nor was the legitimacy of Constantine’s second marriage the question which
really interested the Emperor. The question at issue was whether Emperors had
power to override laws established by the Church, and whether Patriarchs and
bishops might dispense from ecclesiastical canons. Theodore firmly maintained
that “the laws of God bind all men,” and the circumstance that Constantine wore
the purple made no difference. The significance of Theodore’s position is that
in contending for the validity of canonical law as independent of the State and
the Emperor, he was vindicating the independence of the Church. Although the
Studites stood virtually alone—for if any sympathised with them they were
afraid to express their opinions—the persistent opposition of such a large and
influential institution could not be allowed to continue. A mixed synod of
ecclesiastics and Imperial officials met in January a.d. 809, the legality of the marriage
of Theodote was reaffirmed, and it was laid down that Emperors were above
ecclesiastical laws and that bishops had the power of dispensing from canons.
Moreover, sentence was passed on the aged Plato, the abbot Theodore, and his
brother Joseph, who had been dragged before the assembly, and they were
banished to the Prince’s Islands, where they were placed in separate retreats.
Then Nicephorus proceeded to deal with the seven hundred monks of Studion. He
summoned them to his presence in the palace of Eleutherios, where he received
them with impressive ceremonial. When he found it impossible to intimidate or
cajole them into disloyalty to their abbot or submission to their sovran, he
said: “Whoever will obey the Emperor and agree with the Patriarch and the
clergy, let him stand on the right; let the disobedient move to the left, that
we may see who consent and who are stubborn.” But this device did not succeed,
and they were all confined in various monasteries in the neighbourhood of the
city. Soon afterwards we hear that they were scattered far and wide
throughout the Empire.
During his
exile, Theodore maintained an active correspondence with the members of his
dispersed flock, and in order to protect his communications against the
curiosity of official supervision he used the twenty-four letters of the
alphabet to designate the principal members of the Studite fraternity. In this
cipher, for example, alpha represented Plato, beta Joseph, omega Theodore
himself. Confident in the justice of his cause, he invoked the intervention of
the Roman See, and urged the Pope to undo the work of the adulterous synods by
a General Council. Leo wrote a paternal and consolatory letter, but he
expressed no opinion on the merits of the question. We may take it as certain
that he had other information derived from adherents of the Patriarch, who were
active in influencing opinion at Rome, and that he considered Theodore’s action
ill-advised. In any case, he declined to commit himself.
The resolute
protest of the Studites aroused, as we have seen, little enthusiasm, though it
can hardly be doubted that many ecclesiastics did not approve of the Acts of
the recent synod. But it was felt that the Patriarch had, in the circumstances,
acted prudently and with a sage economy. In later times enthusiastic admirers
of Theodore were ready to allow that Nicephorus had wisely consented lest the
Emperor should do something worse. And after the Emperor’s death he showed that
his consent had been unwillingly given.
If the Emperor
Nicephorus asserted his supreme authority in the Church, it could not be said
that he was not formally orthodox, as he accepted and maintained the settlement
of the Council of Nicaea and the victory of Picture-worship. But though his
enemies did not accuse him of iconoclastic tendencies, he was not an
enthusiastic image-worshipper. His policy was to permit freedom of opinion, and
the orthodox considered such toleration equivalent to heresy. They were
indignant when he sheltered by his patronage a monk named Nicolas who preached
against images and had a following of disciples. The favour which he showed to
the Paulicians gave his enemies a pretext for hinting that he was secretly
inclined to that flagrant heresy, and the fact that he was born in Pisidia
where Paulicianism flourished lent a colour to the charge. These heretics had
been his useful supporters in the rebellion of Bardanes, and the superstitious
believed that he had been victorious on that occasion by resorting to charms
and sorceries which they were accustomed to employ. Others said that the
Emperor had no religion at all. The truth may be that he was little interested
in religious matters, except in relation to the State. He was, at all events,
too crafty to commit himself openly to any heresy. But it is interesting to
observe that in the policy of toleration Nicephorus was not unsupported, though
his supporters may have been few. There existed in the capital a party of
enlightened persons who held that it was wrong to sentence heretics to death,
and they were strong enough in the next reign to hinder a general persecution of
the Paulicians.
But for the
most part the policy of Nicephorus was reversed under Michael, who proved
himself not the master but the obedient son of the Church. The Patriarch knew
the character of Michael, and had reason to believe that he would be submissive
in all questions of faith and morals. But he was determined to assure himself
that his expectations would be fulfilled, and he resorted to an expedient which
has a considerable constitutional interest.
The coronations
of the Emperors Marcian and Leo I by the Patriarch, with the accompanying
ecclesiastical ceremony, may be said to have definitely introduced the new
constitutional principle that the profession of Christianity was a necessary
qualification for holding the Imperial office. It also implied that the new
Emperor had not only been elected by the Senate and the people, but was
accepted by the Church. But what if the Patriarch declined to crown the
Emperor-elect? Here, clearly, there was an opportunity for a Patriarch to do
what it might be difficult for him to do when once the coronation was
accomplished. The Emperor was the head of the ecclesiastical organization, and
the influence which the Patriarch exerted depended upon the relative strengths
of his own and the monarch’s characters. But the Patriarch had it in his power
to place limitations on the policy of a future Emperor by exacting from him
certain definite and solemn promises before the ceremony of coronation was
performed. It was not often that in the annals of the later Empire the
Patriarch had the strength of will or a sufficient reason to impose such
capitulations. The earliest known instance is the case of Anastasius I, who,
before the Patriarch crowned him, was required to swear to a written
undertaking that he would introduce novelty into the Church.
Nicephorus
obtained from Michael an autograph assurance —and the sign of the cross was
doubtless affixed to the signature—in which he pledged himself to preserve the
orthodox faith, not to stain his hands with the blood of Christians, and not to
scourge ecclesiastics, whether priests or monks.
The Patriarch
now showed that, if there had been no persecutions during his tenure of office,
he at least would not have been lacking in zeal. At his instance the penalty of
capital punishment was enacted against the Paulicians and the Athingani, who were regarded as no better than Manichaeans
and altogether outside the pale of Christianity. The persecution began; not a
few were decapitated; but influential men, to whose advice the Emperor could
not close his ears, intervened, and the bloody work was stayed. The monk, to
whom we owe most of our knowledge of the events of these years, deeply laments
the successful interference of these evil counsellors. But the penalty of death
was only commuted; the Athinganiwere condemned to
confiscation and banishment.
The Emperor had
more excuse for proceeding against the iconoclasts, who were still numerous in
the army and the Imperial city. They were by no means contented at the rule of
the orthodox Rangabé. Their discontent burst out after Michael’s fruitless
Bulgarian expedition in June, a.d. 812. We shall have to return to the dealings of
Michael with the Bulgarians; here we have only to observe how this June
expedition led to a conspiracy. When the iconoclasts saw Thrace and Macedonia
at the mercy of the heathen of the north, they thought they had good grounds
for grumbling at the iconodulic sovran. When the
admirers of the great Leo and the great Constantine, who had ruled in the days
of their fathers and grandfathers, saw the enemy harrying the land at will and
possessing the cities of the Empire, they might bitterly remember how heavy the
arm of Constantine had been on the Bulgarians and how well he had defended the
frontier of Thrace; they might plausibly ascribe the difference in military
success to the difference in religious doctrine. It was a good opportunity for
the bold to conspire; the difficulty was to discover a successor to Michael,
who would support iconoclasm and who had some show of legitimate claim to the
throne. The choice of the conspirators fell on the blind sons of Constantine V,
who still survived in Panormos, or as it was also, and is still, called Antigoni, one of the Prince’s Islands. These princes had
been prominent in the reign of Constantine VI and Irene, as repeatedly
conspiring against their nephew and sister-in-law. The movement was easily
suppressed, the revolutionaries escaped with a few stripes, and the blind
princes were removed to the more distant island of Aphusia.
But though the iconoclasts might be disaffected, they do not seem to have
provoked persecution by openly showing flagrant disrespect to holy pictures in
the reigns of Nicephorus and Michael. Michael, however, would not suffer the
iconoclastic propaganda which his father-in-law had allowed. He edified the
people of Constantinople by forcing the iconoclastic lecturer Nicolas to make a
public recantation of his error.
The Emperor and
the Patriarch lost no time in annulling the decisions of those assemblies which
the Studite monks stigmatised as-“synods of adulterers.” The notorious Joseph,
who had celebrated the “adulterous” marriage, was again suspended; the Studites
were recalled from exile; and the schism was healed. It might now be alleged
that Nicephorus had not been in sympathy with the late Emperor’s policy, and
had only co-operated with him from considerations of “economy.” But the
dissensions of the Studite monks, first with Tarasius and then with Nicephorus,
were more than passing episodes. They were symptomatic of an opposition or
discord between the hierarchy of the Church and a portion of the monastic
world. The heads of the Church were more liberal and more practical in their
views; they realized the importance of the State, on which the Church depended;
and they deemed it bad policy, unless a fundamental principle were at stake, to
oppose the supreme authority of the Emperor. The monks were no politicians; they
regarded the world from a purely ecclesiastical point of view; they looked upon
the Church as infinitely superior to the State; and they were prepared to take
extreme measures for the sake of maintaining a canon. The “third party” and the
monks were united, after the death of Michael I, in a common struggle against
iconoclasm, but as soon as the enemy was routed, the disagreement between these
two powers in the Church broke out, as we shall see, anew.
CHAPTER II
LEO V (THE
ARMENIAN) AND THE REVIVAL OF ICONOCLASM (A.D. 813-820)
1.
Reign and
Administration of Leo V.
Leo V was not the
first Armenian who occupied the Imperial throne. Among the Emperors who reigned
briefly and in rapid succession after the decline of the Heraclian dynasty, the Armenian Bardanes who took the name of Philippicus, had been
chiefly noted for luxury and delicate living. The distinctions of Leo were of a
very different order. If he had “sown his wild oats” in earlier days, he proved
an active and austere prince, and he presented a marked contrast to his
immediate predecessor. Born in. lowly station and poor circumstances, Leo had
made his way up by his own ability to the loftiest pinnacle in the Empire;
Michael enjoyed the advantages of rank and birth, and had won the throne
through the accident of his marriage with an Emperor’s daughter. Michael had no
will of his own; Leo’s temper was as firm as that of his namesake, the
Isaurian. Michael was in the hands of the Patriarch; Leo was determined that
the Patriarch should be in the hands of the Emperor. Even those who sympathized
with the religious policy of Michael were compelled to confess that he was a
feeble, incompetent ruler; while even those who hated Leo most bitterly could
not refuse to own that in civil administration he was an able sovran. A short
description of Leo’s personal appearance has been preserved. He was of small
stature and had curling hair; he wore a full beard; his hair was thick; his
voice loud.
On the very day
of his entry into Constantinople as an Augustus proclaimed by the army, an
incident is related to have occurred which seemed an allegorical intimation as
to the ultimate destiny of the new Emperor. It is one of those stories based
perhaps upon some actual incident, but improved and embellished in the light of
later events, so as to bear the appearance of a mysterious augury. It belongs
to the general atmosphere of mystery that seemed to envelop the careers of the
three young squires of Bardanes, whose destinies had been so closely
interwoven. The prophecy of the hermit of Philomelion, the raving of the
slave-girl of Michael Rangabé, and the incident now to be related, mark stages in the development of the drama.
Since Michael
the Amorian had been rewarded by Nicephorus for his desertion of the rebel
Bardanes, we lose sight of his career. He seems to have remained an officer in
the Anatolic Theme, of which he had been appointed Count of the tent, and when
Leo the Armenian became the strategos of that province the old comrades renewed
their friendship. Leo acted as sponsor to Michael's son; and Michael played
some part in bringing about Leo’s elevation. The latter is said to have shrunk
from taking the great step, as he was not sure that he would obtain
simultaneous recognition in the camp and in the capital, and Michael the
Lisper, threatening to slay him if he did not consent, undertook to make the
necessary arrangements. When Leo entered the city he was met and welcomed by
the whole Senate near the Church of St. John the Forerunner, which still
stands, not far from the Golden Gate, and marks the site of the monastery of
Studion. Accompanied by an acclaiming crowd, and closely attended by Michael
his confidant, the new Augustus rode to the Palace. He halted in front of the
Brazen Gate (Chalke) to worship before the great image of Christ which
surmounted the portal. The Fifth Leo, who was afterwards to be such an ardent
emulator of the third Emperor of his name, now dismounted, and paid devotion to
the figure restored by Irene in place of that which Leo the Isaurian had
demolished. Perhaps the Armenian had not yet decided on pursuing an
iconoclastic policy; in any case he recognized that it would be a false step to
suggest by any omission the idea that he was not strictly orthodox. Halting and
dismounting he consigned to the care of Michael the loose red military garment
which he wore. This cloak, technically called an eagle, and more popularly a kolobion, was worn without a belt. Michael is said to have
put on the “eagle” which the Emperor had put off. It is not clear whether this
was strictly according to etiquette or not, but the incident was supposed to be
an omen that Michael would succeed Leo. Another still more ominous incident is
said to have followed. The Emperor did not enter by the Brazen Gate, but,
having performed his act of devotion, proceeded past the Baths of Zeuxippos, and passing through the Hippodrome reached the
Palace at the entrance known as the Skyla. The Emperor walked rapidly through
the gate, and Michael, hurrying to keep up with him, awkwardly trampled on the
edge of his dress which touched the ground behind.
It was said
that Leo himself recognized the omen, but it certainly did not influence him in
his conduct; nor is there anything to suggest that at this time Michael was
jealous of Leo, or Leo suspicious of Michael. The Emperor made him the Domestic
or commander of the Excubitors, with rank of
patrician, and treated him as a confidential adviser. Nor did he forget his
other comrade, who had served with him under Bardanes, but cleaved more
faithfully to his patron than had either the Amorian or the Armenian. Thomas
the Slavonian returned from Saracen territory, where he had lived in exile, and
was now made Turmarch of the Federates. Thus the
three squires of Bardanes are brought into association again. Another
appointment which Leo made redounds to his credit, as his opponents grudgingly
admitted. He promoted Manuel the Protostrator, who
had strongly opposed the resignation of Michael and his own elevation, to the
rank of patrician and made him General of the Armeniacs.
Manuel could hardly have looked for such favour; he probably expected that his
fee would be exile. He was a bold, outspoken man, and when Leo said to him, “
You ought not to have advised the late Emperor and Procopia against my
interests,” he replied, “Nor ought you to have raised a hand against your
benefactor and fellow-father,” referring to the circumstance that Leo had stood
as sponsor for a child of Michael.
The revolution
which established a new Emperor on the throne had been accomplished speedily
and safely at a moment of great national peril. The defences of the city had to
be hastily set in order, and Krum, the Bulgarian victor, appeared before the
walls within a week. Although the barbarians of the north had little chance of
succeeding where the Saracen forces had more than once failed, and finally
retired, the destruction which they wrought in the suburbs was a gloomy
beginning for a new reign. The active hostilities of the Bulgarian prince
claimed the solicitude of Leo for more than a year, when his death, as he was
preparing to attack the capital again, led to the conclusion of a peace.
On the eastern
frontier the internal troubles of the Caliphate relieved the Empire from
anxiety during this reign, and, after the Bulgarian crisis had passed, Leo was
able to devote his attention to domestic administration. But of his acts almost
nothing has been recorded except of those connected with his revival of
iconoclasm. His warfare against image-worship was the conspicuous feature of
his rule, and, occupied with execrating his ecclesiastical policy, the
chroniclers have told us little of his other works. Yet his most bitter adversaries
were compelled unwillingly to confess that his activity in
providing for the military defences of the Empire and for securing the
administration of justice was-deserving of all commendation. This was the
judgment of the Patriarch Nicephorus, who cannot be accused of partiality. He
said after the death of Leo: “The Roman Empire has lost an impious but great
guardian.” He neglected no measure which seemed likely to prove advantageous to
the State; and this is high praise from the mouths of adversaries. He was
severe to criminals, and he endeavoured, in appointing judges and governors, to
secure men who were superior to bribes. No one could say that love of money was
one of the Emperor’s weak points. In illustration of his justice the following
anecdote is told. One day as he was issuing from the Palace, a man accosted him
and complained of a bitter wrong which had been done him by a certain senator.
The lawless noble had carried off the poor man’s attractive wife and had kept
her in his own possession for a long time. The husband had complained to the
Prefect of the City, but complained in vain. The guilty senator had influence,
and the Prefect was a respecter of persons. The Emperor immediately commanded
one of his attendants to bring the accused noble and the Prefect to his
presence. The ravisher did not attempt to deny the charge, and the minister
admitted that the matter had come before him. Leo enforced the penalties of the
law, and stripped the unworthy Prefect of his office.
Our authorities tell us little enough about the administration of this sovran, and their praise is bestowed reluctantly. But it is easy to see that he was a strenuous ruler, of the usual Byzantine type, devoted to the duties of his post, and concerned to secure efficiency both in his military and civil officers. He transacted most of his State business in the long hall in the Palace which was called the Lausiakos. There his secretaries, who were noted for efficiency, worked under his directions. In undertakings of public utility his industry was unsparing. After the peace with Bulgaria he rebuilt and restored the cities of Thrace and Macedonia, and himself with a military retinue made a progress in those provinces, to forward and superintend the work. He personally supervised the drill and discipline of the army.
2.
Conspiracy of
Michael and Murder of Leo
The reign of
Leo closes with another act in the historical drama which opened with the
revolt of Bardanes Turcus. We have seen how the
Emperor Leo bestowed offices on his two companions, Michael and Thomas. But
Michael was not to prove himself more loyal to his Armenian comrade who had
outstripped him than he had formerly shown himself to his Armenian master who had
trusted him. Thomas indeed had faithfully clung to the desperate cause of the
rebel; but he was not to bear himself with equal faith to a more legitimate
lord.
The treason of
Thomas is not by any means as clear as the treason of Michael. But this at
least seems to be certain, that towards the end of the year 820 he organized a
revolt in the East; that the Emperor, forming a false conception of the danger,
sent an inadequate force, perhaps under an incompetent commander, to quell the
rising, and that this force was defeated by the rebel.
But with Thomas
we have no further concern now; our instant concern is with the commander of
the Excubitors, who was more directly under the
Imperial eye. It appears that Michael had fallen under the serious suspicion of
the Emperor. The evidence against him was so weighty that he had hardly
succeeded in freeing himself from the charge of treason. He was a rough man,
without education or breeding; and while he could not speak polite Greek, his
tongue lisped insolently against the Emperor. Perhaps he imagined that Leo was
afraid of him; for, coarse and untrained as he may have been, Michael proved
himself afterwards to be a man of ability, and does not strike us as one who
was likely to have been a reckless babbler. He spoke doubtless these
treasonable things in the presence of select friends, but he must have known
well how perilous words he uttered. The matter came to the ears of the Emperor,
who, unwilling to resort to any extreme measure on hearsay, not only set
eavesdroppers to watch the words and deeds of his disaffected officer, but took
care that he should be privately admonished to control .his tongue. These
offices he specially entrusted to the Logothete of the Course, John Hexabulios,
a discreet and experienced man, whom we met before on the occasion of the
return of Michael Rangabé to the city after the defeat at Hadrianople. We may
feel surprise that he who then reproved Michael I for his folly in leaving the
army in Leo’s hands, should now be the trusted minister of Leo himself. But we
shall find him still holding office and enjoying influence in the reign of
Leo’s successor. The same man who has the confidence of the First Michael, and
warns him against Leo, wins the confidence of Leo, and warns him against
another Michael, then wins the confidence of the Second Michael, and advises
him on his dealing with an unsuccessful rebel. Had the rebellion of
Thomas prospered, Hexabulios would doubtless have been a trusted minister of
Thomas too.
Michael was
deaf to the warnings and rebukes of the Logothete of the Course; he was
indifferent to the dangers in which his unruly talk seemed certain to involve
him. The matter came to a crisis on Christmas Eve, a.d. 820. Hexabulios had gained
information which pointed to a conspiracy organized by Michael and had laid it
before the Emperor. The peril which threatened the throne could no longer be
overlooked, and the wrath of Leo himself was furious. Michael was arrested, and
the day before the feast of Christmas was spent in proving his guilt. The
inquiry was held in the chamber of the State Secretaries, and the Emperor
presided in person. The proofs of guilt were so clear and overwhelming that the
prisoner himself was constrained to confess his treason. After such a long
space of patience the wrath of the judge was all the more terrible, and he
passed the unusual sentence that his old companion-in-arms should be fastened
to a pole and cast into the furnace which heated the baths of the Palace. That
the indignity might be greater, an ape was to be tied to the victim, in
recollection perhaps of the old Roman punishment of parricides.
This sentence
would have been carried out and the reign of Leo would not have come to an
untimely end, if the Empress Theodosia had not intervened. Shocked at the news
of the atrocious sentence, she rose from her couch, and, not even taking time
to put on her slippers, rushed to the Emperor’s presence, in order to prevent
its execution. If she had merely exclaimed against the barbarity of the decree,
she might not have compassed her wish, but the very day of the event helped
her. It was Christmas Eve. How could the Emperor dare, with hands stained by
such foul cruelty, to receive the holy Sacrament on the morrow? Must he not be
ashamed that such an act should be associated with the feast of the Nativity?
These arguments appealed to the pious Christian. But Theodosia had also an
argument which might appeal to the prudent sovran: let the punishment be
postponed; institute a stricter investigation, and discover the names of all
those who have been implicated in the plot. The appeal of the Empress was not
in vain. Her counsels and her entreaties affected the mind of her husband. But
while he consented to defer his final decision, it would seem that he had
misgivings, and that some dim feeling of danger entered into him. He is
reported to have said: “Wife, you have released my soul from sin today; perhaps
it will soon cost me my life too. You and our children will see what shall
happen.”
In those days
men were ready to see fatal omens and foreshadowings in every chance event and random word. The Emperor lay awake long on the night
following that Christmas Eve, tossing in his mind divers grave omens, which
seemed to point to some mortal peril, and to signify Michael as the instrument.
There was the unlucky chance that on the day of his coronation Michael had
trodden on his cloak. But there were other signs more serious and more recent.
From a book of oracles and symbolic pictures Leo had discovered the time of his
death. A lion pierced in the throat with a sword was depicted between the
letters Chi and Phi. These are the first letters of the Greek expressions which
mean Christmas and Epiphany, and therefore the symbol was explained that the
Imperial lion was to be slain between those two feasts. As the hours went on to
Christmas morning the Lion might feel uneasy in his lair. And a strange dream,
which he had dreamt a short time before, expressly signified that Michael would
be the cause of his death. The Patriarch Tarasius had appeared to him with
threatening words and gestures, and had called sternly upon one Michael to slay
the sinner. It seemed to Leo that Michael obeyed the command, and that he
himself was left half dead.
Tortured with
such fears the Emperor bethought him to make further provisions for the safety
of the prisoner whose punishment he had deferred. He summoned the keeper of the
Palace and bade him keep Michael in one of the rooms which were assigned to the
Palace-sweepers, and to fasten his feet in fetters. Leo, to make things doubly
sure, kept the key of the fetters in the pocket of his under-garment. But still
his fears would not let him slumber, and as the night wore on he resolved to
convince himself with his own eyes that the prisoner was safe. Along the
passages which led to the room which for the time had been turned into a
dungeon, there were locked doors to pass. But they were not solid enough to
shut out the Emperor, who was a strong man and easily smashed or unhinged them.
He found the prisoner sleeping on the pallet or bench of the keeper, and the
keeper himself sleeping on the floor. He saw none save these two, but unluckily
there was another present who saw him. A little boy in the service
of Michael, who had been allowed (doubtless irregularly) to bear his master
company, heard the approaching steps and crept under the couch, from which
hiding-place he observed the movements of Leo, whom he recognized as the
Emperor by his red boots. Leo bent over Michael and laid his hand on his
breast, to discover whether the beating of his heart pointed to anxiety or
security. When there was no response to his touch, the Emperor marvelled much
that his prisoner enjoyed such a sound and careless sleep. But he was vexed at
the circumstance that the keeper had resigned his couch to the criminal; such
leniency seemed undue and suspicious. Perhaps he was vexed too that the
guardian was himself asleep. In any case the lad under the bed observed him, as
he was retiring from the cell, to shake his hand threateningly at both the
guardian and the prisoner. The unseen spectator of Leo’s visit reported the
matter to his master, and when the keeper of the Palace saw that he too was in
jeopardy they took common counsel to save their Eves. The only chance was to
effect a communication with the other conspirators, whose names had not yet
been revealed. The Emperor had directed that, if Michael were moved to confess
his sins and wished for ghostly consolation, the offices of a priest should not
be withheld from him, and the matter was entrusted to a certain Theoktistos,
who was a servant of Michael, perhaps one of the Excubitors.
It certainly seems strange that Leo, who took such anxious precautions in other
ways, should have allowed the condemned to hold any converse with one of his
own faithful dependants. The concession proved fatal. The keeper led
Theoktistos to Michael’s presence, and Theoktistos soon left the Palace, under
the plea of fetching a minister of religion, but really in order to arrange a
plan of rescue with the other conspirators. He assured the accomplices that, if
they did not come to deliver the prisoner from death, Michael would not
hesitate to reveal their names.
The plan of
rescue which the conspirators imagined and carried out was simple enough; but
its success depended on the circumstance that the season was winter and the
mornings dark. It was the custom that the choristers who chanted the matins in the Palace Chapel of St. Stephen should enter by the Ivory Gate at daybreak,
and as soon as they sang the morning hymn, the Emperor used to enter the
church. The conspirators arrayed themselves in clerical robes, and having
concealed daggers in the folds, mingled with the choristers who were waiting
for admission at the Ivory Gate. Under the cover of the gloom easily escaping
detection, they entered the Palace and hid themselves in a dark corner of the
chapel. Leo, who was proud of his singing (according to one writer he sang
execrably, but another, by no means well disposed to him, states that he had an
unusually melodious voice), arrived punctually to take part in the Christmas
service, and harbouring no suspicion of the danger which lurked so near. It
was a chilly morning, and both the Emperor and the priest who led the service
had protected themselves against the cold by wearing peaked felt caps. At a
passage in the service which the Emperor used to sing with special unction, the
signal was given and the conspirators leaped out from their hiding-place. The
likeness in head-dress, and also a certain likeness in face and figure, between
Leo and the chief of the officiating clergy, led at first to a blunder. The
weapons of the rebels were directed against the priest, but he saved his life
by uncovering his head and showing that he was bald. Leo, meanwhile, who saw
his danger, had used the momentary respite to rush to the altar and seize some
sacred object, whether the cross itself, or the chain of the censer, or a candelabrum,
as a weapon of defence. When this was shattered by the swords of the foes who
surrounded him and only a useless fragment remained in his hands, he turned to
one of them who was distinguished above the others by immense stature and
adjured him to spare his life. But the giant, who for his height was nicknamed
“One-and-a-half,” swore a great oath that the days of Leo were numbered, and
with the word brought down his sword so heavily on the shoulder of his victim
that not only was the arm cut from the body, but the implement which the hand
still held was cleft and bounded to a distant spot of the building. The
Imperial head was then cut off, and the work of murder and rescue was
accomplished.
Thus perished
the Armenian Leo more foully than any Roman Emperor since Maurice was slain by
Phocas. He was, as even his enemies admitted (apart from his religious policy),
an excellent ruler, and a rebellion against him, not caused by ecclesiastical
discontent, was inexcusable. Michael afterwards declared, in palliation of the
conspiracy, that Leo had shown himself to be unequal to coping with the
rebellion of Thomas, and that this incompetence had caused discontent among the
leading men of the State. But this plea cannot be admitted; for although Thomas
defeated a small force which Leo, not fully realizing the danger, had sent
against him, there is no reason to suppose that, when he was fully informed of
the forces and numbers of the rebel, he would have shown himself less able or
less energetic in suppressing the insurrection than Michael himself. Certainly
his previous conduct of warfare was not likely to suggest to his ministers that
he was incapable of dealing with a revolt. But in any case we have no sign,
except Michael’s own statement, that the rebellion of Thomas was already
formidable. We must conclude that the conspiracy was entirely due to Michael’s
personal ambition, stimulated perhaps by the signs and omens and soothsayings of which the air was full. It does not appear
that the religious question entered into the situation ; for Michael was
himself favourable to iconoclasm.
The body of the
slain Emperor was cast by his murderers into some sewer or outhouse for the
moment. It was afterwards dragged naked from the Palace by the “Gate of Spoils”
to the Hippodrome, to be exposed to the spurns of the populace, which had so
lately trembled in the presence of the form which they now insulted. From the
Hippodrome the corpse was borne on the back of a horse or mule to a harbour and
embarked in the same boat which was to convey the widow and the children of the
Emperor to a lonely and lowly exile in the island of Prote.
Here a new sorrow was in store for Theodosia: the body of the son who was
called by her own name was to be laid by that of his father. The decree had
gone forth that the four sons were to be made eunuchs, in order that they might
never aspire to recover the throne from which their father had fallen. The same
measure which Leo had meted to his predecessor’s children was dealt out to his
own offspring. Theodosius, who was probably the youngest of the brothers, did
not survive the mutilation, and he was buried with Leo. There is a tale that
one of the other brothers, but it is not quite clear whether it was Constantine
or Basil, lost his power of speech from the same cause, but that by devout and
continuous prayer to God and to St. Gregory, whose image had been set up in the
island, his voice was restored to him. The third son, Gregory, lived to become
in later years bishop of Syracuse. Both Basil and Gregory repented of their
iconoclastic errors, and iconodule historians spoke of them in after days as “
great in virtue.”
But although
Michael, with a view to his own security, dealt thus cruelly with the boys, he
did not leave the family destitute. He gave them a portion of Leo’s property
for their support, but he assigned them habitations in different places. The
sons were confined in Prote, while the wife and the
mother of Leo were allowed to dwell “safely and at their own will” in a more
verdant and charming island of the same group, Chalkites,
which is now known as Halki.
3.
The Revival of
Iconoclasm
The revival of image-worship
by the Empress Irene and the authority of the Council of Nicaea had not
extinguished the iconoclastic doctrine, which was still obstinately maintained
by powerful parties both in the Court circles of Byzantium and in the army. It
is not surprising that the struggle should have been, however unwisely,
renewed. The first period of iconoclasm and persecution, which was initiated by
Leo the Isaurian, lasted for more than fifty, the second, which was initiated
by Leo the Armenian, for less than thirty years. The two periods are
distinguished by the greater prominence of the dogmatic issues of the question
in the later epoch, and by the circumstance that the persecution was less
violent and more restricted in its range.
We have already
seen that Leo, before he entered Constantinople to celebrate his coronation,
wrote to assure the Patriarch of his orthodoxy. No hint is given that this
letter was a reply to a previous communication from the Patriarch. We may
suppose that Leo remembered how Nicephorus had exacted a written declaration of
orthodoxy from Michael, and wished to anticipate such a demand. We know not in
what terms the letter of Leo was couched, but it is possible that he gave
Nicephorus reason to believe that he would be ready to sign a more formal
document to the same effect after his coronation. The crowned Emperor, however,
evaded the formality, which the uncrowned Emperor had perhaps promised or
suggested; and thus when he afterwards repudiated the Acts of the Seventh
Ecumenical Council he could not legally be said to have broken solemn
engagements. But his adversaries were eager to represent him as having broken
faith. According to one account, he actually signed a solemn undertaking to
preserve inviolate the received doctrines of the Church; and this he flagrantly
violated by his war against images. According to the other account, he
definitely promised to sign such a document after his coronation, but, when it
came to the point, refused. The first story seizes the fact of his reassuring
letter to Nicephorus and represents it as a binding document; the second story
seizes the fact that Leo after his coronation declined to bind himself, and represents
this refusal as a breach of a definite promise.
The
iconoclastic doctrine was still widely prevalent in the army, and was held by
many among the higher classes in the capital. If it had not possessed a strong
body of adherents, the Emperor could never have thought of reviving it. That he
committed a mistake in policy can hardly be disputed in view of subsequent
events. Nicephorus I, in preserving the settlement of the Council of Nicaea,
while he allowed iconoclasts perfect freedom to propagate their opinions, had
proved himself a competent statesman. For, considered in the interest of
ecclesiastical tranquillity, the great superiority of image worship to
iconoclasm lay in the fact that it need not lead to persecution or oppression.
The iconoclasts could not be compelled to worship pictures, they had only to
endure the offence of seeing them and abstain from insulting them ; whereas the
adoption of an iconoclastic policy rendered persecution inevitable. The course
pursued by Nicephorus seems to have been perfectly satisfactory and successful
in securing the peace of the Church.
All this,
however, must have been as obvious to Leo the Armenian as it seems to us. He
cannot have failed to realize the powerful opposition which a revival of
iconoclasm would arouse; yet he resolved to disturb the tranquil condition of
the ecclesiastical world and enter upon a dangerous and disagreeable conflict
with the monks.
Most of the
Eastern Emperors were theologians as well as statesmen, and it is highly
probable that Leo’s personal conviction of the wrongfulness of icon-worship,
and the fact that this conviction was shared by many prominent people and
widely diffused in the Asiatic Themes, would have been sufficient to induce him
to revive an aggressive iconoclastic policy. But there was certainly another
motive which influenced his decision. It was a patent fact that the iconoclastic
Emperors had been conspicuously strong and successful rulers, whereas the
succeeding period, during which the worship of images had been encouraged or
permitted, was marked by weakness and some signal disasters. The day is not yet
entirely past for men, with vague ideas of the nexus of cause and effect, to
attribute the failures and successes of nations to the wrongness or soundness
of their theological beliefs; and even now some who read the story of Leo’s
reign may sympathize with him in his reasoning that the iconoclastic doctrine
was proved by events to be pleasing in the sight of Heaven. We are told that
“he imitated the Isaurian Emperors Leo and Constantine, whose heresy he
revived, wishing to live many years like them and to become illustrious.”
To the ardent
admirer of Leo the Isaurian, his own name seemed a good omen in days when men
took such coincidences seriously; and to make the parallel between his own case
and that of his model nearer still, he changed the Armenian name of his eldest
son Symbatios and designated him Constantine. The new Constantine was crowned
and proclaimed Augustus at the end of 813, when the Bulgarians were still devastating
in Thrace or just after they had retreated, and it pleased Leo to hear the
soldiers shouting the customary acclamations in honour of “Leo and
Constantine.” Propitious names inaugurated an Armenian dynasty which might
rival the Isaurian.
Stories were
told in later times, by orthodox fanatics who execrated his memory, of sinister
influences which were brought to bear on Leo and determine his iconoclastic
policy. And here, too, runs a thread of that drama in which he was one of the
chief actors. The prophecy of the hermit of Philomelion had come to pass, and
it is said that Leo, in grateful recognition, sent a messenger with costly
presents to seek out the true prophet. But when the messenger arrived at
Philomelion he found that the man was dead and that another monk named
Sabbatios had taken possession of his hut. Sabbatios was a zealous opponent of
image-worship, and he prophesied to the messenger in violent language. The
Empress Irene he reviled as “Leopardess” and “Bacchant,” he perverted the name
of Tarasius to “Taraxios” (Disturber), and he
foretold that God would overturn the throne of Leo if Leo did not overturn
images and pictures.
The new
prophecy from Philomelion is said to have alarmed the Emperor, and he consulted
his friend Theodotos Kassiteras on the matter. We already met this Theodotos
playing a part in the story of the possessed damsel who foretold Leo’s
elevation. Whatever basis of fact these stories may have, we can safely infer
that Theodotos was an intimate adviser of the Emperor. On this occasion,
according to the tale, he did not deal straightforwardly with his master. He
advised Leo to consult a certain Antonius, a monk who resided in the capital;
but in the meantime Theodotos himself secretly repaired to Antonius and primed
him for the coming interview. It was arranged that Antonius should urge the
Emperor to adopt the doctrine of Leo the Isaurian and should prophesy that he
would reign till his seventy-second year. Leo, dressed as a private individual,
visited the monk at night, and his faith was confirmed when Antonius recognized
him. This story, which, of course, we cannot unreservedly believe, became
current at the time, and was handed down to subsequent generations in a verse pasquinade composed by Theophanes Confessor.
The Emperor
discovered a valuable assistant in a young man known as John the Grammarian,
who had the distinction of earning as many and as bitter maledictions from the
orthodox party of the time and from subsequent orthodox historians as were ever
aimed at Manes or at Arius or at Leo III. He was one of the most learned men of
his day, and, like most learned men who fell foul of the Church in the middle
ages, he was accused of practising the black art. His accomplishments and
scientific ability will appear more conspicuously when we meet him again some
years hence as an illustrious figure in the reign of Theophilus. He was known
by several names. We meet him as John the Reader, more usually as John the
Grammarian; but those who detested him used the opprobrious titles of Hylilas, by which they understood a forerunner and
coadjutor of the devil, or Lekanomautis, meaning that
he conjured with a dish. His parentage, if the account is true, was
characteristic. He was the son of one Pankratios, a hermit, who from childhood
had been possessed with a demon. But all the statements of our authorities with
respect to John are coloured by animosity because he was an iconoclast.
Patriarchs and monks loved to drop a vowel of his name and call him “Jannes”
after the celebrated magician, just as they loved to call the Emperor Leo “Chame-leon.”
The project of
reviving iconoclasm was begun warily and silently; Leo had determined to make
careful preparations before he declared himself. At Pentecost, 814, John the
Grammarian, assisted by several colleagues, began to prepare an elaborate work
against the worship of images. The Emperor provided him with full powers to
obtain access to any libraries that he might wish to consult. Rare and ancient
books were scattered about in monasteries and churches, and this notice
suggests that it was not easy for private individuals to obtain permission to
handle them. It is said that the zeal of the scholar was increased by a promise
of Leo to appoint him Patriarch, in case it should be found necessary to remove
Nicephorus. John and his colleagues collected many books and made an extensive
investigation. Of course their opponents alleged that they found only what they
sought, and sought only for passages which might seem to tell in favour of
iconoclasm, while they ignored those which told against it. The Acts of the Synod
of 75 3 gave them many references, and we are told how they placed marks in the
books at the relevant passages.
It was
desirable to have a bishop in the commission, and in July a suitable person was
found in Antonius, the bishop of Syllaion in
Pamphylia. He is said to have been originally a lawyer and a schoolmaster, and
in consequence of some scandal to have found it advisable to enter a monastery.
He became an abbot, and, although his behaviour was loose and unseemly, “God
somehow allowed him” to become bishop of Syllaion.
His indecent behaviour seems to have consisted in amusing the young monks with
funny tales and practical jokes. He was originally orthodox and only adopted
the heresy in order to curry favour at the Imperial Court. Such is the sketch
of the man drawn by a writer who was violently prejudiced against him and all
his party.
Private
apartments in the Palace were assigned to the committee, and the bodily wants
of the members were so well provided for that their opponents described them as
living like pigs. In the tedious monotony of their work they were consoled by
delicacies supplied from the Imperial kitchen, and while the learning and
subtlety of John lightened the difficulties of the labour, the jests and
buffoonery of the bishop might enliven the hours of relaxation. The work of
research was carried on with scrupulous secrecy. Whenever any curious person
asked the students what they were doing they said, “The Emperor commissioned us
to consult these books, because some one told him that he has only a short time
to reign; that is the object of our search.”
In December the
work of the commission was completed and the Emperor summoned Nicephorus to a
private interview in the Palace. Leo advocated the iconoclastic policy on the
ground that the worship of images was a scandal in the army. “Let us make a
compromise,” he said, “to please the soldiers, and remove the pictures which
are hung low.” But Nicephorus was not disposed to compromise; he knew that
compromise in this matter would mean defeat. When Leo reminded him that
image-worship was not ordained in the Gospels and laid down that the Gospels
were the true standard of orthodoxy, Nicephorus asserted the inspiration of the
Holy Spirit in successive ages. This interview probably did not last very long.
The Patriarch was firm and the Emperor polite. Leo was not yet prepared to
proceed to extremes, and Nicephorus still hoped for his conversion, even as we
are told that Pope Gregory II had hoped for the conversion of his Isaurian
namesake.
The policy of
the orthodox party at this crisis was to refuse to argue the question at issue.
The Church had already declared itself on the matter in an Ecumenical Council;
and to doubt the decision of the Church was heretical. And so when Leo proposed
that some learned bishops whom the Patriarch had sent to him should hold a
disputation with some learned iconoclasts, the Emperor presiding, they emphatically
declined, on the ground that the Council of Nicaea in A.D. 787 had settled the
question of image-worship for ever.
Soon after
these preliminary parleys, soldiers of the Tagmata or residential regiments
showed their sympathies by attacking the Image of Christ over the Brazen Gate
of the Palace. It was said that this riot was suggested and encouraged by Leo
; and the inscription over the image, telling how Irene erected a new icon in
the place of that which Leo III. destroyed, might stimulate the fury of those
who revered the memory of the Isaurian Emperors. Mud and stones were hurled by
the soldiers at the sacred figure, and then the Emperor innocently said, “Let
us take it down, to save it from these insults.” This was the first overt act
in the new campaign, and the Patriarch thought it high time to summon a meeting
of bishops and abbots to discuss the danger which was threatening the Church.
The convocation was held in the Patriarch’s palace. All those who were present
swore to stand fast by the doctrine laid down at the Seventh Council, and they
read over the passages which their opponents cited against them. When Christmas
came, Nicephorus begged the Emperor to remove him from the pontifical chair if
he (Nicephorus) were unpleasing in his eyes, but to make no innovations in the
Church. To this Leo replied by disclaiming either intention.
These
preliminary skirmishes occurred before Christmas (a.d. 814). On Christmas day it
was noticed by curious and watchful eyes that Leo adored in public a cloth on
which the birth of Christ was represented. But on the next great feast of the
Church, the day of Epiphany, it was likewise observed that he did not adore,
according to custom. Meanwhile, the iconoclastic party was being reinforced by
proselytes, and the Emperor looked forward to a speedy settlement of the
question in his own favour at a general synod. He issued a summons to the
bishops of the various dioceses in the Empire to assemble in the capital, and
perhaps stirred the prelates of Hellas to undertake the journey by a
reminiscence flattering to their pride. He reminded them that men from Mycenae
in Argolis, men from Carystos in Euboea, men from
Corinth, and many other Greeks, joined the Megarians in founding that colony of
the Bosphorus which had now grown to such great estate. According as they
arrived, they were conducted straightway to the Emperor’s presence, and were
prohibited from first paying a visit to the Patriarch, as was the usual
practice. The Emperor wished to act on their hopes or fears before they had
been warned or confirmed in the faith by the words of their spiritual superior; and this policy was regarded as one of his worst acts of
tyranny. Many of the bishops submitted to the arguments or to the veiled
threats of their sovran, and those who dared to resist his influence were kept
in confinement. The Patriarch in the meantime encouraged his own party to stand
fast. He was supported by the powerful interest of the monks, and especially by
Theodore, abbot of Studion, who had been his adversary a few years ago. A large
assembly of the faithful was convoked in the Church of St. Sophia, and a
service lasting the whole night was celebrated. Nicephorus prayed for the
conversion of the Emperor, and confirmed his followers in their faith.
The Emperor was
not well pleased when the news reached the Palace of the doings in the Church.
About the time of cockcrow he sent a message of remonstrance to the Patriarch
and summoned him to appear in the Palace at break of day, to explain his
conduct. There ensued a second and more famous interview between the Emperor
and the Patriarch, when they discussed at large the arguments for and against
image-worship. Nicephorus doubtless related to his friends the substance of
what was said, and the admirers of that saint afterwards wrote elaborate
accounts of the dialogue, which they found a grateful subject for exhibiting
learning, subtlety, and style. Ultimately Nicephorus proposed that the bishops
and others who had accompanied him to the gate should be admitted to the
Imperial presence, that his Majesty might become fully convinced of their
unanimity on the question at issue. The audience was held in the
Chrysotriklinos, and guards with conspicuous swords were present, to awe the
churchmen into respect and obedience.
The Emperor
bent his brows and spake thus :
“Ye, like all
others, are well aware that God has appointed us to watch over the interests of
this illustrious and reasonable flock; and that we are eager and solicitous to smoothe away and remove every thorn that grows in the
Church. As some members of the fold are in doubt as to the adoration of images,
and cite passages of Scripture which seem unfavourable to such practices, the
necessity of resolving the question once for all is vital; more especially in
order to compass our great end, which, as you know, is the unity of the whole
Church. The questioners supply the premisses; we are constrained to draw the
conclusion. We have already communicated our wishes to the High Pontiff, and
now we charge you to resolve the problem speedily. If you are too slow you may
end in saying nothing, and disobedience to our commands will not conduce to
your profit.”
The bishops and
abbots, encouraged by the firmness of the Patriarch, did not flinch before the
stern aspect of the Emperor, and several spoke out their thoughts, the others
murmuring approval. Later writers edified their readers by composing orations
which might have been delivered on such an occasion. In Theodore, the abbot of
Studion, the Emperor recognised his most formidable opponent, and some words
are ascribed to Theodore, which are doubtless genuine. He is reported to have
denied the right of the Emperor to interfere in ecclesiastical affairs:
“Leave the
Church to its pastors and masters; attend to your own province, the State and
the army. If you refuse to do this, and are bent on destroying our faith, know
that though an angel came from heaven to pervert us we would not obey him, much
less you.”
The protest
against Caesaropapism is characteristic of Theodore. The Emperor angrily dismissed
the ecclesiastics, having assured Theodore that he had no intention of making a
martyr of him or punishing him in any way, until the whole question had been
further investigated.
Immediately
after this conclave an edict was issued forbidding members of the Patriarch’s
party to hold meetings or assemble together in private houses. The iconodules
were thus placed in the position of suspected conspirators, under the strict
supervision of the Prefect of the City; and Nicephorus himself was practically
a captive in his palace, under the custody of one Thomas, a patrician.
The Patriarch
did not yet wholly despair of converting the Emperor, and he wrote letters to
some persons who might exert an influence over him. He wrote to the Empress
Theodosia, exhorting her to deter her lord from his “terrible enterprise.” He
also wrote to the General Logothete to the same effect, and in more threatening
language to Eutychian, the First Secretary. Eutychian certainly gave no heedful
ear to the admonitions of the pontiff. If the Empress saw good to intervene, or
if the General Logothete ventured to remonstrate, these representations were
vain. The Emperor forbade Nicephorus to exercise any longer the functions of
his office.
Just at this
time the Patriarch fell sick, and if the malady had proved fatal, Leo’s path
would have been smoothed. A successor of iconoclastic views could then have
been appointed, without the odium of deposing such an illustrious prelate as
Nicephorus. If Leo did not desire the death of his adversary, he decided at
this time who was to be the next Patriarch. Hopes had been held out to John the
Grammarian that he might aspire to the dignity, but on maturer reflexion it was
agreed that he was too young and obscure. Theodotos Kassiteras, who seems to
have been the most distinguished supporter of Leo throughout this
ecclesiastical conflict, declared himself ready to be ordained and fill the
Patriarchal chair.
But Nicephorus
did not succumb to the disease. He recovered at the beginning of Lent when the
Synod was about to meet. Theophanes, a brother of the Empress, was sent to
invite Nicephorus to attend, but was not admitted to his presence. A clerical
deputation, however, waited at the Patriarcheion, and
the unwilling Patriarch was persuaded by Thomas the patrician, his custodian, to
receive them. Nicephorus was in a prostrate condition, but his visitors could
not persuade him to make any concessions. Their visit had somehow become known
in the city and a riotous mob, chiefly consisting of soldiers, had gathered in
front of the Patriarcheion. A rush into the building
seemed so imminent that Thomas was obliged to close the gates, while the crowd
of enthusiastic iconoclasts loaded with curses the obnoxious names of Tarasius
and Nicephorus.
After this the
Synod met and deposed Nicephorus. The enemies of Leo encouraged the belief that
the idea of putting Nicephorus to death was seriously entertained, and it is
stated that Nicephorus himself addressed a letter to the Emperor, begging him
to depose him and do nothing more violent, for his own sake. But there is no
good reason to suppose that Leo thought of taking the Patriarch’s life. By such
a course he would have gained nothing, and increased his unpopularity among
certain sections of his subjects. It was sufficient to remove Nicephorus from
Constantinople, especially as he had been himself willing to resign his chair.
On the Bosphorus, not far north of the Imperial city, he had built himself a
retreat, known as the monastery of Agathos. Thither
he was first removed, but after a short time it was deemed expedient to
increase the distance between the fallen Patriarch and the scene of his
activity. For this purpose Bardas, a nephew of the Emperor, was sent to
transport him to another but somewhat remoter monastery of his own building,
that of the great Martyr Theodore, higher up the Bosphorus on the Asiatic side.
The want of respect which the kinsman of the Emperor showed to his prisoner as
they sailed to their destination made the pious shake their heads, and the
tragic end of the young man four years later served as a welcome text for
edifying sermons. Bardas as he sat on the deck summoned the Patriarch to his
presence; the guards did not permit “the great hierarch” to seat himself; and
their master irreverently maintained his sitting posture in the presence of
grey hairs. Nicephorus, seeing the haughty and presumptuous heart of the young
man, addressed him thus: “Fair Bardas, learn by the misfortunes of others to
meet your own.” The words were regarded as a prophecy of the misfortunes in
store for Bardas.
On Easter day
(April 1) Theodotos Kassiteras was tonsured and enthroned as Patriarch of
Constantinople. The tone of the Patriarchal Palace notably altered when
Theodotos took the place of Nicephorus. He is described by an opponent as a
good-natured man who had a reputation for virtue, but was lacking in personal
piety. It has been already observed that he was a relative of Constantine V,
and as soon as he was consecrated he scandalised stricter brethren in a way which
that monarch would have relished. A luncheon party was held in the Patriarcheion, and clerks and monks who had eaten no
meat for years, were constrained by the kind compulsion of their host to
partake unsparingly of the rich viands which were set before them. The dull
solemnity of an archiepiscopal table was now enlivened by frivolous
conversation, amusing stories, and ribald wit.
The first duty
of Theodotos was to preside at the iconoclastic Council, for which all the
preparations had been made. It met soon after his consecration, in St. Sophia,
in the presence of the two Emperors. The decree of this Synod reflects a less
violent spirit than that which had animated the Council assembled by
Constantine V. With some abbreviations and omissions it ran as follows:—
“The Emperors
Constantine (V) and Leo (IV.) considering the public safety to depend on
orthodoxy, gathered a numerous synod of spiritual fathers and bishops, and
condemned the unprofitable practice, unwarranted by tradition, of making and
adoring icons, preferring worship in spirit and in truth.
“On this
account, the Church of God remained tranquil for not a few years, and the
subjects enjoyed peace, till the government passed from men to a woman, and the
Church was distressed by female simplicity. She followed the counsel of very
ignorant bishops, she convoked an injudicious assembly, and laid down the
doctrine of painting in a material medium the Son and Logos of God, and of
representing the Mother of God and the Saints by dead figures, and enacted that
these representations should be adored, heedlessly defying the proper doctrine
of the Church. So she sullied our latreutic adoration, and declared that what is due only to God should be offered to
lifeless icons; she foolishly said that they were full of divine grace, and
admitted the lighting of candles and the burning of incense before them. Thus
she caused the simple to err.
“Hence we
ostracize from the Catholic Church the unauthorised manufacture of pseudonymous
icons; we reject the adoration defined by Tarasius; we annul the decrees of his
synod, on the ground that they granted undue honour to pictures; and we condemn
the lighting of candles and offering of incense.
“But gladly
accepting the holy Synod, which met at Blachernae in the temple of the
unspotted Virgin in the reign of Constantine and Leo as firmly based on the
doctrine of the Fathers, we decree that the manufacture of icons—we abstain
from calling them idols, for there are degrees of evil—is neither
worshipful nor serviceable.”
The theological
theory of image-worship must be left to divines. In its immediate aspect, the
question might seem to have no reference to the abstract problems of
metaphysical theology which had divided the Church in previous ages. But it was
recognised by the theological champions of both parties that the adoration of
images had a close theoretical connexion with the questions of Christology
which the Church professed to have settled at the Council of Chalcedon. The
gravest charge which the leading exponents of image-worship brought against the
iconoclastic doctrine was that it compromised or implicitly denied the
Incarnation. It is to be observed that this inner and dogmatic import of the
controversy, although it appears in the early stages, is far more conspicuous
in the disputations which marked the later period of iconoclasm. To the two
most prominent defenders of pictures, the Patriarch Nicephorus and the abbot of
Studion, this is the crucial point. They both regard the iconoclasts as
heretics who have lapsed into the errors of Arianism or Monophysitism.
The other aspects of the veneration of sacred pictures are treated as of
secondary importance in the writings of Theodore of Studion; the particular
question of pictures of Christ absorbs his interest, as the great point at
issue, believing, as he did, that iconoclasm was an insidious attack on the
orthodox doctrine of the Incarnation.
We must now
glance at the acts of oppression and persecution of which Leo is said to have
been guilty against those who refused to join his party and accept the guidance
of the new Patriarch. Most eminent among the sufferers was Theodore, the abbot
of Studion, who seemed fated to incur the displeasure of his sovrans. He had
been persecuted in the reign of Constantine VI; he had been persecuted in the
reign of Nicephorus; he was now to be persecuted more sorely still by Leo the
Armenian. He had probably spoken bolder words than any of his party, when the
orthodox bishops and abbots appeared before the Emperor. He is reported to have
said to Leo’s face that it was useless and harmful to talk with a heretic; and
if this be an exaggeration of his admiring biographer, he certainly told him
that Church matters were outside an Emperor’s province. When the edict went
forth, through the mouth of the Prefect of the City, forbidding the iconodules
to utter their opinions in public or to hold any communications one with
another, Theodore said that silence was a crime. At this juncture he encouraged
the Patriarch in his firmness, and when the Patriarch was dethroned, addressed
to him a congratulatory letter, and on Palm Sunday (March 25), caused the monks
of Studion to carry their holy icons round the monastery in solemn procession,
singing hymns as they went. And when the second “pseudo-synod” (held after
Easter) was approaching, he supplied his monks with a formula of refusal, in
case they should be summoned to take part in it. By all these acts, which,
coming from a man of his influence were doubly significant, he made himself so
obnoxious to the author of the iconoclastic policy, that at length he was
thrown into prison. His correspondence then became known to the Emperor, and
among his recent letters, one to Pope Paschal, describing the divisions of the
Church, was conspicuous. Theodore was accompanied into exile by Nicolas, one of
the Studite brethren. They were first sent to a fort named Metopa situated on the MysianLake of Artynia. The second
prison was Bonita, and there the sufferings of the abbot of Studion are said to
have been terrible. His biographer delights in describing the stripes which
were inflicted on the saint and dwells on the sufferings which he underwent
from the extremes of heat and cold as the seasons changed. The visitations of
fleas and lice in the ill-kept prison are not omitted. In reading such accounts
we must make a large allowance for the exaggeration of a bigoted partisan, and
we must remember that in all ages the hardships of imprisonment endured for
political and religious causes are seldom or never fairly stated by those who
sympathize with the “martyrs.” In the present instance, the harsh treatment is
intelligible. If Theodore had only consented to hold his peace, without
surrendering his opinions, he would have been allowed to live quietly in some
monastic retreat at a distance from Constantinople. If he had behaved with the
dignity of Nicephorus, whose example he might well have imitated, he would have
avoided the pains of scourgings and the unpleasant
experiences of an oriental prison-house. From Bonita he was transferred to the
city of Smyrna, and thrown into a dungeon, where he languished until at the
accession of Michael II. he was released from prison. In Smyrna he came into contact
with a kinsman of Leo, named Bardas, who resided there as Strategos of the Thrakesian Theme. There can be little doubt that this
Bardas was the same young man who showed scant courtesy to the fallen Patriarch
Nicephorus, on his way to the monastery of St. Theodore. At Smyrna Bardas fell
sick, and someone, who believed in the divine powers of the famous abbot of
Studion, advised him to consult the prisoner. Theodore exhorted the nephew of
Leo to abjure his uncle’s heresy. The virtue of the saint proved efficacious;
the young man recovered; but the repentance was hollow, he returned to his
error; then retribution followed and he died. This is one of the numerous
stories invented to glorify the abbot of Studion, the bulwark of image-worship.
One of the
gravest offences of Theodore in the Emperor’s eyes was doubtless his attempt to
excite the Pope to intervene in the controversy. We have two letters which he,
in conjunction with other image-worshippers, addressed to Pope Paschal I from
Bonita. His secret couriers maintained communications with Borne, where some important members of the party had found a refuge, and Paschal was
induced to send to Leo an argumentative letter in defence of images.
The rigour of
the treatment dealt out to Theodore was exceptional. Many of the orthodox
ecclesiastics who attended the Synod of April a.d. 815 submitted to the
resolutions of that assembly. Those who held out were left at large till the
end of the year, but early in a.d. 816 they were conducted to distant places of
exile. This hardship, however, was intended only to render them more amenable
to the gentler method of persuasion. After a few days, they were recalled to
Constantinople, kept in mild confinement, and after Easter (April 20), they
were handed over to John the Grammarian, who presided over the monastery of
Saints Sergius and Bacchus. He undertook to convince the abbots of their
theological error, and his efforts were crowned with success in the case of at
least seven. Others resisted the arguments of the seducer, and among them were
Hilarion, the Exarch of the Patriarchal monasteries, and Theophanes the
Chronographer.
Theophanes,
whose chronicle was almost our only guide for the first twelve years of the
ninth century, had lived a life unusually ascetic even in his own day, in the
monastery of gros, at Sigriane near Cyzicus. He had not been present at the Synod nor sent into exile, but in
the spring of A.D. 816 the Emperor sent him a flattering message, couched in
soft words, requesting him to come “to pray for us who are about to march
against the Barbarians.” Theophanes, who was suffering from an acute attack of
kidney disease, obeyed the command, and was afterwards consigned to the custody
of John. Proving obstinate he was confined in a cell in the Palace of
Eleutherios for nearly two years, and when he was mortally ill of his malady,
he was removed to the island of Samothrace where he expired (March 12, a.d. 818)
about three weeks after his arrival.
When we find
that Leo’s oppressions have been exaggerated in particular cases, we shall be
all the more inclined to allow for exaggeration in general descriptions of his
persecutions. We read that “some were put to death by the sword, others tied in
sacks and sunk like stones in water, and women were stripped naked in the
presence of men and scourged.” If such atrocities had been frequent, we should
have heard much more about them. The severer punishments were probably
inflicted for some display of fanatical insolence towards the Emperor
personally. His chief object was to remove from the capital those men, whose
influence would conflict with the accomplishment of his policy. But there may
have been fanatical monks, who, stirred with an ambition to outstrip the
boldness of Theodore of Studion, bearded the Emperor to his face, and to them
may have been meted out extreme penalties. Again, it is quite possible that
during the destruction of pictures in the city, which ensued on their condemnation
by the Synod, serious riots occurred in the streets, and death penalties may
have been awarded to persons who attempted to frustrate the execution of the
imperial commands. We are told that “the sacred representations” were at the
mercy of anyone who chose to work his wicked will upon them. Holy vestments,
embroidered with sacred figures, were torn into shreds and cast ignominiously
upon the ground; pictures and illuminated missals were cut up with axes and
burnt in the public squares. Some of the baser sort insulted the icons by
smearing them with cow-dung and foul-smelling ointments.
CHAPTER III
MICHAEL II, THE
AMORIAN
(a.d. 820-829)
1.
The Accession
of Michael(a.d.<> 820). The Coronation and Marriage of Theophilus (a.d. 821)
While his
accomplices were assassinating the Emperor, Michael lay in his cell, awaiting
the issue of the enterprise which meant for him death or empire, according as
it failed or prospered. The conspirators, as we have seen, did not bungle in
their work, and when it was accomplished, they hastened to greet Michael as
their new master, and to bear him in triumph to the Imperial throne. With his
legs still encased in the iron fetters he sat on his august seat, and all the
servants and officers of the palace congregated to fall at his feet. Time,
perhaps, seemed to fly quickly in the surprise of his new position, and it was
not till midday that the gyves which so vividly reminded him of the sudden
change of his fortunes were struck off his limbs. The historians tell of a
difficulty in finding the key of the fetters, and it was John Hexabulios,
Logothete of the Course, who remembered that Leo had hidden it in his dress.
About noon,
without washing his hands or making any other seemly preparation, Michael,
attended by his supporters, proceeded to the Great Church, there to receive the
Imperial crown from the hands of the Patriarch, and to obtain recognition from
the people. No hint is given as to the attitude of the Patriarch Theodotos to
the conspiracy, but he seems to have made no difficulty in performing the
ceremony of coronation for the successful conspirator. The Amorian soldier
received the crown from the prelate’s hands, and the crowd was ready to acclaim
the new Augustus. Those who held to image worship did not regret the persecutor
of their faith, but thought that he had perished justly; and perhaps to most in
that superstitious populace the worst feature in the whole work seemed to be
that his blood had stained a holy building. We have already seen how Michael
dealt with the Empress Theodosia and her children.
The new Roman
Emperor was a rude provincial, coarse in manners, ill-educated, and
superstitious. But he was vigorous, ambitious, and prudent, and he had worked
his way up in the army by his own energy and perseverance. Amorion, the city of
his birth, in Upper Phrygia, was at this time an important place, as the
capital of the Anatolic province. It was the goal of many a Saracen invasion.
Its strong walls had defied the generals of the Caliphs in the days of the
Isaurian Leo; but it was destined, soon after it had won the glory of giving a
dynasty to the Empire, to be captured by the Unbelievers. This Phrygian town
was a head-quarter for Jews, and for the heretics who were known as Athingani. It is said that Michael inherited from his
parents Athingan views, but according to another
account he was a Sabbatian. Whatever be the truth about this, he was inclined
to tolerate heresies, of which he must have seen much at his native town in the
days of his youth. He was also favourably disposed to the Jews; but the statement
that his grandfather was a converted Jew does not rest on very good authority.
It is certain that his parents were of humble rank, and that his youth, spent
among heretics, Hebrews, and half-Hellenized Phrygians, was subject to
influences which were very different from the Greek polish of the capital. One
so trained must have felt himself strange among the men of old nobility, of
Hellenic education, and ecclesiastical orthodoxy with whom he had to deal in
Constantinople. He did not disguise his contempt for Hellenic culture, and he
is handed down to history as an ignorant churl. Such a man was a good aim for
the ridicule of witty Byzantines, and it is recorded that many lampoons were
published on the crowned boor.
The low-born
Phrygian who founded a new dynasty in the ninth century reminds us of the
low-born Dardanian who founded a new dynasty exactly three hundred years
before. The first Justin, like the second Michael, was ignorant of letters. It
was told of Justin that he had a mechanical contrivance for making his
signature, and of Michael it was popularly reported that another could read
through a book more quickly than he could spell out the six letters of his
name. They were both soldiers and had worked their way up in the
service, and they both held the same post at the time of their elevation.
Justin was the commander of the Excubitors when he
was called upon to succeed Anastasius, even as Michael when he stepped into the
place of Leo. But Michael could not say like Justin that his hands were pure of
blood. The parallel may be carried still further. The soldier of Ulpiana, like
the soldier of Amorion, reigned for about nine years, and each had a successor
who was a remarkable contrast to himself. After the rude Justin, came his
learned and intellectual nephew Justinian; after the rude Michael, his polished
son Theophilus.
Michael shared
the superstitions which were not confined to his own class. He was given to
consulting soothsayers and diviners; and, if report spoke true, his career was
directed by prophecies and omens. It is said that his first marriage was
brought about through the utterances of a soothsayer. He had been an officer in
the army of the Anatolic Theme, in days before he had entered the service of
Bardanes. The general of that Theme, whose name is not recorded, was as ready
as most of his contemporaries to believe in prognostication, and when one of
the Athingan< sect who professed to tell fortunes,
declared to him that Michael and another officer of his staff were marked out
for Imperial rank in the future, he lost no time in taking measures to unite
them with his family. He prepared a feast, and chose them out of all the
officers to be his guests, to their own astonishment. But a greater surprise
awaited them, for when they were heated with wine, he offered them his
daughters in marriage. At this unexpected condescension, the young men, of whom
one at least was of humble birth, were stupefied and speechless. They drew back
at first from an honour of which they deemed themselves unworthy; but the
superstitious general overcame their scruples, and the marriages took place.
Thus it came about that Michael won Thecla, who became the mother of the
Emperor Theophilus. The other son-in-law, whoever he may have been, was not so
fortunate; in his case the soothsayer was conspicuously at fault.
Theophilus, for
whom Leo V had probably stood sponsor, was adult when his father
came to the throne, and on the following Whitsunday (May 12 a.d. 821) Michael, according to
the usual practice, secured the succession by elevating him to the rank of
Basileus and Augustus. The ceremony of his marriage was celebrated on the same
occasion. Having received the Imperial crown from his father’s hands in St.
Sophia, he was wedded by the Patriarch, in the Church of St. Stephen in the
Palace, to Theodora, a Paphlagonian lady, whose
father and uncle were officers in the army. The ceremony was followed by her
coronation as Augusta.
It is probable
that the provincial Theodora, of an obscure but well-to-do family, was
discovered by means of the bride-show custom which in the eighth and ninth
centuries was habitually employed for the purpose of selecting brides for
Imperial heirs. Messengers were sent into the provinces to search for maidens
who seemed by their exceptional physical attractions and their mental qualities
worthy of sharing the throne of an Emperor. They were guided in their selection
by certain fixed standards; they rejected all candidates who did not conform,
in stature and in the dimensions of their heads and feet, to prescribed
measures of beauty. It was thus that Maria, discovered in a small town in
Paphlagonia, came to be the consort of Constantine VI, and we saw how a
bride-show was held for the wedding of Stauracius. In later times Michael III.
and Leo VI. would win their brides in the same fashion; and it is not
improbable that Irene of Athens owed her marriage with Leo IV to this custom.
The bride-show
of Theophilus has been embroidered with legendary details, and it has been
misdated, but there is no reason for doubting that it was actually held. The
story represents Theophilus as still unmarried when he became sole Emperor
after his father’s death. His stepmother Euphrosyne assembled the maidens, who
had been gathered from all the provinces, in the Pearl-chamber in the Palace,
and gave the Emperor a golden apple to bestow upon her who pleased him best.
Theophilus halted before Kasia, a lady of striking beauty and literary
attainments, and addressed to her a cynical remark, apparently couched in
metrical form, to which she had a ready answer in the same style.
Theophilus:
A woman was the
fount and source Of all man’s tribulation.
Kasia:
And from a
woman sprang the course
Of man’s regeneration.
The boldness of
the retort did not please the Emperor, and he gave the golden apple to
Theodora.
It was in the
spring of A.D. 821, and not nine years later, that Theophilus made his choice,
and it was his mother, Thecla, if she was still alive, and not Euphrosyne, who
presided over the bride-show. Some may think that the golden apple, the motif
of the judgment of Paris, must be rejected as a legendary trait in the story;
yet it seems possible that the apple had been deliberately borrowed from the
Greek myth as a symbol by which the Emperor intimated his choice and was a
regular feature of the Byzantine bride shows. Nor does there seem any reason
to doubt that the poetess Kasia was one of the chosen maidens; and the passage
between her and the Emperor is, if not true, happily invented so far as her
extant epigrams reveal her character. Disappointed in her chance of empire,
Kasia resolved to renounce the world, and a letter of Theodore, the abbot of
Studion, is preserved in which he approves of her design, and compliments her
on the learning and skill of some literary compositions which she had sent him.
The pleasing
story of the bride-show of Theophilus, in which Kasia is the heroine, did not
find favour with the monk who wrote an edifying biography of the sainted
Theodora. He would not allow that she owed her elevation to the too ready
tongue of her rival who had presumed to measure wits with the Emperor, and he
invented a different story in which Kasia is ignored. According to this frigid
fiction, Theophilus selected seven of the maidens, gave each of them an apple,
and summoned them again on the morrow. He asked each of them for her apple, but
the apples were not forthcoming. Theodora alone produced hers, and along with
it offered a second to the Emperor. “This first apple, which I have kept safe,”
she said, “is the emblem of my maidenhood; the second, do not decline it, is
the fee of the son which shall be born to us.” When Theophilus, in amazement,
asked her to explain this oracle,” she told him that at
Nicomedia, on her way to Constantinople, she had visited a holy man who lived
in a tower, and that he had prophesied her elevation to the throne and had
given her the apple.
2.
THE
CIVIL WAR (a.d. 821-823)
Of the three
actors in the historical drama which was said to have been shadowed forth by
the soothsayer of Philomelion, one has passed finally from the scene. The last
act is to take the form of a conflict between the two survivors, Michael of
Amotion and Thomas of Gaziura. This conflict is generally known as the
rebellion of Thomas, but it assumed the dimensions and the dignity of a civil
war. Two rivals fought for a crown, which one of them had seized, but could not
yet be said to have firmly grasped. Michael had been regularly elected,
acclaimed, and crowned in the capital, and he had the advantage of possessing
the Imperial city. His adversary had the support of most of the Asiatic
provinces; he was only a rebel because he failed.
We have seen
how Thomas clung to his master and patron Bardanes whom others had deserted (a.d. 803).
When the cause of Bardanes was lost, he probably saved himself by fleeing to
Syria and taking up his abode among the Saracens, with whom he had
lived before. For in the reign of Irene he had entered the service of a
patrician, and, having been discovered in an attempt to commit adultery with
his master’s wife, he was constrained to seek a refuge in the dominions of the
Caliph, where he seems to have lived for a considerable time. His second
sojourn there lasted for about ten years(a.d. 803-813). We saw how he received a military
command from his old fellow-officer, Leo the Armenian, and he rose in arms
shortly before that Emperor’s death.
If he was
tempted to rise against Leo, much more was he tempted to dispute the crown with
Michael, with whom he seems to have had a rivalry of old standing. Thomas was
much the elder of the two; at the time of his rising he was an old man. One of
his legs was maimed; but his age and lameness did not impair his activity. The
lame man was personally more popular than the lisper; for, while Michael’s
manners were coarse and brusque, Thomas was courteous and urbane. His Slavonic
origin hardly counted against him; men were by this time becoming
familiar with Romacized Slavs.
But Thomas did
not come forward as himself; and this is a strange feature of the rebellion
which it is difficult to understand. He did not offer himself to the
inhabitants of Asia Minor as Thomas of Gaziura, but he pretended that he was
really one who was generally supposed to be dead, a crowned Augustus, no other
than Constantine the Sixth, son of Irene. That unfortunate Emperor, blinded by
the orders of his mother, had died, if not before her dethronement, at all
events in the first years of Nicephorus. The operation of blinding had not been
performed in public, and a pretender might construct a tale that another had
been substituted, and that the true Constantine had escaped. But it is hard to
see how the fraud could have been successful even for a time in the case of
Thomas. He might easily enough have palmed himself off among barbarian
neighbours as the deposed Emperor. Or if he had produced an obscure stranger
and given out that this was Constantine who for more than twenty years had
lurked in some safe hiding-place, we could understand that the fiction might
have imposed on the Themes of Asia. But we cannot easily conceive how one who
had been recently before the eye of the world as Thomas, Commander of the
Federates, and whose earlier career must have been more or less known by his
contemporaries, could suddenly persuade people that all this time he was not
himself. One almost suspects that some link in the chain of events is lost
which might have explained the feasibility of the deceit. If Thomas had withdrawn
for some years to Syria, he might have returned in the new character of an
Augustus who was supposed to be dead. And indeed in one account of the
rebellion it is implied that he started from Syria, perhaps with some Saracen
support at his back.
The pretender
was not content with being Constantine, son of Irene; he resolved, like
Constantine the Great, to have a son named Constantius. Accordingly he adopted
a man of mongrel race, whose true name is unknown, and called him Constantius.
Our record describes this adopted son in terms of the utmost contempt,—as a
base and ugly mannikin. But he must have had some ability, for his
“father” trusted him with the command of armies.
It is
impossible to distinguish with certainty the early stages of the insurrection
of Thomas, or to determine how far it had spread at the time of Michael’s
accession. He established his power by winning the district of Chaldia, in eastern Pontus. He also secured some strong
places in the Armeniac Theme, in which Gaziura, his native town, was situated,
but the soldiers of this Theme did not espouse his cause. It was to the eastern
provinces that he chiefly looked for support at first, but his power presently
extended to the west. The false Constantine and his son could soon reckon the
greater part of Asia Minor, from the borders of Armenia to the shores of the
Aegean, as their dominion. The Paulician heretics, who were persecuted by Leo,
flocked to their standard. They intercepted the taxes which should have been
conveyed to Constantinople and used the money for winning adherents to their
cause.
The cities
which would not voluntarily have acknowledged them were constrained by fear.
Soon they could boast that only two armies in Asia had not joined them, the Opsikian and the Armenian. The patrician Katakylas, Count of Opsikion, was
a nephew of Michael, and remained true to his uncle. Olbianos,
strategos of the Armeniacs, espoused the same cause.
But the meagre and disorderly accounts of the war which have reached us do not
inform us what Olbianos and Katakylasdid, or whether they did anything, to stem the torrent of rebellion. No dates
are given, and even the order of events is obscure.
But if Michael
and his supporters made no signal effort to oppose the progress of the danger,
the attention of Thomas was diverted to another enemy. The civil war in the
Empire was an opportunity for the Caliph, and the Saracens began to make
excursions in the Roman lands which were left insufficiently protected, as the
regular defenders had abandoned their posts to swell the army of Thomas.
Perhaps the murmurs of his soldiers convinced Thomas that he must
relinquish for a time his war against his countrymen to repel the common foe.
But if he was yielding to the wishes of his followers, in taking measures to
protect their homes, he made a skilful use of the danger and turned it
completely to his own advantage. His long sojourns among the Moslems stood him
in good stead now. His first movement was to invade Syria and display his
immense forces to the astonished eyes of the Saracens. Perhaps such a large
Roman army had seldom passed the Taurus since Syria had become a Saracen
possession. But the object of this invasion was not to harry or harm the
invaded lands, but rather to frighten the enemy into making a treaty with such
a powerful commander. The design was crowned with success. The Caliph Mamun
empowered persons in authority to meet the pretender, and a compact of alliance
was arranged. Thomas or Constantine was recognised as Emperor of the Romans by
the Commander of the Faithful, who undertook to help him to dethrone his rival
In return for this service, Thomas is said to have agreed not only to surrender
certain border territories which are not specified, but to become a tributary
of the Caliph.
After the
conclusion of this treaty, which turned a foe into a friend, we expect to find
the Emperor Constantine hastening back to recover the throne of the Isaurians.
But before he left Syria he took a strange step. With the consent or at the
instance of his new allies he proceeded to Antioch, in order to be crowned by
the Patriarch Job as Basileus of the Romans. The coronation of a Roman Emperor
in Antioch in the ninth century was a singular event. We cannot imagine that
Thomas was accompanied thither by his army; but doubtless the Greek Christians
of the place flocked to see the unaccustomed sight, and when the Patriarch Job
placed the crown on the head of the Basileus they may have joined his
attendants in acclaiming him. We have to go back to the fifth century for a
like scene. It was in Syrian Antioch that Leontius, the tyrant who rose against
Zeno, was crowned and proclaimed Augustus. The scale and gravity of the
rebellion of the Isaurian Leontius render it not unfit to be compared with the
rebellion of the later pretender, who also professed to be of Isaurian stock.
But when we
consider the circumstances more closely the coronation assumes a puzzling
aspect. If Thomas had been simply Thomas, we can understand that he might have
grasped at a chance, which was rare for a rebel in his day, to be crowned by a
Patriarch out of Constantinople, even though that Patriarch was not a Roman
subject. But Thomas, according to the story, gave out that he was an Emperor
already. He had borrowed the name and identity of the Emperor Constantine VI;
he had therefore, according to his own claim, been crowned Augustus by the
Patriarch of Constantinople forty years before. What then is the meaning of his
coronation at Antioch? One would think that such a ceremony would weaken rather
than strengthen his position. It might be interpreted as a tacit confession
that there was some flaw in the title of the re-arisen Constantine. It would
have been requisite for au Emperor who had been first crowned at Antioch to
repeat the ceremony when he had established himself on the Bosphorus; but it is
strange that one who had declared that he had been formally consecrated at
Constantinople by the chief Patriarch should come to Antioch to receive an
irregular consecration from a lesser prelate. It does not appear that the
tyrant had abandoned his claim to be another than himself, and, having won his
first followers by au imposture, now threw off the cloak and came forward as
Thomas of Gaziura. It may be suggested that the coronation was not contrived by
the wish of the pretender, but by the policy of Mamun. The reception of the
emblem of sovranty< at the hands of a Patriarch, who
was the subject of the Caliph, may have been intended as a symbolical
acknowledgment of the Caliph’s overlordship and a pledge of his future
submission as a tributary.
The prospect of
the tyrants looked brighter than ever when they returned to the lands of the
Empire. Men of all sorts and races and regions had flocked to their
standards—Slavs, Persians, Armenians, Iberians, and many from the regions of
the Caucasus and the eastern shores of the Euxine. The total number
of the forces is estimated at eighty thousand. Reports meanwhile reached
Constantinople of the gathering of this large host. But Michael took it for
granted that rumour outran the truth, and deemed it enough to send into the
field a small army, totally insufficient to cope with the foe. The thousands of
Michael were swallowed up by the tens of thousands of Thomas. As no formidable
resistance was offered to the tyrant’s progress in Asia Minor, he prepared to
attack the city itself. For this enterprise, in which so many had failed before
him, it was judged indispensable to possess a fleet. The City of the Bosphorus
had over and over again defied a joint attack by land and sea; it was naturally
inferred that an attack by land alone would have no chances of success. The
pretender therefore set himself to gather a fleet, and it would seem that he
had no difficulty in seizing the fleets of the Aegean and the Kibyrrhaeot Themes, which together formed the Thematic or
provincial navy. Thus all the warships stationed in the eastern parts of the
Empire were in his hands, except the Imperial fleet itself, which lay at the
Imperial city. In addition to these, he built new warships and new ships of
transport. When all was ready, he caused his naval forces to assemble at Lesbos
and await his orders, while he himself advanced to the Hellespont and secured
Abydos. And now he met his first reverse. All had yielded to him as he swept on
through the Asiatic Themes, except one place, whose name our historians do not
mention. He did not think it worth while to delay himself, but he left a
considerable part of his army under the command of Constantius, to reduce this
stubborn fortress. It seems probable too that this dividing of his forces
formed part of a further design. We may guess that while Constantine was to
cross by the western gate of the Propontis and advance on the city from the
west, Constantius was to approach the eastern strait and attack the city on the
south. But if this was the plan of operations, Constantius was not destined to
fulfil his part of it. Olbianos, the general of the
Armeniac Theme, was biding his time and watching for an opportunity. His army was
not large enough to try an issue with the united forces of the enemy, but his
chance came when those forces were divided. He set an ambush to waylay the
younger tyrant, who, as he advanced securely, supposing that the way was clear,
allowed his men to march in disorder. Constantius was slain and his head was
sent to Constantine. This was the first check in the triumphant course of the
war, though the death of the “son” may have caused little grief to the
“father.”
The scene of
operations now shifts from Asia to Europe. The Emperor, seeing that his
adversary was preparing to cross the straits, had gone forth at the head of a
small army and visited some of the cities of Thrace in order to confirm them
against the violence or seductions of the tyrant and assure himself of their steadfast
faith. But his care availed little. On a dark moonless night Thomas transported
his troops to various spots on the Thracian shore, starting from an obscure
haven named Horkosion. About the same time the fleet arrived
from Lesbos and sailed into the waters of the Propontis. No resistance was
offered by the inhabitants of Thrace when they saw the immense numbers of the
invading host. Michael seems to have lingered, perhaps somewhere on the shores
of the Propontis, to observe what effect the appearance of his foe would
produce on the. cities which had yesterday pledged themselves to stand true,
and when he learned that they were cowed into yielding, he returned to the city
and set about making it ready to withstand a siege. The garrison was recruited
by loyal soldiers from the Asiatic Themes, now free from the presence of the
pretender. The Imperial fleet, supplied with “Marine Fire,” was stationed not
in the Golden Horn, but in the three artificial harbours on the southern shore
of the city,—the port of Hormisdas, which was probably already known by its
later name of Bucoleon; the Sophian harbour, further to the west; and beyond it the harbour of Kaisarios.
The entrance to the Golden Horn was blocked by the Iron Chain, which was
stretched across the water from a point near the Gate of Eugenios to the Castle
of Galata. In making these dispositions Michael was perhaps availing
himself of the experience of previous sieges. When the Saracens attacked the
city in the seventh century, Constantine IV. had disposed a portion of his
naval forces in the harbour of Kaisarios. In the
second attack of the same foe in the eighth century, Leo III had stretched the
Iron Chain, but he seems to have stationed his own ships outside the Horn.
The host of
Thomas had been increased by new adherents from the European provinces, and
Slavs from Macedonia flocked to the standard of the Slavonian pretender. But he
needed a new general and a new son. To succeed the unlucky leader, whom he had
destined to be Constantius the Fourth, he chose a monk, already bearing an
Imperial name, and worthy in the opinion of the tyrant to be Anastasius the
Third; not worthy, however, of such an exalted place, in the opinion of our
historians, who describe him as an ugly man, with a face like an Ethiopian’s
from excessive wine-drinking, and of insane mind. But the monk was not fitted
to lead troops to battle, and for this office Thomas won the services of a
banished general named Gregory, who had perhaps better cause than himself to
hate the name of Michael. Gregory Pterotos was a
nephew of Leo the Armenian, and, on the death of his uncle, whom he loved, fear
had not held him back from entering the presence of his successor, where,
instead of falling among those who grovelled at the Imperial feet, he
overwhelmed him with reproaches for the murderous deed. The Emperor merely
said, “I know the greatness of your sorrow and the ocean of your distress,” but
two days later he banished this fearless kinsman of his predecessor to the
island of Skyros. Gregory was not unwilling to attach himself to the rival of
him who had banished himself and dethroned his uncle, and he was speedily
entrusted with the command of ten thousand men and sent on to open the assault
on the Imperial city.
It was already
winter, and the first year of Michael’s reign was drawing to a close, when
Gregory took up his station on the north-west of the city, in the suburbs
outside Blachernae, while the fleet, under another unnamed commander, reached
the same quarter by sailing up the inlet of the Golden Horn, having evidently
unfastened the Iron Chain where it was attached to the Castle of Galata. On the
banks of the Barbyses, a stream which flows into the
Horn, the leaders of the sea forces and the land forces could concert their
plans together. No action, however, was taken until Constantius and Anastasius
arrived with their mighty host. The leaders seem to have imagined that when
this vast array spread out before the walls of the city, and their ships filled
the Golden Horn and threatened the harbours on the Propontis, the inhabitants
would be so utterly dismayed by the sight of the overwhelming numbers that they
would throw open their gates in despair. But it soon became clear that the city
and its masters were resolved to withstand even such a vast force; they trusted
in their impregnable walls. It was the first business of Thomas, when he saw
that a siege was inevitable, to reduce the suburbs and villages which lay north
of the city along the shores of the Bosphorus. These places could not resist.
The inhabitants were doubtless glad to submit as speedily as possible to any
one engaged in besieging the city, remembering too well how but a few years ago
they had been harried by another and more terrible enemy, the Bulgarian Krum.
The siege began
in the month of December. The course of events from this point to the end of
the war may be conveniently divided into five stages.
1.December 821
to February or March 822.—Thomas spent some days in disposing his forces and
preparing his engines. He pitched his own tent in the suburbs beyond
Blachernae, not far from the noble building which rose towards heaven like a
palace, the church of St. Cosmas and St. Damian, the physicians who take no fee
for their services to men. Until the reign of Heraclius the northwestern
corner of the city between the Palace of Blachernae and the Golden Horn must
have been defended by a fortification of which no traces survive. Heraclius,
whether before or after the siege of the Avars (a.d. 626), had connected the Palace with the seaward
fortifications by a wall which is flanked by three admirably built hexagonal
towers. But the assaults of the Bulgarians in a.d. 813 seem to have proved that
this “Single Wall of Blachernae,” as it was called, was an insufficient
defence, and Leo V., in expectation of a second Bulgarian siege, constructed a
second outer wall, parallel to that of Heraclius, and forming with it a sort of
citadel which was known as the Brachionion.
The troops on
whom it devolved to attack the long western walls of Theodosius, from the
Palace of Blachernae to the Golden Gate, were assigned to the subordinate
tyrant Anastasius, to whose dignity a high command was due, but others were at
hand to keep the inexperienced monk from blundering. The main attack was to be
directed against the quarter of Blachernae. Here were gathered all the
resources of the engineer’s art, rams and tortoises, catapults and citytakers; and over these operations Thomas presided
himself.
In the city
meanwhile the aid of Heaven and the inventions of men were summoned to defend
the walls. On the lofty roof of the church of the Mother of God in Blachernae,
the Emperor solemnly fixed the Roman standard, in the sight of the enemy, and
prayed for succour against them. Presently the besiegers beheld the young
Emperor Theophilus walking at the head of a priestly procession round the walls
of the city, and bearing with him the life-giving fragments of the holy Cross,
and raiment of the mother of Christ.
But, if he
employed superstitious spells, Michael did not neglect human precautions. He
too, like his opponent, called to his service all the resources of the art of
the engineer, and the machines of the besieged proved in the end more effectual
than those of the besieger. Simultaneous attacks by land and sea were
frustrated, and on land at least the repulse of the assailants was wholly due
to the superior machines of the assailed. The missiles which were shot from the
city carried farther than those of Thomas, and great courage was required to
venture near enough to scale or batter the walls. Ladders and battering-rams
were easily foiled by the skilful handling of engines mounted on the
battlements, and at last the attacking host retired from the volleys of
well-aimed missiles within the shelter of their camp. At sea, too, the
assailants were discomfited, but the discomfiture was perhaps chiefly caused by
the rising of an adverse wind. The ships of Thomas were provided both with
“liquid fire” and with four-legged citytakers, from
whose lofty storeys flaming missiles might be hurled upon and over the
sea-walls of the city. But the violent wind rendered it impossible to make an
effective use of these contrivances, and it was soon clear that the attack on
the seaside had failed.
Foiled at every
point, Thomas was convinced that he had no chance of succeeding until the
severity of winter had passed, and he retired from his position to await the
coming of spring, whether in the cities of Thrace or on the opposite coasts of
Asia.
2. Spring, 822
A.D.—At the coming
of spring Thomas reassembled his land forces and his ships at Constantinople
and prepared for another simultaneous attack on both elements. Michael
meanwhile had made use of the respite from hostilities to reinforce his
garrison considerably, and during this second siege he was able to do more than
defend the walls: he could venture to sally out against the enemy. It was also
probably during the lull in the war that some repairs were made in the Wall of
Leo, recorded by inscriptions which are still preserved.
We are told
that when the day dawned on which a grand assault was to be made on the walls
of Blachern<, the Emperor ascended the wall himself
and addressed the enemy, who were within hearing. He urged them to desert the
rebel and seek pardon and safety in the city. His words were not received with
favour, nor did he imagine that they would move those whom he addressed. But he
achieved the effect which he desired, though not the effect at which his speech
seemed to aim. The foe concluded that the besieged must needs be in great
straits, when the Emperor held such parley from the walls. With confident
spirits and in careless array they advanced to the assault, supposing that they
would encounter but a weak resistance. Suddenly, to their amazement and
consternation, many gates opened, and soldiers, rushing forth from the city,
were upon them before they had time to apprehend what had happened. The men of
Michael won a brilliant victory, and Thomas was forced to abandon the assault
on Blachernae. A battle by sea seems to have been fought on the same day, and
it also resulted in disaster for the besiegers. The details are not recorded,
but the marines of Thomas, seized by some unaccountable panic, retreated to the
shore and absolutely refused to fight.
Time wore on,
and the taking of the city seemed no nearer. One of the generals in the leaguer
concluded that there was little chance of success, and weary of the delay he
determined to change sides. This was Gregory, the exile of Skyros, and nephew
of Leo the Armenian. His resolve was doubtless quickened by the fact that his
wife and children were in the power of Michael; he reckoned that their safety
would be assured if he deserted Thomas. Accordingly, at the head of his
regiment, he left the camp and entrusted a Studite monk with the task of
bearing the news to the Emperor. But the approaches to the city were so
strictly guarded by the blockaders that the messenger was unable to deliver his
message, and Michael remained in ignorance of the new accession to his cause.
As it turned out, however, the act of Gregory proved of little profit to any
one except, perhaps, to him, whom it was intended to injure. Thomas saw that the
traitor must be crushed immediately, for it would be a serious disadvantage to
have an enemy in his rear. Accordingly, he marched against him with a band of
chosen soldiers; his army being so large that he could easily divert a portion
without raising the blockade. The followers of Gregory were defeated, we know
not where nor how; and Gregory himself, a fugitive from the field, was pursued
and slain. There is a certain propriety in the part which this soldier plays in
the last act of the drama, in which Leo, Michael, and Thomas were the chief
performers. Leo had passed away before that last act; but his nephew, as it
were, takes his place, and oscillates between his rivals, is banished by
Michael and slain by Thomas.
3.Summer and
Autumn aid. 822.—The false
Constantine, if he still sustained that pretence, made the most of his easy
victory over the renegade. He proclaimed that he had conquered by land and
sea, and sent letters to Greece and the islands of the Aegean, bearing this
false news. His purpose was to reinforce his navy, which hitherto
had accomplished nothing worthy of its size, by fresh ships from these regions.
Nor was he disappointed. It was clearly thought in Greece, where the population
was devoted to image-worship, that the pretender was carrying all before him,
that the capture or surrender of the city was merely a matter of days, or at
most months, and that Michael’s days were numbered. A large fleet was sent,
with all good-will, to hasten the success of one who professed to be an
image-worshipper. No less than three hundred and fifty ships (it is alleged)
arrived in the Propontis. Under given topographical conditions, when the same
object is in view, history is apt to repeat itself, and we find Thomas mooring
these reinforcements in the harbour of Hebdomon and on the adjacent beach, exactly as the Saracens had disposed their fleet on the two occasions on which
they had attempted to capture the city.
He had formed
the project of a twofold attack by sea. On the northern side the
city was to be assailed by his original fleet, which lay in the Golden Horn;
while the new forces were to operate against the southern walls and harbours,
on the side of the Propontis. But Michael foiled this plan by prompt action.
Sending his fire-propelling vessels against the squadron at Hebdomon, he
destroyed it, before it had effected anything. Some of the ships were entirely
burnt, others scattered, but most were captured, and towed into the city
harbours, which the Imperial navy held. Such was the fate of the navy which the
Themes of Hellas and Peloponnesus had sent so gladly to the discomfiture of the
Phrygian Emperor.
On the seaside
the danger was diminished; but by land the siege was protracted with varying
success until the end of the year. Frequent excursions were made from the city,
and sometimes prospered, whether under the leadership of the elder Emperor or
of his son Theophilus, with the General Olbianos or
the Count Katakylas. But on the whole the besieged
were no match in the field for their foes, who far outnumbered them. Both
parties must have been weary enough as the blockade wore on through the winter.
It was at length broken by the intervention of a foreign power.
4.Intervention
of the Bulgarians, Spring, a.d. 823.—It was from the
kingdom beyond Mount Haemus that Michael received an opportune aid which proved
the turning-point in the civil war. The Bulgarians had been at peace with the
Empire, since Leo and king Omurtag, not long after the death of Krum, had
concluded a treaty for thirty years. Communications now passed between
Constantinople and Pliska, but it is uncertain who took the first step, and
what was the nature of the negotiations. The simplest and earliest chronicle of
the siege represents Michael as requesting Omurtag to take the field against
Thomas, and Omurtag readily responding to the request. But an entirely
different version is adopted in records which are otherwise unfavourable to
Michael. According to this account, the proposal of alliance came
from the Bulgarian king, and the Emperor declined the offer because he was
reluctant to permit Christian blood to be shed by the swords of the heathen. He
tendered his sincere thanks to Omurtag, but alleged that the presence of a
Bulgarian army in Thrace, even though acting in his own cause, would be a
virtual violation of the Thirty Years’ Peace. Omurtag, however, took the matter
into his own hands, and, unable to resist the opportunity of plunder and pillage,
assisted Michael in Michael’s own despite. It was obviously to the interest of
the Emperor that this version should obtain credit, as it relieved him from the
odium of inviting pagans to destroy Christians and exposing Roman territory to
the devastation of barbarians. We must leave it undecided whether it was
Michael who requested, or Omurtag who offered help, but we cannot seriously
doubt that the help was accorded with the full knowledge and at the desire of
the besieged Emperor. It may well be that he declined to conclude any formal
alliance with the Bulgarians, but merely gave them assurances that, if they
marched against Thomas and paid themselves by booty, he would hold them
innocent of violating the peace. The negotiations must have been conducted with
great secrecy, and the account which represented Michael as unreservedly
rejecting the proffered succour gained wide credence, though his enemies
assigned to his refusal a less honourable motive than the desire of sparing Christian
blood, and suggested that his avarice withheld him from paying the Bulgarians
the money which they demanded for their services.
Omurtag then
descended from Mount Haemus and marched by the great high road, by Hadrianople
and Arcadiopolis, to deliver Constantinople from the Roman leaguer, even as
another Bulgarian monarch had come down, more than a hundred years before, in
the days of Leo III, to deliver it from the Saracens. When Thomas learned that
the weight of Bulgaria was thrown into the balance and that a formidable host
was advancing against him, he decided to abandon the siege and confront the new
foe.4 It was a joyful day for the siege-worn citizens and soldiers,
when they saw the camp of the besiegers broken up and the great army marching
away from their gates. Only the remnant of the rebel navy still lay in the
Golden Horn, as Thomas did not require it for his immediate work. The
Bulgarians had already passed Arcadiopolis and reached the plain of Keduktos, near the coast between Heraclea and Selymbria. Here they awaited the approach of Thomas, and in
the battle which ensued defeated him utterly. The victors soon retired, laden
with booty; having thus worked much profit both to themselves and to their
ally, for whom the way was now smoothed to the goal of final victory. They had
destroyed the greater part of the rebel army on the field of Keduktos, and Michael was equal to dealing with the remnant
himself.
5.Siege of
Arcadiopolis and end of the Civil War, 823 a.d.—When the Bulgarians retreated, Thomas, still hopeful,
collected the scattered troops who had been routed on the day of Keduktos, and marching north-eastward pitched his camp in
the marshy plain of Diabasis, watered by the streams of the Melas and Athyras which discharge into the lagoon of Buyak Chekmeje, about twenty miles west of Constantinople. This
district was well provided with pasturage for horses, and well situated for
obtaining supplies; moreover, it was within such distance from the capital that
Thomas could harry the neighbouring villages. The month of May, if it had not
already begun, was near at hand, when Michael went forth to decide the issue of
the long struggle. He was accompanied by his faithful generals Katakylas and Olbianos, each at
the head of troops of his own Theme. It is not recorded whether the younger
Emperor marched with his father or was left behind to guard the city. But the
city might justly feel secure now; for the marines whom Thomas had left in the
Golden Horn espoused the cause of Michael, as soon as they learned the news of Keduktos.
Thomas, who
felt confident of success, decided to entrap his foes by the stratagem of a
feigned flight. But his followers did not share his spirit. They were cast down
by the recent defeat; they were thoroughly weary of an enterprise which had
lasted so much longer than they had dreamt when they lightly enlisted under the
flag of the pretender; their ardour for the cause of an ambitious leader had
cooled; they were sick of shedding Christian blood; they longed to return to
their wives and children. This spirit in the army of the rebels decided the
battle of Diabasis. They advanced against their enemies as they were commanded;
when the word was given they simulated flight; but, when they saw that the
troops of the Emperor did not pursue in disorder, as Thomas had expected, but
advanced in close array, they lost all heart for the work, and surrendered
themselves to Michael’s clemency.
The cause of
Thomas was lost on the field of Diabasis. The throne of the Amorian Emperor was
no longer in jeopardy. But there was still more work to be done and the civil
war was not completely over until the end of the year. The tyrant himself was
not yet captured, nor his adopted son, Anastasius. Thomas, with a few
followers, fled to Arcadiopolis and closed the gates against his
conqueror. The parts of the tyrant and the Emperor were now changed. It was now
Michael’s turn to besiege Thomas in the city of Arcadius, as Thomas had
besieged Michael in the city of Constantine. But the second siege was of
briefer duration. Arcadiopolis was not as Constantinople; and the garrison of
Thomas was not as the garrison of Michael. Yet it lasted much longer than might
have been expected; for it began in the middle of May, and the place held out
till the middle of October.
Arcadiopolis
was not the only Thracian town that sheltered followers of Thomas. The younger
tyrant, Anastasius, had found refuge not far off, in Bizye.
Another band of rebels seized Panion, and Heraclea on
the Propontis remained devoted to the cause of the Pretender. These four towns,
Heraclea, Panion, Arcadiopolis and Bizye formed a sort of line, cutting off Constantinople
from Western Thrace. But the subjugation of the last refuges of the lost cause
was merely a matter of months. It would not have been more than a matter of
days, if certain considerations had not hindered the Emperor from using engines
of siege against the towns which still defied him. But two lines of policy
concurred in deciding him to choose the slower method of blockade.
In the first
place he wished to spare, so far as possible, the lives of Christians, and, if
the towns were taken by violence, bloodshed would be unavoidable. That this consideration
really influenced Michael is owned by historians who were not well disposed
towards him, but who in this respect bear out a statement which he made himself
in his letter to Lewis the Pious. He informed that monarch that he retreated
after the victory of Diabasis, “in order to spare Christian blood.” Such a
motive does not imply that he was personally a humane man; other acts show that
he could be stark and ruthless. His humanity in this case rather illustrates
the general feeling that prevailed against the horrors of civil war. It was
Michael’s policy to affect a tender regard for the lives of his Christian
subjects, and to contrast his own conduct with that of his rival, who had
brought so many miseries on the Christian Empire. We have already seen how
important this consideration was for the purpose of conciliating public opinion,
in the pains which were taken to represent’ the Bulgarian intervention as a
spontaneous act of Omurtag, undesired and deprecated by Michael.
But there was
likewise another reason which conspired to decide Michael that it was wiser not
to storm a city of Thrace. It was the interest and policy of a Roman Emperor to
cherish in the minds of neighbouring peoples, especially of Bulgarians and
Slavs, the wholesome idea that fortified Roman cities were impregnable. The
failure of Krum’s attack on Constantinople, the more recent failure of the vast
force of Thomas, were calculated to do much to confirm such a belief. And
Michael had no mind to weaken this impression by showing the barbarians that
Roman cities might yield to the force of skilfully directed engines. In fact,
Michael seized the occasion to show the Bulgarians that he regarded
Arcadiopolis as too strong to be taken by assault.
In following
these two principles of policy, Michael placed himself in the light of a
patriot, in conspicuous contrast to his beaten rival, who had been the author
of the Civil War, and had used all his efforts to teach barbarians how the
Imperial city itself might be taken by an enemy. The garrison of Arcadiopolis
held out for five months, but Thomas was obliged to send out of the town all
the women and children, and the men who were incapable of bearing arms, in
order to save his supplies. By the month of October, the garrison was reduced
to such straits that they were obliged to feed on the putrid corpses of their
horses which had perished of hunger. Part of the garrison now left the town,
some with the knowledge of Thomas, others as deserters to Michael. The latter,
desperate with hunger, let themselves down by ropes, or threw themselves from
the walls at the risk of breaking their limbs. The messengers of Thomas stole
out of the gates and escaped to Bizye, where the
younger tyrant Anastasius had shut himself up, in order to concert with the
“son” some plan for the rescue of the “father.” Then Michael held a colloquy
with the garrison that was left in Arcadiopolis, and promised to all a free
pardon, if they would surrender their master into his hands. The followers who
had been so long faithful to their leader thought that the time had come when
they might set their lives before loyalty to a desperate cause. They accepted
the Imperial clemency and delivered Thomas to the triumphant Emperor.
The punishment
that awaited the great tyrant who was so near to winning the throne was not
less terrible than that to which Michael himself had been sentenced by Leo, the
Armenian. All the distress which the Emperor had undergone for the space of
three years was now to be visited on his head. The pretender, who had reduced
his conqueror to dire extremities and had wasted three years of his reign,
could hope for no easy death. The quarrel between Michael and Thomas was an old
one; it dated from the days when they had both been officers under the general
Bardanes. The time had now come for settling accounts, and the reckoning against
the debtor was heavy indeed. The long war had inflicted immeasurable injury on
the lands of the Empire, and it would be hard to estimate how much Thrace alone
had suffered. The private ambition of the old Slav of Gaziura, the impostor who
had deceived his followers, for a time at least, that he was a legitimate
Emperor, was answerable for all this ruin and misery. When he was led in chains
to the presence of bis hated rival, Michael, not disguising his joy, set his
foot upon the neck of the prostrate foe, and pronounced his doom.
His hands and feet were to be cut off, and his body was to be pierced on a
stake. The miserable man when he was led to punishment, cried aloud for mercy:
“Pity me, O thou who art the true Emperor!” Hope may have been awakened in his
heart for a moment, hope at least of some alleviation of the doom, when his
judge deigned to ask him a question. It was one of those dangerous questions
which tempt a man in the desperate position of Thomas to bear false witness if
he has no true facts to reveal. Michael asked whether any of his own officers
or ministers had held treacherous dealings with the rebel. But if the rebel had
any true or false revelations to make, he was not destined to utter them, and
if he conceived hopes of life or of a milder death, they were speedily
extinguished. At this juncture John Hexabulios, the Logothete of the Course,
intervened and gave the Emperor wise counsel. The part played in history by
this Patrician was that of a monitor. We saw him' warning Michael Rangabé
against Leo; we saw him taking counsel with Leo touching the designs of Michael
the Lisper; and now we see him giving advice to Michael. His counsel was, not
to hear Thomas, inasmuch as it was improper and absurd to believe the evidence
of foes against friends.
The sentence
was carried out, probably before the walls of Arcadiopolis, and doubtless in
the Emperor’s presence; and the great rebel perished in tortures, “like a
beast.” A like doom was in store for his adopted son. But Bizye caused the Emperor less trouble than Arcadiopolis, for when the followers of
Anastasius heard the news of the fate of Thomas, they resolved to save their
own lives by surrendering him to Michael. The monk, who in an evil hour had
exchanged the cloister for the world, perished by the same death as Thomas. But
even after the extinction of the two tyrants, there was still resistance
offered to the rule of Michael. The inland cities, Bizye and Arcadiopolis, had surrendered; but the maritime cities, Heraclea and Panion, still held out. In these neighbouring places there
was a strong enthusiasm for image-worship, and Michael had given clear proofs
that he did not purpose to permit the restoration of images. But the resistance
of these cities was soon overcome. The wall of Panion was opportunely shattered by an earthquake, and thus the city was disabled from
withstanding the Imperial army. Heraclea, though it was visited by the same
disaster, suffered less, and did not yield at once; but an assault on the seaside
was successful, and here, too, Michael had a bloodless victory.
The Emperor,
having completely established his power in Thrace, returned to the city with
his prisoners. If his dealing with the arch-rebels Thomas and Anastasius had
been cruel, his dealing with all their followers was merciful and mild. Those
who were most deeply implicated he punished by banishment. On the rest he
inflicted only the light ignominy of being exhibited at a spectacle in the
Hippodrome with their hands bound behind their backs.
But there was
still some work to be done in Asia, before it could be said that the last
traces of the rebellion of Thomas had been blotted out. Two adherents of the
rebel still held two strong posts in Asia Minor, and plundered the surrounding
country as brigands. Kaballa, in the Anatolic Theme,
to the north-west of Iconium, was in the hands of Choereas,
while Gazarenos of Kolonea held Saniana, an important fortress on the Halys.
Michael sent a golden bull to these chiefs, announcing the death of Thomas and
offering to give them a free pardon and to confer on them the rank of Magister,
if they submitted. But they were wild folk, and they preferred the rewards of
brigandage to honours at the Imperial Court. The messenger of Michael, however,
accomplished by guile what he failed to accomplish openly. He seduced some of
the garrisons of both towns, and persuaded them to close the gates upon their
captains while they were abroad on their lawless raids. The work of tampering
with the men of Choereas and Gazarenos demanded subtlety and caution, but the imperial messenger was equal to the
emergency. The manner in which he won the ear of an oekonomos or steward of a church or monastery in Saniana,
without arousing suspicion, is recorded. He found a peasant, by name Gyberion, who had a talent for music and used to spend his
leisure hours in practising rustic songs. The envoy from the Court cultivated
the friendship of this man and composed a song for him, which ran thus:
Hearken, Sir
Steward, to Gyberis!
Give me but Saniana town,
New-Caesarea
shalt thou win
And eke a
bishop’s gown.
When these
lines had been repeatedly sung by the man within the hearing of the oekonomos or of his friends, the meaning of the words was
grasped and the hint taken. Shut out of their “cloud-capped towns” the two
rebels, Choereas and Gazarenos took the road for Syria, hoping to find a refuge there, like their dead leader
Thomas. But before they could reach the frontier they were captured and hanged.
The drama is
now over; all the prophecies of the soothsayer of Philomelion have come true.
The star of the Armenian and the star of the Slavonian have paled and vanished
before the more puissant star of the man of Amorion; both Leo and Thomas have
been done to death by Michael. He now wears the Imperial crown, without a
rival; he has no more to fear or hope from unfulfilled soothsay.
We may now turn
from the personal interest in the story to the more general aspects of this
great civil war, which caused abundant misery and mischief. The historians
describe how “it filled the world with all manner of evils, and diminished the
population; fathers armed themselves against their sons, brothers against the
sons of their mothers, friends against their dearest friends.” It was as if the
cataracts of the Nile had burst, deluging the land not with water but with
blood. The immediate author of these calamities was Thomas, and there is no
doubt that his motive was simply personal ambition. The old man with the lame
leg was not fighting for a principle, he was fighting for a diadem. But
nevertheless he could not have done what he did if there had not been at work
motives of a larger and more public scope, urging men to take up arms. It must
not be forgotten that he originally revolted against Leo, and that his war with
Michael was merely a continuation of that revolt. Now there were two classes of
subjects in the Empire, who had good cause to be discontented with the policy
of Leo, the image-worshippers and the Paulicians. The policy of Thomas, which
he skilfully pursued, was to unite these discordant elements, orthodoxy and
heresy, under a common standard. His pretence to be Constantine VI may have won
the confidence of some image worshippers, but he was possibly more successful
in conciliating Paulicians and other heretics.
It is more
important to observe that the rebellion probably initiated or promoted
considerable social changes in the Asiatic provinces. The system of immense
estates owned by rich proprietors and cultivated by peasants in a condition of
serfdom, which had prevailed in the age of Justinian, had been largely
superseded by the opposite system of small holdings, which the policy of the
Isaurian Emperors seems to have encouraged. But by the tenth century, vast properties
and peasant serfs have reappeared, and the process by which this second
transformation was accomplished must be attributed to the ninth. The civil war
could not fail to ruin numberless small farmers who in prosperous times could
barely pay their way, and the fiscal burdens rendered it impossible for them to
recuperate their fortunes, unless they were aided by the State. But it was
easier and more conducive to the immediate profit of the treasury to allow
these insolvent lands to pass into the possession of rich neighbours, who in
some cases might be monastic communities. It is probable that many farms and
homesteads were abandoned by their masters. A modern historian, who had a quick
eye for economic changes, judged that the rebellion of Thomas “was no
inconsiderable cause of the accumulation of property in immense estates, which
began to depopulate the country and prepare it for the reception of a new race
of inhabitants.” If the government of Michael II. had been wise, it
would have intervened, at all costs, to save the small proprietors. Future
Emperors- might thus have been spared a baffling economic problem and a grave
political danger.
3.
ECCLESIASTICAL
POLICY OF MICHAEL
It was probably
during or just after the war with Thomas that Thecla, the mother of Theophilus,
died. At all events we find Michael soon after the end of the war making
preparations for a second marriage, notwithstanding the deep grief which he had
displayed at the death of his first wife. A second marriage of any kind was
deprecated by the strictly orthodox, and some thought that at this juncture, when
the Empire was involved in so many misfortunes, the Emperor showed little
concern to appease an offended Deity. But the Senators were urgent with him
that he should marry. “It is not possible,” they said, “that an Emperor should
live without a wife, and that our wives should lack a Lady and Empress.” The
writer who records this wishes to make his readers believe that the pressure of
the Senate was exerted at the express desire of Michael himself. However this
may be, it is interesting to observe the opinion that an Augusta was needed in
the interests of Court society.
But those who
carped at the idea of a second marriage were still more indignant when they
heard who she was that the Emperor had selected to be Empress over them. It was
not unfitting that the conqueror of the false Constantine should choose the
daughter of the true Constantine for his wife. But Euphrosyne, daughter of
Constantine VI, and grand-daughter of Irene, had long been a nun in a monastery
on the island of Prinkipo, where she lived with her
mother Maria. Here, indeed, was a scandal; here was an occasion for righteous
indignation. Later historians at least made much of the crime of wedding a nun,
but at the time perhaps it was more a pretext for spiteful gossip than a cause
of genuine dissatisfaction. The Patriarch did not hesitate to dissolve Euphrosyne
from her vows, that she might fill the high station for which her birth had
fitted her. The new Amorian house might claim by this marriage to be linked
with the old Isaurian dynasty.
The
ecclesiastical leanings of Michael II were not different from those of his
predecessor, but he adopted a different policy. He decided to maintain the
iconoclastic reform of Leo, which harmonized with his own personal convictions;
but at the same time to desist from any further persecution of the
image-worshippers. We can easily understand that the circumstances of his accession
dictated a policy which should, so far as possible, disarm the opposition of a
large and influential section of his subjects. Accordingly, he delivered from
prison and allowed to return from exile, all those who had been punished by Leo
for their defiance of his authority. The most eminent of the
sufferers, Theodore of Studion, left his prison cell in Smyrna, hoping that the
change of government would mean the restoration of icons and the
reinstallation of Nicephorus as Patriarch. He wrote a grateful and congratulatory
letter to the Emperor, exhorting him to bestow peace and unity on the Church by
reconciliation with the see of Rome. At the same time, he attempted to bring
Court influence to bear on Michael, and we possess his letters to several
prominent ministers, whom he exhorts to work in the cause of image-worship,
while he malignantly exults over the fate of Leo the Armenian. Theodore had
been joined by many members of his party on his journey to the neighbourhood
of Constantinople, and when he reached Chalcedon, he hastened to visit the
ex-Patriarch who was living in his own monastery of St. Theodore, on the
Asiatic shore of the Bosphorus. Here and in the monastery of Crescentius, where
Theodore took up his abode somewhere on the Asiatic shore of the Propontis, the
image-worshippers deliberated how they should proceed.
Their first
step seems to have been the composition of a letter which
Nicephorus addressed to the Emperor, admonishing him of his religious duties,
and holding up as a warning the fate of his impious predecessor. In this
document the arguments in favour of images were once more rehearsed. But
Michael was deaf to these appeals. His policy was to allow people to believe
what they liked in private, but not to permit image-worship in public. When he
received the letter of Nicephorus he is reputed to have expressed admiration of
its ability and to have said to its bearers words to this effect: “Those who
have gone before us will have to answer for their doctrines to God; but we
intend to keep the Church in the same way in which we found her walking.
Therefore we rule and confirm that no one shall venture to open his mouth
either for or against images. But let the Synod of Tarasius be put out of mind
and memory, and likewise that of Constantine the elder (the Fifth), and that
which was lately held in Leo’s reign; and let complete silence in regard to
images be the order of the day. But as for him who is so zealous to speak and
write on these matters, if he wishes to govern the Church on this basis, preserving
silence concerning the existence and worship of images, bid him come here.”
But this
attempt to close the controversy was vain; the injunction of silence would not
be obeyed, and its enforcement could only lead to a new persecution. The
Emperor presently deemed it expedient to essay a reconciliation, by means of a
conference between leading representatives of both parties, and he requested
the ex-Patriarch and his friends to meet together and consider this proposal.
The image worshippers decided to decline to meet heretics for the purpose of
discussion, and Theodore, who was empowered to reply to the Emperor on behalf
of the bishops and abbots, wrote that, while in all other matters they were
entirely at their sovran's disposition, they could not comply with this
command, and suggested that the only solution of the difficulty was to appeal
to Borne, the head of all the Churches.
It was
apparently after this refusal that, through the intervention of one of his
ministers, Michael received in audience Theodore and his friends. Having
permitted them to expound their views on image-worship, he replied briefly and
decisively: “Your words are good and excellent. But, as I have never yet till
this hour worshipped an image in my life, I have determined to leave the Church
as I found it. To you, however, I allow the liberty of adhering with impunity
to what you allege to be the orthodox faith; live where you choose, only it
must be outside the city, and you need not apprehend that any danger will
befall you from my government.”
It is probable
that these negotiations were carried on while the Patriarchal chair was vacant.
Theodotos died early in the year, and while the image-worshippers endeavoured
to procure the restoration of Nicephorus on their own terms, the Emperor hoped
that the ex-Patriarch might be induced to yield. The audience convinced him
that further attempts to come to an understanding would be useless, and he
caused the vacant ecclesiastical throne to be filled by Antonius Kassymatas, bishop of Syllaion,
who bad been the coadjutor of Leo V in bis iconoclastic work. By this step
those hopes which the Imperial leniency had raised in the minds of Theodore and
his party were dissipated.
The
negotiations, as they were conducted by Theodore, had raised a question which
was probably of greater importance in the eyes of Michael than the place of
pictures in religious worship. The Studite theory of the supremacy of the Roman
See in the ecclesiastical affairs of Christendom had been asserted without any
disguise; the Emperor had been admonished that the controversy could only be
settled by the co-operation of the Pope. This doctrine cut at the root of the
constitutional theory, which was held both by the Emperors and by the large
majority of their subjects, that the Imperial autocracy was supreme in
spiritual as well as in secular affairs. The Emperor, who must have been well
aware that Theodore had been in constant communication with Rome during the
years of persecution, doubtless regarded his Roman proclivities with deep
suspicion, and he was not minded to brook the interference of the Pope. His
suspicions were strengthened and his indignation aroused by the arrival of a
message from Pope Paschal I.
Methodius (who
was afterwards to ascend the Patriarchal throne) had resided at Rome during the
reign of Leo V and worked there as an energetic agent in the interests of
image-worship. He now returned to Constantinople, bearing a document in which
Paschal defined the orthodox doctrine. He sought an audience of the Emperor,
presented the Papal writing, and called upon the sovran to restore the true
faith and the true Patriarch. Michael would undoubtedly have resented the
dictation of the Pope if it had been conveyed by a Papal envoy; but it was
intolerable that one of his own subjects should be the spokesman of Rome.
Methodius was treated with rigour as a treasonable intriguer; he was scourged
and then imprisoned in a tomb in the little island of St. Andrew, which lies
off the north side of the promontory of Akritas (Tuzla-Burnu), in the Gulf of Nicomedia. His confinement lasted for more than
eight years.
After the
outbreak of the civil war Michael took the precaution of commanding Theodore
and his faction to move into the city, fearing that they might support his
opponent, who was said to favour images. The measure was unnecessary, for the
iconolaters of the better class seem to have had no sympathy with the cause of
Thomas, and the ecclesiastical question did not prove a serious factor in the
struggle. On the termination of the war, the Emperor made a new
effort to heal the division in the Church. He again proposed a conference
between the leading exponents of the rival doctrines, but the proposal was
again rejected, on the ground that the question could be settled only in one of
two ways—either by an ecumenical council, which required the concurrence of the
Pope and the four Patriarchs, or by a local council, which would only have
legal authority if the legitimate Patriarch Nicephorus were first restored.
The Emperor was
convinced that the obstinacy of the image worshippers rested largely on their
hopes that the Roman See would intervene, and that if he could induce the Pope
to assume a cold attitude to their solicitations the opposition would soon
expire. In order to influence the Pope he sought the assistance of the Western
Emperor, Lewis, to whom he indited a long letter, which contains an interesting
description of the abuses to which the veneration of images had led. “Lights
were set in front of them and incense was burned, and they were held in the
same honour as the life-giving Cross. They were prayed to, and their aid was
besought. Some used even to cover them with cloths and make them the baptismal
sponsors for their children. Some priests scraped the paint from pictures and
mixed it in the bread and wine which they give to communicants; others placed
the body of the Lord in the hands of images, from which the communicants
received it. The Emperors Leo V and his son caused a local synod to be held, and
such practices were condemned. It was ordained that pictures which were hung
low in churches should be removed, that those which were high should be left
for the instruction of persons who are unable to read, but that no candles
should be lit or incense burned before them. Some rejected the council and fled
to Old Borne, where they calumniated the Church.” The Emperors proceed to
profess their belief in the Six Ecumenical Councils, and to assure King Lewis
that they venerate the glorious and holy relics of the Saints. They ask him to
speed the envoys to the Pope, to whom they are bearers of a letter and gifts
for the Church of St. Peter.
The four envoys
with a favourable reception from the Emperor Lewis at Rouen, and were sent on
to Rome, where Eugenius had succeeded Paschal in St Peter’s chair. It is not
recorded how they fared at Rome, but Lewis lost no time in making an attempt to
bring about a European settlement of the iconoclastic controversy. The Frankish
Church did not agree with the extreme views of the Greek iconoclasts, nor yet
with the doctrine of image worship which had been formulated by the Council of
Nicaea and approved by the Popes; and it appeared to Lewis a good opportunity
to press for that intermediate solution of the question which had been approved
at the Council of Frankfurt (a.d. 794). The sense of this solution was to forbid
the veneration of images, but to allow them to be set up in churches as
ornaments and memorials. The first step was to persuade the Pope, and for this
purpose Lewis, who, like his father, was accustomed to summon councils on his
own authority, respectfully asked Eugenius to permit him to convoke the
Frankish bishops to collect the opinions of the Fathers on the question at
issue. Eugenius could not refuse, and the synod met in Paris in November 825.
The report of the bishops agreed with the decision of Frankfurt; they condemned
the worship of images, tracing its history back to the Greek philosopher
Epicurus; they censured Pope Hadrian for approving the doctrine of the Nicene
Council; but, on the other hand, they condemned the iconoclasts for insisting
on the banishment of images from churches. Lewis despatched two learned bishops
to Rome, bearing extracts from the report of the synod, but the story of the
negotiations comes here to a sudden end. We hear of no further direct
communications between Rome and Constantinople, but we may reasonably suspect
that a Papal embassy to Lewis (a.d. 826), and two embassies which passed between
the Eastern and Western Emperors in the following years, were
concerned with the question of religious pictures.
Till his death, from disease of the kidneys, in October a.d. 829, Michael adhered to his resolution not to pursue or imprison the leaders of the ecclesiastical opposition. The only case of harsh dealing recorded is the treatment of Methodius, and he, as we have seen, was punished not as a recalcitrant but as an intriguer.
CHAPTER IV
THEOPHILUS
(A.D. 829-842)
1.
The
Administration of Theophilus
For eight years
Theophilus had been an exemplary co-regent. Though he was a man of energetic
character and active brain, he appears never to have put himself forward, and
if he exerted influence upon his father’s policy, such influence was carefully
hidden behind the throne. Perhaps Michael compelled him to remain in the
background. In any case, his position, for a man of his stamp, was an education
in politics; it afforded him facilities for observing weak points in an
administration for which he was not responsible, and for studying the
conditions of the Empire which he would one day have to govern. He had a strong
sense of the obligations of the Imperial office, and he possessed the
capacities which his subjects considered desirable in their monarch. He had the
military training which enabled him to lead an army into the field; he had a
passion for justice; he was well educated, and, like the typical Byzantine
sovran, interested in theology. His private life was so exemplary that even the
malevolence of the chroniclers, who detested him as a heretic, could only rake
up one story against his morals. He kept a brilliant Court, and took care that
his palace, to which he added new and splendid buildings, should not be
outshone by the marvels of Baghdad.
We might expect
to find the reign of Theophilus remembered in Byzantine chronicle as a
dazzling passage in the history of the Empire, like the caliphate of Harun
al-Rashid in the annals of Islam. But the writers who have recorded his acts
convey the impression that he was an unlucky and ineffective monarch. In his
eastern warfare against the Saracens his fortune was chequered, and he
sustained one crushing humiliation; in the West, he was unable to check the Mohammadan advance. His ecclesiastical policy, which he
inherited from his predecessors, and pursued with vigour and conviction, was
undone after his death. But though he fought for a losing cause in religion,
and wrought no great military exploits, and did not possess the highest gifts
of statesmanship, it is certain that his reputation among his contemporaries
was far higher than a superficial examination of the chronicles would lead the
reader to suspect. He has fared like Leo V. He was execrated in later times as
an unrelenting iconoclast, and a conspiracy of silence and depreciation has
depressed his fame. But it was perhaps not so much his heresy as his offence in
belonging to the Amorian dynasty that was fatal to his memory. Our records were
compiled under the Basilian dynasty, which had established itself on the throne
by murder; and misrepresentation of the Amorians is a distinctive propensity in
these partial chronicles. Yet, if we read between the lines, we can easily
detect that there was another tradition, and that Theophilus had impressed the
popular imagination as a just and brilliant sovran, somewhat as Harun impressed
the East. This tradition is reflected in anecdotes, of which it would be futile
to appraise the proportions of truth and myth,—anecdotes which the Basilian historiographers
found too interesting to omit, but told in a somewhat grudging way because they
were supposed to be to the credit of the Emperor.
The motive of
these stories is the Emperor’s desire to administer justice rigorously without
respect of persons. He used to ride once a week through the city to perform his
devotions in the church of the Virgin at Blachernae, and on the way he was
ready to listen to the petitions of any of his subjects who wished to claim his
protection. One day he was accosted by a widow who complained that she was
wronged by the brother of the Empress, Petronas, who held the post of Drungary of the Watch. It was illegal to build at
Constantinople any structure which intercepted the view or the light of a
neighbour’s house; but Petronas was enlarging his own residence at Blachernae,
with insolent disregard for the law, in such a way as to darken the house of
the widow. Theophilus promptly sent Eustathios the quaestor, and other
officers, to test the accuracy of her statement, and on their report that it
was true, the Emperor caused his brother-in-law to be stripped and flogged in
the public street. The obnoxious buildings were levelled to the ground, and the
ruins, apparently, bestowed upon the complainant. Another time, on his weekly
ride, he was surprised by a man who accosted him and said, “The horse on which
your Majesty is riding belongs to me.” Calling the Count of the Stable, who was
in attendance, the Emperor inquired, “Whose is this horse?” “It was sent to your Majesty by the Count
of Opsikion,” was the reply. The Count of the Opsikian Theme, who happened to be in the city at the time,
was summoned and confronted next day with the claimant, a soldier of his own
army, who charged him with having appropriated the animal without giving any
consideration either in money or military promotion. The lame excuses of the
Count did not serve; he was chastised with stripes, and the horse offered to
its rightful owner. This man, however, preferred to receive 2 pounds of gold
and military promotion; he proved a coward and was slain in battle with his
back to the enemy.
Another
anecdote is told of the Emperor’s indignation on discovering that a great
merchant vessel, which he descried with admiration sailing into the harbour of Bucoleon, was the property of Theodora, who had secretly
engaged in mercantile speculation. “Wha!” he exclaimed, “my wife has made me,
the Emperor, a merchant!” He commanded the ship and all its valuable cargo to
be consigned to the flames.
These tales,
whatever measure of truth may underlie them, redounded to the credit of
Theophilus in the opinion of those who repeated them; they show that he was a
popular figure in Constantinople, and that his memory, as of a just ruler, was
revered by the next generation. We can accept without hesitation the tradition
of his accessibility to his subjects in his weekly progresses to Blachernae,
and it is said that he lingered on his way in the bazaars, systematically
examining the wares, especially the food, and inquiring the prices. He was
doubtless assiduous also in presiding at the Imperial court of appeal, which
met in the Palace of Magnaura, here following the examples of Nicephorus and
Leo the Armenian.
The
desirability of such minute personal supervision of the administration may have
been forced on Theophilus by his own observations during his father’s reign,
and he evidently attempted to cross, so far as seemed politic, those barriers
which hedged the monarch from direct contact with the life of the people. As a
rule, the Emperor was only visible to the ordinary mass of his subjects when he
rode in solemn pomp through the city to the Holy Apostles or some other church,
or when he appeared to watch the public games from his throne in the
Hippodrome. The regular, unceremonial ride of
Theophilus to Blachernae was an innovation, and if it did not afford him the
opportunities of overhearing the gossip of the town which Harun al-Rashid is
said by the story-tellers to have obtained by nocturnal expeditions in
disguise, it may have helped a discerning eye to some useful information.
The political
activity of Theophilus seems to have been directed to the efficient
administration of the existing laws and the improvement of administrative
details; his government was not distinguished by novel legislation or any
radical reform. His laws have disappeared and left no visible traces—like
almost all the Imperial legislation between the reigns of Leo III. and Basil I.
Of one important enactment we are informed. The law did not allow marriage
except between orthodox Christians. But there was a large influx, during his
reign, of orientals who were in rebellion against the
Caliph, and Theophilus, to encourage the movement, passed a law permitting
alliance between Mohammadan “Persians” and Romans.
This measure accorded with his reputation for being a friend of foreigners.
One of the
first measures of the reign was an act of policy, performed in the name of
justice. According to one account the people had gathered in the
Hippodrome to witness horseraces, and at the end of the performance the
Emperor assembled the Senate in the Kathisma, from which he witnessed the
games, and ordered Leo Chamaidrakon, the Keeper of
the Private Wardrobe, to produce the chandelier which had been broken when Leo
V was cut down by his murderers in the chapel of the Palace. Pointing to this,
Theophilus asked, “What is the desert of him who enters the temple of the Lord
and slays the Lord’s anointed?”. The Senate replied, “Death,” and the Emperor
immediately commanded the Prefect of the City to seize the men who had slain
Leo and decapitate them in the Hippodrome before the assembled people. The
astonished victims of such belated justice naturally exclaimed, “If we had not
assisted your father, O Emperor, you would not now be on the throne.” There are
other versions of the circumstances, and it is possible that the assassins were
condemned at a formal silention in the
Magnaura. It would be useless to judge this punishment by any ethical standard.
Michael II had not only a guilty knowledge of the conspiracy, but had urged the
conspirators to hasten their work. The passion of a doctrinaire for justice
will not explain his son’s act in calling his father’s accomplices to a tardy
account; nor is there the least probability in the motive which some
image-worshippers assigned, that respect for the memory of Leo as a great
iconoclast inspired him to wreak vengeance on the murderers.The
truth, no doubt, is that both Michael II and Theophilus were acutely conscious
that the deed which had raised them to power cast an ugly shadow over their
throne; and it is noteworthy that in the letter which they addressed to the
Emperor Lewis they stigmatize the conspirators as wicked men. Michael, we may
be assured, showed them no favour, but he could not bring himself to punish the
men whom he had himself encouraged to commit the crime. The conscience of
Theophilus was clear, and he could definitely dissociate the Amorian house from
the murder by a public act of retribution. It may well be that (as one
tradition affirms) Michael, when death was approaching, urged his son to this
step. In any case, it seems certain that the purpose of Theophilus was to
remedy a weakness in his political position, and that he was taking account of
public opinion.
The Augusta
Euphrosyne, last Imperial descendant of the Isaurian house, retired to a
monastery soon after her stepson’s accession to the supreme power. Michael is
related to have bound the Senate by a pledge that they would defend the rights
of his second wife and her children after his death.If this is
true, it meant that if she had a son his position should be secured as
co-regent of his stepbrother. She had no children, and found perhaps little
attraction in the prospect of residing in the Palace and witnessing Court
functions in which Theodora would now be the most important figure. There is no
reason to suppose that she retired under compulsion.
The first five
children born to Theophilus during his father’s lifetime were daughters, but
just before or soon after his accession Theodora gave birth to a son, who was
named Constantine and crowned as Augustus. Constantine, however, did not
survive infancy, and the Emperor had to take thought for making some provision
for the succession. He selected as a son-in-law Alexios Musele,
who belonged to the family of the Krenitai, of
Armenian descent, and betrothed him to his eldest daughter, Maria (c. A.D. 831).
Alexios (who had been created a patrician and distinguished by the new title of anthypatos,and then elevated to the
higher rank of magister) received the dignity of Caesar, which gave him a
presumptive expectation of a still higher title. The marriage was celebrated
about a.d. 836, but Maria died soon afterwards, and, against the Emperor’s wishes, his
son-in-law insisted on retiring to a monastery. There was a story that the
suspicions of Theophilus had been aroused by jealous tongues against the
loyalty of Alexios, who had been sent to fight with the Saracens in Sicily. It
is impossible to say how much truth may underlie this report, nor can we be
sure whether the Caesar withdrew from the world before or after the birth of a
son to Theophilus (in A.D. 839), an event which would in any case have
disappointed his hopes of the succession.
While he was
devoted to the serious business of and often had little time for the ceremonies
and processions which occupied many hours in the lives active Emperors,
Theophilus loved the pageantry of royal magnificence. On two occasions he
celebrated a triumph over the Saracens, and we are so fortunate as to possess
an official account of the triumphal ceremonies. When Theophilus (in a.d. 831)
reached the Palace of Hieria, near Chalcedon, he was
awaited by the Empress, the three ministers —the Praepositus,
the chief Magister, and the urban Prefect— who were responsible for the safety
of the city during his absence, and by all the resident members of the Senate.
At a little distance from the Palace gates, the senators met him and did
obeisance; Theodora stood within the rails of the hall which opened on the
court, and when her lord dismounted she also did obeisance and kissed him. The
train of captives had not yet arrived, and ten days elapsed before the
triumphal entry could be held. Seven were spent at Hieria,
the senators remaining in ceremonial attendance upon the Emperor, and their
wives, who were summoned from the city, upon the Empress. On the seventh day
the Court moved to the Palace of St. Mamas, and remained there for three days.
On the tenth, Theophilus sailed up the Golden Horn, disembarked at Blachernae,
and proceeded on horseback outside the walls to a pavilion which had been
pitched in a meadow near the Golden Gate. Here he met the captives who had been
conveyed across the Propontis from Chrysopolis.
Meanwhile,
under the direction of the Prefect, the city had been set in festive array,
decorated “like a bridal chamber,” with variegated hangings and purple and
silver ornaments. The long Middle Street, through which the triumphal train would
pass, from the Golden Gate of victory to the place of the Augusteon,
was strewn with flowers. The prisoners, the trophies and the spoils of war
preceded the Emperor, who rode on a white horse caparisoned with jewelled
harness; a tiara was on his head; he wore a sceptre in his hand, and a gold-
embroidered tunic framed his breastplate. Beside him, on another white steed
similarly equipped, rode the Caesar Alexios, wearing a corslet, sleeves, and
gaiters of gold, a helmet and gold headband, and poising a golden spear. At a
short distance from the triumphal gate the Emperor dismounted and made three
obeisances to the east, and, when he crossed the threshold of the city, the Praepositus, the Magister, and the Prefect, now relieved of
their extraordinary authority, presented him with a crown of gold, which he
carried on his right arm. The demes then solemnly acclaimed him as victor, and
the procession advanced. When it reached the milestone at the gates of the Augusteon, the senators dismounted, except those who,
having taken part in the campaign, wore their armour, and, passing through the
gates, walked in front of the sovran to the Well of St. Sophia. Here the
Emperor himself dismounted, entered the church, and, after a brief devotion,
crossed the Augusteon on foot to the Bronze Gate of
the Palace, where a pulpit had been set, flanked by a throne of gold, and a
golden organ which was known as the Prime Miracle. Between these stood a large
cross of gold. When Theophilus had seated himself and made the sign of the
cross, the demes cried, “There is one Holy.” The city community then
offered him a pair of golden armlets, and wearing these he acknowledged the
gift by a speech, in which he described his military successes. Amid new
acclamations he remounted his horse, and riding through the Passages of
Achilles and past the Baths of Zeuxippus, entered the
Hippodrome and reached the Palace at the door of the Skyla. On the next day, at
a reception in the Palace, many honours and dignities were conferred, and
horse-races were held in the Hippodrome, where the captives and the trophies
were exhibited to the people.
2.
Buildings of
Theophilus
The reign of
Theophilus was an epoch in the history of the Great Palace. He enlarged it by a
group of handsome and curious buildings, on which immense sums must have been
expended, and we may be sure that this architectural enterprise was stimulated,
if not suggested, by the reports which reached his ears of the magnificent
palaces which the Caliphs had built for themselves at Baghdad. His own pride
and the prestige of the Empire demanded that the residence of the Basileus
should not be eclipsed by the splendour of the Caliph’s abode.
At the
beginning of the ninth century the Great Palace consisted of two groups of
buildings—the original Palace, including the Daphne, which Constantine the
Great had built adjacent to the Hippodrome and to the Augusteon,
and at some distance to the south-east the Chrysotriklinos (with its
dependencies), which had been erected by Justin II and had superseded the
Daphne as the centre of Court life and ceremonial. It is probable that the
space between the older Palace and the Chrysotriklinos was open ground, free
from buildings, perhaps laid out in gardens and terraced (for the ground falls
southward). There was no architectural connexion between the two Palaces, but
Justinian II. at the end of the seventh century had connected the
Chrysotriklinos with the Hippodrome by means of two long halls which opened
into one another—the Lausiakos and the Triklinos called after his name. These halls were probably
perpendicular to the Hippodrome, and formed a line of building which closed in
the principal grounds of the Palace on the southern side.
It is probable
that the residence of Constantine bore some resemblance in design and style to
the house of Diocletian at Spalato and other mansions of the period. The
descriptions of the octagonal Chrysotriklinos show that it was built under the
influence of the new style of ecclesiastical architecture, which was
characteristic of the age of Justinian. The chief group of buildings which
Theophilus added introduced a new style and marked a third epoch in the
architectural history of the Great Palace. Our evidence makes it clear that
they were situated between the Constantinian Palace on the northwest and the
Chrysotriklinos on the south-east.
These edifices
were grouped round the Trikonchos or Triple Shell, the most original in its
design and probably that on which Theophilus prided himself most. It took its
name from the shell-like apses, which projected on three sides, the larger on
the east, supported on four porphyry pillars, the others (to south and north)
on two. This triconch plan was long known at Constantinople, whither it had
been imported from Syria; it was distinctively oriental. On the west side a
silver door, flanked by two side doors of burnished bronze, opened into a ball
which had the shape of a half moon and was hence called the Sigma. The roof
rested on fifteen columns of many-tinted marble. But these halls were only the
upper storeys of the Trikonchos and the Sigma. The ground-floor of the
Trikonchos had, like the room above it, three apses, but differently oriented.
The northern side of this hall was known as the Mysterion or Place of Whispers,
because it had the acoustic property, that if you whispered in the eastern or
in the western apse, your words were heard distinctly in the other. The lower
storey of the Sigma, to which you descended by a spiral staircase, was a hall
of nineteen columns which marked off a circular corridor. Marble incrustations
in many colours formed the brilliant decoration of the walls of both these
buildings. The roof of the Trikonchos was gilded.
The lower part
of the Sigma, unscreened on the western side, opened upon a court which was
known as the Mystic Phiale of the Trikonchos. In the midst of this court stood
a bronze fountain phiale with silver margin, from the centre of which sprang a
golden pine-cone. Two bronze lions, whose gaping mouths poured water into the
semicircular area of the Sigma, stood near that building. The ceremony of the saximodeximoh, at which the racehorses Of the
Hippodrome were reviewed by the Emperor, was held in this court; the Blues and
Greens sat on tiers of steps of white Proconnesian marble, and a gold throne was placed for the monarch. On the occasion of this
and other levies, and certain festivals, the fountain was filled with almonds
and pistacchio nuts, while the cone offered spiced
wine to those who wished.
Passing over
some minor buildings, we must notice the hall of the Pearl, which stood to the
north of the Trikonchos. Its roof rested on eight columns of rose-coloured
marble, the floor was of white marble variegated with mosaics, and the walls
were decorated with pictures of animals. The same building contained a
bed-chamber, where Theophilus slept in summer; its porticoes faced cast and
south, and the walls and roof displayed the same kind of decoration as the
Pearl. To the north of this whole group, and fronting the west, rose the Karianos, a house which the Emperor destined
as a residence for his daughters, taking its name from a flight of steps of
Carian marble, which seemed to flow down from the entrance like a broad white
river.
In another
quarter (perhaps to the south of the Lausiakos) the
Emperor laid out gardens and constructed shelters or “sunneries,”
if this word may be permitted as a literal rendering of heliaha.
Here he built the Kamilas, an apartment whose roof glittered with
gold, supported by six columns of the green marble of Thessaly. The walls were
decorated with a dado of marble incrustation below, and above with mosaics
representing on a gold ground people gathering fruit. On a lower floor was a
chamber which the studious Emperor Constantine VII. afterwards turned into a
library, and a breakfast-room, with walls of splendid marble and floor adorned
with mosaics. Near at hand two other houses, similar yet different, attested
the taste of Theophilus for rich schemes of decoration. One of these was
remarkable for the mosaic walls in which green trees stood out against a golden
sky. The lower chamber of the other was called the Musikos,
from the harmonious blending of the colours of the marble plaques with which
the walls were covered—Egyptian porphyry, white Carian, and the green riverstone of Thessaly,—while the variegated floor produced
the effect of a flowering meadow.
If the
influence of the luxurious art of the East is apparent in these halls and
pavilions which Theophilus added to his chief residence, a new palace which his
architect Patrikes built on the Bithynian coast was
avowedly modelled on the palaces of Baghdad. It was not far from the famous palace
of Hieria, built by Justinian. The Asiatic suburbs of
Constantinople not only included Chrysopolis and Chalcedon, but extended
south-eastward along the charming shore which looks to the Prince’s Islands, as
far as Kartalimen. Proceeding in this direction from
Chalcedon, one came first to the peninsula of Hieria(Phanaraki), where Justinian had chosen the site of
his suburban residence. Passing by Bufinianae (Jadi-Bostan), one reached Satyros, once noted for a
temple, soon to be famous for a monastery. The spot chosen by Theophilus for
his new palace was at Bryas, which lay between Satyros and Kartalimen (Kartal),
and probably corresponds to the modern village of Maltepe.
The palace of Bryas resembled those of Baghdad in
shape and in the schemes of decoration. The only deviations from the plan of
the original were additions required in the residence of a Christian ruler, a
chapel of the Virgin adjoining the Imperial bedroom, and in the court a church
of the triconch shape dedicated to Michael the archangel and two female
saints. The buildings stood in a park irrigated by watercourses.
Arabian
splendour in his material surroundings meant modernity for Theophilus, and his
love of novel curiosities was shown in the mechanical contrivances which he
installed in the audience chamber of the palace of Magnaura. A golden
plane-tree overshadowed the throne; birds sat on its branches and on the throne
itself. Golden griffins couched at the sides, golden lions at the foot; and
there was a gold organ in the room. When a foreign ambassador was introduced
to the Emperor’s presence, he was amazed and perhaps alarmed at seeing the
animals rise up and hearing the lions roar and the birds burst into melodious
song. At the sound of the organ these noises ceased, but when the audience was
over and the ambassador was withdrawing, the mechanism was again set in motion.
One of the most
remarkable sights in the throne room of the Magnaura was the Pentapyrgion, or cabinet of Five Towers, a piece of
furniture which was constructed by Theophilus. Four towers were
grouped round a central and doubtless higher tower; each tower had several,
probably four, storeys; and in the chambers, which were visible to
the eye, were exhibited various precious objects, mostly of sacred interest. At
the celebration of an Imperial marriage, it was the usage to deposit the
nuptial wreaths in the Pentapyrgion. On special
occasions, for instance at the Easter festival, it was removed from the
Magnaura to adorn the Chrysotriklinos.
If the
Emperor’s love of magnificence and taste for art impelled him to spend immense
sums on his palaces, he did not neglect works of public utility. One of the
most important duties of the government was to maintain the fortifications of
the city in repair. Theophilus did not add new defences, like Heraclius and Leo,
but no Emperor did more than he to strengthen and improve the existing walls.
The experiences of the siege conducted by Thomas seem to have shown that the
sea-walls were not high enough to be impregnable. It was decided to raise them
in height, and this work, though commenced by his father on the side of the
Golden Horn, was mainly the work of Theophilus. Numerous
inscriptions, of which many
are still to be seen, many others have disappeared in recent times—recorded
his name, which appears more frequently on the walls and towers than that of
any other Emperor. The restoration of the seaward defences facing Chrysopolis
may specially be noticed: at the ancient gate of St. Barbara (Top-kapussi, close to Seraglio Point), and on the walls and
towers to the south, on either side of the gate of unknown name (now Deirmen-kapussi) near the Kynegion. Just north of this entrance is a long inscription, in six iambic trimeters, praying that the wall which Theophilus “raised
on new foundations” may stand fast and unshaken for ever. It may possibly be a
general dedication of all his new fortifications. But the work was not quite
completed when Theophilus died. South of the Kynegion and close to the Mangana, a portion of the circuit
remained in disrepair, and it was reserved for Bardas, the able minister of
Michael III, to restore it some twenty years later.
3.
Iconoclasm
It was not
perhaps in the nature of Theophilus to adopt the passive attitude of his father
in the matter of image worship, or to refrain from making a resolute attempt
to terminate the schism which divided the Church. But he appears for some years
(perhaps till a.d. 834) to have continued the tolerant policy of Michael, and there may be some
reason for believing, as many believe, that the influence of his friend John
the Grammarian, who became Patriarch in A.D. 832, was chiefly responsible for
his resolution to suppress icons. He did not summon a new council, and perhaps
he did not issue any new edict; but he endeavoured, by severe measures, to
ensure the permanence of the iconoclastic principles which had been established
under Leo the Armenian. The lack of contemporary evidence renders it difficult
to determine the scope and extent of the persecution of Theophilus; but a
careful examination of such evidence as exists shows that modern historians
have exaggerated its compass, if not its severity. So far as we can see, his
repressive measures were twofold. He endeavoured to check the propagation of
the false doctrine by punishing some leading monks who were actively preaching
it; and he sought to abolish religious pictures from Constantinople by
forbidding them to be painted at all.
Of the cases of
corporal chastisement inflicted on ecclesiastics for pertinacity in the cause
of image-worship, the most famous and genuine is the punishment of the two
Palestinian brothers, Theodore and Theophanes, who had already endured
persecution under Leo V. On Leo’s death they returned to Constantinople and did
their utmost in the cause of pictures, Theodore by his books and Theophanes by
his hymns. But Michael II treated them like other leaders of the cause; he did
not permit them to remain in the city. Under Theophilus they were imprisoned
and scourged, then exiled to Aphusia, one of the Proconnesian islands. Theophilus was anxious to win them
over; the severe treatment which he dealt out to them proves the influence they
exerted; they had, in fact, succeeded Theodore of Studion as the principal
champions of icons. The Emperor hoped that after the experience of a protracted
exile and imprisonment they would yield to his threats; their opposition seemed
to him perhaps the chief obstacle to the unity of the Church. So they were
brought to Constantinople and the story of their maltreatment may be told in
their own words.
“The Imperial
officer arrived at the isle of Aphusia and hurried us
away to the City, affirming that he knew not the purpose of the command, only
that he had been sent to execute it very urgently. We arrived in the City on
the 8th of July. Our conductor reported our arrival to the Emperor, and was
ordered to shut us up in the Praetorian prison. Six days later (on the 14th) we
were summoned to the Imperial presence. Conducted by the Prefect of the City,
we reached the door of the Chrysotriklinos, and saw the Emperor with a terribly
stern countenance and a number of people standing round. It was the tenth hour.
The Prefect retired and left us in the presence of the Emperor, who, when we
had made obeisance, roughly ordered us to approach. He asked us “Where were ye
born?” We replied, “In the land of Moab”. “Why came ye here?”. We did not
answer, and he ordered our faces to be beaten. After many sore blows, we became
dizzy and fell, and if I had not grasped the tunic of the man who smote me, I
should have fallen on the Emperor’s footstool. Holding by his dress I stood
unmoved till the Emperor said “Enough” and repeated his former question “When
we still said nothing he addressed the Prefect [who appears to have returned]
in great wrath. Take them and engrave on
their faces these verses, and then hand them over to two Saracens to conduct
them to their own country.” One stood near —his name was Christodulos— who
held in his hand the iambic verses which he had composed. The Emperor hade him
read them aloud, adding, “If they are not good, never mind.” He said this
because he knew how they would be ridiculed by us, since we are experts in
poetical matters. The man who read them said, “Sir. these fellows are not
worthy that the verses should be better.”
They were then
taken back to the Praetorium, and then once more to the Palace, where they
received a flogging in the Imperial presence. But another chance was granted to
them. Four days later they were informed by the Prefect that if they would
communicate once with the iconoclasts it would be sufficient to save them from
punishment; “I,” he said, “will accompany you to the Church.” When they
refused, they were laid upon benches, and their faces were tattooed— it was a
long process— with the vituperative verses. Some admiration is due to the
dexterity and delicacy of touch of the tormentor who succeeded in branding
twelve iambic lines on a human face. The other part of the sentence was not
carried out. The brethren were not reconducted to their own country; they were
imprisoned at Aparnea in Bithynia, where Theodore
died. Theophanes, the hymn writer, survived till the next reign and became
bishop of Nicaea.
Of the acts of
persecution ascribed to Theophilus, this is the most authentic. Now there is a
circumstance about it which may help to explain the Emperor’s exceptional
severity, the fact that the two monks who had so vehemently agitated against
his policy were strangers from Palestine. We can easily understand that the
Emperor’s resentment would have been especially aroused against interlopers who
had come from abroad to make trouble in his dominion. And there are two other
facts which are probably not unconnected. The oriental Patriarchs (of
Alexandria, Antioch, and Jerusalem) had addressed to Theophilus a “synodic
letter” in favour of the worship of images, a manifesto which must have been
highly displeasing to him and to the Patriarch John. Further, it is recorded,
and there is no reason to doubt, that Theophilus imprisoned Michael, the synkellosof the Patriarch of Jerusalem, who had
formerly been persecuted by Leo V. We may fairly suspect that the offence of
the Palestinian brethren was seriously aggravated in his eyes by the fact that
they were Palestinian. This suspicion is borne out by the tenor of the bad
verses which were inscribed on their faces.
There was
another case of cruelty which seems to be well attested. Euthymios, bishop of
Sardis, who had been prominent among the orthodox opponents of Leo V, died in
consequence of a severe scourging. But the greater number of image-worshippers,
whose sufferings are specially recorded, suffered no more than banishment, and
the Proconnesian island Aphusia is said to have been selected as the place of confinement for many notable
champions of pictures.
The very
different treatment which Theophilus accorded to Methodius is significant. In
order to bend him to his will, he tried harsh measures, whipped him and shut
him up in a subterranean prison. But he presently released him, and Methodius,
who, though an inflexible image-worshipper, was no fanatic, lived in the Palace
on good terms with the Emperor, who esteemed his learning, and showed him high
honour.
Of the measures
adopted by Theophilus for the suppression of icon-worship by cutting off the
supply of pictures we know nothing on authority that can be accepted as good.
It is stated3 that he forbade religious pictures to be painted, and
that he cruelly tortured Lazarus, the most eminent painter of the time. There
is probably some truth behind both statements, and the persecution of monks,
with which he is charged, may be explained by his endeavours to suppress the
painting of pictures. Theophilus did not penalise monks on account of their
profession; for we know from other facts that he was not opposed to
monasticism. But they were the religious artists of the age, and we may
conjecture that many of those who incurred his displeasure were painters.
If we review
the ecclesiastical policy of Theophilus in the light of the few facts which are
certain and compare it with other persecutions to which Christians have at
various times resorted to force their opinions upon differing souls, it is
obviously absurd to describe it as extraordinarily severe. The list of cases of
cruel maltreatment is short. That many obscure monks besides underwent distress
and privation we cannot doubt; but such distress seems to have been due to a
severer enforcement of the same rule which Michael II. had applied to Theodore
of Studion and his friends. Those who would not acquiesce in the synod of Leo V
and actively defied it were compelled to leave the city. The monastery of Phoberon, at the north end of the Bosphorus, seems to have
been one of the chief refuges for the exiles. This brings us to the second
characteristic of the persecution of Theophilus, its geographical limitation.
Following in his father’s traces, he insisted upon the suppression of pictures
only in Constantinople itself and its immediate neighbourhood. Iconoclasm was
the doctrine of the Emperor and the Patriarch, but they did not insist upon its
consequences beyond the precincts of the capital. So far as we can see,
throughout the second period of iconoclasm, in Greece and the islands and on
the coasts of Asia Minor, image-worship flourished without let or hindrance,
and the bishops and monks were unaffected by the decrees of Leo V. This salient
fact has not been realised by historians, but it sets the persecution of
Theophilus in a different light. He would not allow pictures in the churches of
the capital; and he drove out all active picture-worshippers and painters, to
indulge themselves in their heresy elsewhere. It was probably only in a few
exceptional cases that he resorted to severe punishment.
The females of
the Emperor’s household were devoted to images, and the secret opinion of
Theodora must have been well known to Theophilus. The situation occasioned
anecdotes turning on the motive that the Empress and her mother Theodora kept a
supply of icons, but kept them well out of sight. The Emperor had a misshapen
fool and jester, named Denderis, whose appearance reminded the courtiers of the
Homeric Thersites. Licensed to roam at large through the Palace, he burst one
day into Theodora’s bedchamber and found her kissing sacred images. When he
curiously asked what they were, she said, “They are my pretty dolls, and I love
them dearly.” He then went to the Emperor, who was sitting at dinner.
Theophilus asked him where he had been. “With nurse,” said Denderis
(so he used to call Theodora), “and I saw her taking such pretty dolls out of a
cushion.” The Emperor comprehended. In high wrath he rose at once from table,
sought Theodora, and overwhelmed her with reproaches as an idolatress. But the
lady met him with a ready lie. “It is not as you suppose,” she said; “I and
some of my maids were looking in the mirror, and Denderis took the reflexions
for dolls and told you a foolish story.” Theophilus, if not satisfied, had to
accept the explanation, and Theodora carefully warned Denderis not to mention
the dolls again. When Theophilus asked him one day whether nurse had again
kissed the pretty dolls, Denderis, placing one hand on his lips and the other
on his posterior parts, said, “Hush, Emperor, don’t mention the dolls.”
Another similar
anecdote is told of the Emperor’s mother-in-law, Theoktiste,
who lived in a house of her own, where she was often visited by her youthful
granddaughters. She sought to imbue them with a veneration for pictures and to
counteract the noxious influence of their father’s heresy. She would produce
the sacred forms from the box in which she kept them, and press them to the
faces and Ups of the young girls. Their father, suspecting that they were being
tainted with the idolatrous superstition, asked them one day, when they
returned from a visit to their grandmother, what presents she had given them
and how they had been amused. The older girls saw the trap and evaded his
questions, but Pulcheria, who was a small child, truthfully described how her
grandmother had taken a number of dolls from a box and pressed them upon the
faces of herself and her sisters. Theophilus was furious, but it would have
been odious to take any severe measure against the Empress’s mother, who was
highly respected for her piety. All he could do was to prevent his daughters
from visiting her as frequently as before.
4.
Death of
Theophilus and Restoration of Icon Worship
Theophilus died
of dysentery on January 20, a.d. 842. His last illness was disturbed by the fear that his death would be
followed by a revolution against the throne of his infant son. The man who
seemed to be the likely leader of a movement to overthrow his dynasty was
Theophobos, a somewhat mysterious general, who was said to be of Persian
descent and had commanded the Persian troops in the Imperial service.
Theophobos was an orthodox Christian, but he was one of the
Emperor’s right-hand men in the eastern wars, and had been honoured with the
hand of his sister or sister-in-law. He had been implicated some years before
in a revolt, but had been restored to favour and lived in the Palace. It is
said that he was popular in Constantinople, and the Emperor may have had good
reasons for thinking that he might aspire with success to the supreme power.
From his deathbed he ordered Theophobos to be cast into a dungeon of the Bucoleon Palace, where he was secretly decapitated at
night.
Exercising a
constitutional right of his sovran authority, usually employed in such
circumstances, the Emperor had appointed two regents to act as his son’s
guardians and assist the Empress, namely, her uncle Manuel, the chief Magister,
and Theoktistos, the Logothete of the Course, who had proved himself a devoted
servant of the Amorian house. It is possible that Theodora’s brother Bardas was
a third regent, but this cannot be regarded as probable. The position of
Theodora closely resembled that of Irene during the minority of Constantine.
The government was carried on in the joint names of the mother and the son, but
the actual exercise of Imperial authority devolved upon the mother
provisionally. Yet there was a difference in the two cases. Leo IV, so far as
we know, had not appointed any regents or guardians of his son to act with
Irene, so that legally she had the supreme power entirely in her hands; whereas
Theodora was as unable to act without the concurrence of Manuel and Theoktistos
as they were unable to act without her.
It has been
commonly thought that Theophilus had hardly closed his eyes before his wife and
her advisers made such pious haste to repair his ecclesiastical errors that a
council was held and the worship of images restored, almost as a matter of
course, a few weeks after his death. The truth is that more than a year elapsed
before the triumph of orthodoxy was secured. The first and most pressing care
of the regency was not to compose the ecclesiastical schism, but to secure the
stability of the Amorian throne; and the question whether iconoclasm should be
abandoned depended on the view adopted by the regents as to the effect of a
change in religious policy on the fortunes of the dynasty.
For the change
was not a simple matter, nor one that could be lightly undertaken. Theodora,
notwithstanding her personal convictions, hesitated to take the decisive step.
It is a mistake to suppose that she initiated the measures which led to the
restoration of pictures. She had a profound belief in her
husband’s political sagacity; she shrank from altering the system which he had
successfully maintained; and there was the further consideration that, if
iconoclasm were condemned by the Church as a heresy, her husband’s name would
be anathematized. Her scruples were overcome by the arguments of the regents,
who persuaded her that the restoration of images would be the surest means to
establish the safety of the throne. But when she yielded to these reasons, to
the pressure of other members of her own family, and probably to the
representations of Methodius, she made it a condition of her consent, that the
council which she would have to summon should not brand the memory of
Theophilus with the anathema of the Church.
Our ignorance
of the comparative strength of the two parties in the capital and in the army
renders it impossible for us to understand the political calculations which
determined the Empress and her advisers to act in accordance with her religious
convictions. But the sudden assassination of Theophobos by the command of the
dying Emperor is a significant indication that a real danger menaced the
throne, and that the image-worshippers, led by some ambitious insurgent, would
have been ready and perhaps able to overthrow the dynasty. The event seems to
corroborate the justice of their fears. For when they re-established the cult
of pictures, iconoclasm died peacefully without any convulsions or rebellions.
The case of Theoktistos may be adduced to illustrate the fact that many of
those who held high office were not fanatical partisans. He had been perfectly
contented with the iconoclastic policy, and was probably a professed
iconoclast, but placed in a situation where iconoclasm appeared to be a peril
to the throne, he was ready to throw it over for the sake of political
expediency.
Our brief,
vague, and contradictory records supply little certain information as to the
manner in which the government conducted the preparations for the defeat of
iconoclasm. It is evident that astute management was required; and a
considerable time was demanded for the negotiations and intrigues needful to
facilitate a smooth settlement. We may take it for granted that Theodora and
her advisers had at once destined Methodius (who had lived for many years in
the Palace on intimate terms with the late Emperor, and who, we may guess, had
secretly acted as a spiritual adviser to the Imperial ladies) as successor to
the Patriarchal chair. To him naturally fell the task of presiding
at a commission, which met in the official apartments of Theoktistos and prepared
the material for the coming Council.
Before the
Council met, early in March (A.D. 843), the Patriarch John must have been
officially informed by the Empress of her intention to convoke it, and summoned
to attend. He was not untrue to the iconoclastic doctrine which he had actively
defended for thirty years, and he declined to alter his convictions in order
chair. He was deposed by the Council, Methodius was elected in his stead, and
the decrees of the Seventh Ecumenical Council were confirmed. The list of
heretics who had been anathematized at that Council was augmented by the names
of the prominent iconoclastic leaders who had since troubled the Church, but
the name of the Emperor Theophilus was omitted. We can easily divine that to
spare his memory was the most delicate and difficult part of the whole
business. Methodius himself was in temper a man of the same cast as the
Patriarchs Tarasius and Nicephorus; he understood the necessities of
compromise, he appreciated the value of “economy,” and he was ready to fall in
with the wishes of Theodora. We may suspect that it was largely through his
management that the members of the Council agreed, apparently without dissent,
to exclude the late Emperor from the black list; and it is evident that their
promises to acquiesce in this course must have been secured before the Council
met. According to a story which has little claim to credit, Theodora addressed
the assembly and pleaded for her husband on the ground that he had repented of
his errors on his death-bed, and that she herself had held an icon to his lips
before he breathed his last. But it is not improbable that the suggestion of a
death-bed repentance was circulated unofficially for the purpose of influencing
the monks who execrated the memory of the last imperial iconoclast. It seems
significant that the monks of Studion took no prominent part in the orthodox
reform, though they afterwards sought to gain credit for having indirectly
promoted it by instigating Manuel the Magister. Wo shall hardly do
them wrong if we venture to read between the lines, and assume that, while they
refrained from open opposition, they disapproved of the methods by which the
welcome change was manoeuvred.
But the
flagrant fact that the guilty iconoclast, who had destroyed icons and
persecuted their votaries, was excepted from condemnation by the synod which
abolished his heresy, stimulated the mythopoeic fancy of monks, who invented
divers vain tales to account for this inexplicable leniency. The story of
Theodora’s personal assurances to the synod belongs to this class of invention.
It was also related that she dreamed that her husband was led in chains before
a great man who sat on a throne in front of an icon of Christ, and that this
judge, whom she fell weeping and praying at his feet, ordered Theophilus to be
unbound by the angels who guarded him, for the sake of her faith. According to
another myth, the divine pardon of the culprit was confirmed by a miracle.
Methodius wrote down the names of all the Imperial heretics, including Theophilus,
in a book which he deposited on an altar. Waking up from a dream in which an angel
announced to him that pardon had been, granted, he took the book, from the holy
table, and discovered that where the name of Theophilus had stood, there was a
blank space.
Of one thing we
may be certain: the Emperor did not repent. The suggestion of a death-bed
repentance was a falsification of fact, probably circulated deliberately in
order to save his memory, and readily believed because it was edifying. It
helped to smooth the way in a difficult situation, by justifying in popular
opinion the course of expediency or “economy,” which the Church adopted at the
dictation of Theodora.
After the
Council had completed its work, the triumph of orthodoxy was celebrated by a
solemn festival service in St. Sophia, on the first Sunday in Lent (March 11, a.d. 843). The
monks from all the surrounding monasteries, and perhaps even hermits from the
cells of Athos, flocked into the city, and we may be sure that
sacred icons were hastily hung in the places from which others had been torn in
all the churches of the capital. A nocturnal thanksgiving was held in the
church of the Virgin in Blachernae, and on Sunday morning the Empress, with the
child Emperor, the Patriarch and clergy, and all the ministers and senators,
bearing crosses and icons and candles in their hands, devoutly proceeded to St.
Sophia. It was enacted that henceforward the restoration of icons should be
commemorated on the same day, and the first Sunday of Lent is still the feast
of Orthodoxy in the Greek Church.
All our
evidence for this ecclesiastical revolution comes from the records of those who
rejoiced in it; we are not informed of the tactics of the iconoclastic party,
nor is it hinted that they made any serious effort to fight for a doomed cause.
We can hardly believe that the Patriarch John was quiescent during the year
preceding the Council, and silently awaited the event. But the only tradition
of any countermovement is the anecdote of a scandalous attempt to discredit
Methodius after his elevation to the Patriarchate. The iconoclasts, it was
said, bribed a young woman to allege publicly that the Patriarch had seduced
her. An official inquiry, was held, and Methodius proved his innocence, to the
satisfaction of a curious and crowded assembly, by a cynical ocular demonstration
that he was physically incapable of the offence with which he was charged. He
explained that many years ago, during his sojourn at Rome, he had been
tormented by the stings of carnal desire, and that in answer to his prayer St.
Peter’s miraculous touch had withered his body and freed him for ever from the
assaults of passion. The woman was compelled to confess that she had been
suborned, and the heretics who had invented the lie received the mild
punishment of being compelled every year, at the feast of orthodoxy, to join
the procession from Blachernae to St. Sophia with torches in their hands, and
hear with their own ears anathema pronounced upon them. There was some kernel
of truth in this edifying fiction, but it is impossible to disentangle it.
It would seem
that the great majority of the iconoclastic bishops and clergy professed
repentance of their error and were allowed to retain their ecclesiastical
dignities. Here Methodius, who was a man of moderation and compromise, followed
the precedent set by Tarasius at the time of the first restoration of
image-worship. But the iconoclastic heresy was by no means immediately
extinguished, though it never again caused more than administrative trouble.
Some of those who repented lapsed into error, and new names were added,
twenty-five years later, to the list of the heretics who were held up to public
ignominy on the Sunday of Orthodoxy, and stigmatized as Jews or pagans.
The final
installation of icons among the sanctities of the Christian faith, the
authoritative addition of icon-worship to the superstitions of the Church, was
a triumph for the religious spirit of the Greeks over the doctrine of Eastern
heretics whose Christianity had a more Semitic flavour. The struggle had lasted
for about a hundred and twenty years, and in its latest stage had been
virtually confined to Constantinople. Here the populace seems to have
oscillated between the two extreme views, and many of the educated inhabitants
probably belonged to that moderate party which approved of images in Churches,
but was opposed to their worship. Of the influence of the iconoclastic movement
on Byzantine art something will be said in another chapter, but it must be
noticed here that in one point it won an abiding victory. In the 'doctrine laid
down by the Council no distinction was drawn between sculptured and painted
representations; all icons were legitimized. But whereas, before the
controversy began, religious art had expressed itself in both forms, after the
Council of a.d. 843, sculpture was entirely discarded, and icons came to mean pictures and
pictures only. This was a silent surrender, never explicitly avowed by the
orthodox Church, to the damnable teaching of the iconoclasts; so that these
heretics can claim to have so far influenced public opinion as to induce their
victorious adversaries to abandon the cult of graven images. After all, the
victory was a compromise.
CHAPTER V
MICHAEL III
a.d. 842-867
1.
The Regency
Michael III reigned
for a quarter of a century, but he never governed. During the greater part of
his life he was too young; when he reached a riper age he had neither the
capacity nor the desire. His reign falls into two portions. In his minority,
the Empress Theodora held the reins, guided by the advice of Theoktistos, the
Logothete of the Course, who proved as devoted to her as he had been to her
husband. During the later years, when Michael nominally exercised the sovranty himself, the real power and the task of conducting
the administration devolved upon her brother Bardas. In the first period, the
government seems to have been competent, though we have not sufficient
information to estimate it with much confidence; in the second period it was
eminently efficient.
The Empress
Theodora occupied the same constitutional position which the Empress Irene had
occupied in the years following her husband’s death. She was not officially the
Autocrat, any more than her daughter Thecla, who was associated with her
brother and mother in the Imperial dignity; she only acted provisionally as
such on behalf of her son. The administration was conducted in their joint
names; but she possessed no sovran authority in her own right or independently
of him. Her actual authority was formally limited (unlike Irene’s) by the two
guardians or co-regents whom Theophilus had appointed. To find two men who
would work in harmony and could be trusted not to seek power for themselves to
the detriment of his son was difficult, and Theophilus seems to have made a
judicious choice. But it was almost inevitable that one of the two should win
the effective control of affairs and the chief place in the Empress’s
confidence. It may well be that superior talent and greater political
experience rendered Theoktistos a more capable adviser than Manuel, her uncle,
who had probably more knowledge of warfare than of administration. Theoktistos
presently became the virtual prime minister, and Manuel found it convenient to
withdraw from his rooms in the Palace and live in his house near the Cistern of
Aspar, though he did not formally retire from his duties and regularly attended
in the Palace for the transaction of business.
Her uncle’s
practical abdication of his right to a voice in the management of the Empire
corresponds to the policy which Theodora pursued, under the influence of the
Logothete, towards the other members of her own family. Her brother Petronas,
who was a competent general and had done useful work for her husband, seems to
have been entrusted with no important post and allowed no opportunity of
winning distinction under her government; he proved his military capacity
after her fall from power. Her more famous and brilliant brother Bardas was
forced to be contented with an inactive life in his suburban house. Theodora
had also three sisters, of whom one, Sophia, had married Constantine Babutzikos. Another, Calomaria,
was the wife of Arsaber, a patrician, who was
elevated to the higher rank of magister. On his death Calomaria lived in the Palace with her sister, and is said to have worn mean raiment and
performed the charitable duty of paying monthly visits to the prisons and
distributing blessings and alms to the prisoners.
Michael was in
his seventeenth year when his mother decided to marry him. The customary
bride-show was announced throughout the provinces by a proclamation inviting
beautiful candidates for the throne to assemble on a certain day in the
Imperial Palace. The choice of the Empress fell on Eudocia, the daughter of Dekapolites (a.d. 855). We know nothing of this lady or her
family; she seems to have been a cipher, and her nullity may have recommended
her to Theodora. But in any case the haste of the Empress and Theoktistos to
provide Michael with a consort at such an early age was prompted by their
desire to prevent his union with another lady. For Michael already had a love
affair with Eudocia Ingerina, whom Theodora and her minister regarded as an
unsuitable spouse. A chronicler tells us that they disliked her intensely “on
account of her impudence”; which means that she was a woman of some
spirit, and they feared her as a rival influence. The young sovran was obliged
to yield and marry the wife who was not of his own choice, but if he was
separated from the woman he loved, it was only for a short time. Eudocia
Ingerina did not disdain to be his mistress, and his attachment to her seems to
have lasted till his death.
But the power
of Theodora and her favourite minister was doomed, and the blow was struck by a
member of her own family (a.d. 856, January to March). Michael had reached an
age when he began to chafe under the authority of his mother, whose discipline
had probably been strict; and his uncle Bardas, who was ambitious and conscious
of his own talents for government, divined that it would now be possible to
undermine her position and win his nephew’s confidence. The most difficult part
of his enterprise was to remove Theoktistos, but he had friends among the
ministers who were in close attendance on the Emperor. The Parakoemomenos or chief chamberlain, Damianos (a man of Slavonic race), persuaded Michael to
summon his uncle to the Palace, and their wily tongues convinced the boy that
his mother intended to depose him, with the assistance of Theoktistos, or at
all events—and this was no more than the truth—that he would have no power so
long as Theodora and Theoktistos co-operated. Michael was brought to acquiesce
in the view that it was necessary to suppress the too powerful minister, and
violence was the only method. Theophanes, the chief of the private wardrobe,
joined the conspiracy, and Bardas also won over his sister Calomaria.
Some generals, who had been deposed from their commands and owed a grudge to
Theoktistos, were engaged to lend active assistance. It was arranged that
Bardas should station himself in the Lausiakos, and
there attack the Logothete, whose duties frequently obliged him to pass through
that hall in order to reach the apartments of the Empress. Calomaria concealed herself in an upper room, where, through a hole, perhaps constructed
on purpose, she commanded a view of the Lausiakos,
and could, by signalling from a window, inform the Emperor as soon as Bardas
sprang upon his victim.
Theoktistos had
obtained at the secretarial office the reports which he had to submit to the
Empress, and as he passed through the Lausiakos he
observed with displeasure Bardas seated at his ease, as if he had a full right
to be there. Muttering that he would persuade Theodora to expel him from the
Palace, he proceeded on his way, but in the Horologion, at the entrance of the
Chrysotriklinos, he was stopped by the Emperor and Damianos. Michael, asserting
his authority perhaps for the first time, angrily ordered him to read the
reports to himself and not to his mother. As the Logothete was retracing his
steps in a downcast mood, Bardas sprang forward and smote him. The ex-generals
hastened to assist, and Theoktistos drew his sword. The Emperor, on receiving a
signal from his aunt, hurried to the scene, and by his orders Theoktistos was
seized and dragged to the Skyla. It would seem that Bardas did not contemplate
murder, but intended to remove the Logothete to a place of banishment. But the
Emperor, advised by others, probably by Damianos, that nothing short of his
death would serve, called upon the foreign Guards (the Hetairoi)
to slay Theoktistos. Meanwhile the Empress had heard from the Papias of the
Palace that the Logothete’s life was in danger, and she instantly rushed to the
scene to save her friend. But she was scared back to her apartments by one of
the conspirators, a member of the family of Melissenos,
who cried in a voice of thunder, “Go back, for this is the day of strikers.”
The Guards, who were stationed in the adjoining Hall of Justinian, rushed in;
one of them dragged the victim from the chair under which he had crawled and
stabbed him in the belly (a.d. 856).
Of the two
offices which Theoktistos had held, the less onerous, that of Chartulary of the Kanikleion, was conferred on Bardas, while his
son-in-law Symbatios —whose name shows his Armenian lineage— was appointed
Logothete of the Course. The reign of Theodora was now over. She had
held the reins of power for fourteen years, and she was unwilling to surrender
them. She was not an unscrupulous woman like Irene, she did not aspire to be
Autocrat in her own right or set aside her son; but well knowing her son’s
incapacity she had doubtless looked forward to keeping him in perpetual
tutelage and retaining all the serious business of government in her own hands.
The murder of Theoktistos cut her to the heart, and though the Emperor
endeavoured to pacify and conciliate her, she remained unrelenting in her
bitterness.
The Senate was
convoked, and that body applauded the announcement that Michael would
henceforward govern alone in his own name. Bardas was elevated to the rank of
magister and was appointed Domestic of the Schools. It would appear that for
nearly two years Theodora resided in the Palace, powerless but unforgiving, and
perhaps waiting for a favourable opportunity to compass the downfall of her
brother. It is said that her son plagued her, trying perhaps to drive her into
voluntary retirement. At last, whether his mother’s proximity became
intolerable, or she involved herself in intrigues against Bardas, it was
decided that she should not only be expelled from the Palace but consigned to a
nunnery. The Patriarch Ignatius, who owed his appointment to her, was commanded
to tonsure her along with her daughters, but he absolutely declined on the
sufficient ground that they were unwilling to take the monastic vow. The hair
of their heads was shorn by other hands, and they were all immured in the
monastery of Karianos (autumn a.d. 858).
It was probably
soon afterwards that the Empress, thirsting for revenge if she did not hope to
regain power, entered into a plot against her brother’s life. The Imperial Protostrator was the chief of the conspirators, who planned
to kill Bardas as he was returning to the Palace from his suburban house on the
Golden Horn. But the design was discovered, and the conspirators were beheaded
in the Hippodrome.
2.
Bardas and
Basil the Macedonian.
Bardas was soon
raised to the high dignity of Curopalates, which was only occasionally
conferred on a near relative of the Emperor and gave its recipient, in case the
sovran died childless, a certain claim to the succession. His position was at
the same time strengthened by the appointments of his two sons to important
military posts. The Domesticate of the Schools, which he vacated, was given to
Antigonus who was only a boy, while an elder son was invested with
the command of several western Themes which were exceptionally united. But for
Bardas the office of Curopalates was only a step to the higher dignity of
Caesar, which designated him more clearly as the future colleague or successor
of his nephew, whose marriage had been fruitless. He was created Caesar on the
Sunday after Easter in April a.d. 862.
The government
of the Empire was in the hands of Bardas for ten years, and the reluctant
admissions of hostile chroniclers show that he was eminently fitted
to occupy the throne. A brilliant success won (a.d. 863) against the Saracens, and the conversion
of Bulgaria, enhanced the prestige of the Empire abroad; he committed the care
of the Church to the most brilliant Patriarch who ever occupied the
ecclesiastical throne of Constantinople; he followed the example of Theophilus
in his personal attention to the administration of justice; and he devoted
himself especially to the improvement of education and the advancement of
learning. The military and diplomatic transactions of this fortunate decade,
its importance for the ecclesiastical independence of the Eastern Empire, and
its significance in the history of culture, are dealt with in other chapters.
Michael himself
was content to leave the management of the state in his uncle’s capable hands.
He occasionally took part in military expeditions, more for the sake of
occupation, we may suspect, than from a sense of duty. He was a man of
pleasure, he only, cared for amusement, he had neither the brains nor the taste
for administration. His passion for horseraces reminds us of Nero and
Commodus; he used himself to drive a chariot in the private hippodrome of the
Palace of St. Mamas. His frivolity and extravagance, his impiety and
scurrility, are held up to derision and execration by an imperial writer who
was probably his own grandson but was bitterly hostile to his memory.
Little
confidence can be placed in the anecdotes related by the Emperor Constantine Porphyrogennetos and his literary satellites, but there is
no doubt that they exhibit, in however exaggerated a shape, the character and
reputation of Michael. We may not be prepared, for instance, to believe that
the firesignals of Asia Minor were discontinued,
because on one occasion he was interrupted in the hippodrome by an inopportune
message; but the motive of the story reflects his genuine impatience of public
business. The most famous or infamous performance of Michael was his travesty
of the mysteries and ministers of the Church. One of his coarse
boon-companions, a buffoon known as the “Pig,” was arrayed as Patriarch, while
the Emperor and eleven others dressed themselves in episcopal garments, as
twelve prominent bishops. With citherns, which they hid in the folds of their
robes and secretly sounded, they intoned the liturgy. They enacted the solemn
offices of consecrating and deposing bishops, and it was even rumoured that
they were not ashamed to profane the Eucharist, using mustard and vinegar
instead of the holy elements. A story was current that one day the mock
Patriarch riding on an ass, with his execrable cortege, came face to face with
the true Patriarch Ignatius, who was conducting a religious procession to a
suburban church. The profane satyrs raised their hoods, loudly struck their instruments,
and with lewd songs disturbed the solemn hymns of the pious procession. But
this was only a sensational anecdote, for we have reason to believe that
Michael did not begin to practise these mummeries till after the deposition of
Ignatius. Mocking at the ecclesiastical schism, he is said to have jested
“Theophilus (the Pig) is my Patriarch, Photius is the Patriarch of the Caesar,
Ignatius of the Christians.” How far mummeries of this kind shocked
public opinion in Constantinople it is difficult to conjecture.
The Imperial
pleasures were costly, and Michael’s criminal generosity to his worthless
companions dissipated large treasures. He made it a practice to stand sponsor
at the baptisms of children of his jockeys, and on such occasions he would
bestow upon the father a present varying from £1296 to £2160, occasionally even
as much as £4320—sums which then represented a considerably higher value than
today. Not only was no saving effected during the eleven years in which he was
master of the Empire, but he wasted the funds which had been saved by his
father and by his mother, and towards the end of his reign he was in such
straits for ready money that he laid hands upon some of the famous works of art
with which Theophilus had adorned the Palace. The golden planetree, in which
the mechanical birds twittered, the two golden lions, the two griffins hammered
out of solid gold, and the organ of solid gold, all weighing not less than 200
pounds, were melted down; but before they were minted, Michael perished. It
seems probable that it was in the last year or two of his reign that his
extravagance became excessive and ruinous. For there is no sign that the Empire
was in financial difficulties during the government of Bardas, who seems to
have been able to restrain his nephew within certain bounds.
The weak point
of the position of the Caesar lay in the circumstance that be had to share his
influence over the Emperor with boon companions; for there was always the
danger that a wily schemer, concealing ambition under the mask of frivolity,
might successfully use the opportunities of intimate intercourse to discredit
nim and undermine his power. The fact that he retained for ten years the
unshaken, almost childish confidence of his nephew is a striking proof of his
talent and tact; and when at last he was overthrown, his supplanter was one of
the two ablest men who arose in the Eastern Empire during the ninth century.
Basil the
Macedonian, who now comes on the stage, is the typical adventurer who rises
from the lowliest circumstances to the highest fortune. His career, wonderful
in itself, was made still more wonderful by mythopoeic fancy, which converted
the able and unscrupulous upstart into a hero guided by Heaven. He was born
about a.d. 812, of poor Armenian parents, whose family had settled in the neighbourhood of
Hadrianople. His Armenian descent is established beyond doubt, and the legend
that he was a Slav has no better a foundation than the fiction which claimed
Slavonic parentage for the Emperor Justinian. But his family was obscure; and
the illustrious lineage which his descendants claimed, connecting him through
his grandfather with the Arsacids and by his
grandmother with Constantine the Great and Alexander, was an audacious and
ingenious invention of the Patriarch Photius. In his babyhood he was
carried into captivity, along with his parents, by the Bulgarian Krum, and he
spent his youth in the region beyond the Danube which was known as “Macedonia.” We may conjecture that he derived his
designation as Basil the Macedonian from his long sojourn in this district, for
“Macedonian” can hardly refer to his birthplace, which was in Thrace. He was
twenty-five years old when the captives succeeded in escaping from the power of
the Bulgarians and returning to their homes. Basil obtained some small post in
the service of a strategos, but seeing no hope of rising in the
provinces he decided to seek his fortune in Constantinople. His arrival in the
city has been wrought by the storyteller into the typical form of romance. On a
Sunday, near the hour of sunset, he reached the Golden Gate, a poor unknown
adventurer, with staff and scrip, and he lay down to sleep in the vestibule of
the adjacent church of St. Diomede. During the night, Nicolas, who was in
charge of the church, was awakened by a mysterious voice, saying, “Arise and
bring the Basileus into the sanctuary.” He got up and looking out saw nothing
but a poor man asleep. He lay down again, and the same thing was repeated. The
third time, he was poked in the side by a sword and the voice said, “Go out and
bring in the man you see lying outside the gate.” He obeyed, and on the morrow
he took Basil to the bath, gave him a change of garments, and adopted him as a
brother.
So much is
probable that Basil found shelter in St. Diomede, and that through Nicolas he
was enabled to place his foot on the first rung of the ladder of fortune. The
monk had a brother who was a physician in the service of Theophilus Paideuomenos, or, as he was usually called, Theophilitzes,
a rich courtier and a relative of the Empress Theodora. The physician, who saw
Basil at St. Diomede, and admired his enormous physical strength, recommended
him to his employer, who hired him as a groom. Basil gained the favour of
Theophilitzes, who was struck by the unusual size of his head; and when his
master was sent on a special mission to the Peloponnesus, Basil accompanied
him. Here he met with a singular stroke of good fortune. At Patrae he attracted the attention of a rich lady, who owned
immense estates in the neighbourhood. Her name was Danelis. When Theophilitzes
had completed his business and prepared to return, Basil fell ill and remained
behind his patron. On his recovery Danelis sent for him, and gave him gold,
thirty slaves, and a rich supply of dresses and other things, on the condition
of his becoming the “spiritual brother” of her son. The motive
assigned for her action is the conviction, on the strength of a monk’s
prophecy, that he would one day ascend the throne; and Basil is said to have
promised that, if it ever lay in his power, he would make her mistress of the
whole land. But whatever her motive may have been, there is no doubt that she
enriched Basil, and she lived to see him Emperor and to visit his Court.
It is said that
the munificence of the Greek lady enabled Basil to buy estates in Thrace and to
assist his family. But he remained in his master’s service, till a chance
brought him under the notice of the Emperor. Michael had received as a gift an
untamed and spirited horse. His grooms were unable to manage it, and Michael
was in despair, when his relative Theophilitzes suggested that his own groom,
Basil, might be able to master it. Basil knew how to charm horses, and when he
held its bridle with one hand and placed the other on its ear, the animal
instantly became amenable. The Emperor, delighted with this achievement and
admiring his physical strength, took him into his own service and assigned him
a post under the Hetaeriarch or captain of the
foreign guards of the Palace. His rise was rapid. He was invested with the
dignity of a strator, and soon afterwards he received
the important office of Protostrator, whose duties
involved frequent attendance upon the Emperor(a.d. 858-859).
So far the wily
Armenian adventurer, whose mental powers were little suspected, had owed his
success to fortune and his physical prowess, but now he was in a position to
observe the intrigues of the Court and to turn them to his own advantage.
Damianos, the High Chamberlain, who had assisted Bardas in the palace
revolution which had overthrown Theodora, became hostile to the Caesar, and
attempted to discredit him with the Emperor. The crisis came when, as Bardas,
arrayed in the Caesar’s purple skaramangion and
accompanied by the magnates of the Court, was passing in solemn procession
through the Horologion, Damianos refrained from rising from his seat and paying
the customary token of respect. Bardas, overwhelmed with wrath and chagrin at
this insult, hurried into the Chrysotriklinos and complained to the Emperor,
who immediately ordered Damianos to be arrested and tonsured. But the triumph
of Bardas was to turn to his hurt. Basil was appointed to fill the confidential
post of High Chamberlain(with the rank of patrician), though it was usually
confined to eunuchs, and Basil the Armenian was to prove a more formidable
adversary than Damianos the Slav.
The
confidential intimacy which existed between Michael and his Chamberlain was
shown by the curious matrimonial arrangement which the Emperor brought to pass.
Basil was already married, but Michael caused him to divorce his wife, and
married him to his own early love, Eudocia Ingerina. But this was only an
official arrangement; Eudocia remained the Emperor’s mistress. A mistress,
however, was also provided for Basil, of distinguished rank though not of
tender years. It appears that Theodora and her daughters had been permitted to
leave their monastery and return to secular life, and Thecla, who seems to have
been ill-qualified for the vows of a nun, consented to become the paramour of
her brother’s favourite. Thus three ladies, Eudocia Ingerina, Eudocia the
Augusta, and Thecla the Augusta, fulfilled between them the four posts of wives
and mistresses to the Emperor and his Chamberlain. Before Michael’s death,
Eudocia Ingerina bore two sons, and though Basil was obliged to acknowledge
them, it was suspected or taken for granted that Michael was their father. The
second son afterwards succeeded Basil on the Imperial throne, as Leo VI; and if
Eudocia was faithful to Michael, the dynasty known as the Macedonian was really
descended from the Amorians. The Macedonian Emperors took pains to conceal this
blot or ambiguity in their origin; their animosity to the Amorian sovrans whose
blood was perhaps in their veins, and their excessive cult of the memory of
Basil, were alike due to the suspicion of the sinister accident in their
lineage.
Such proofs of
affection could not fail to arouse the suspicion and jealousy of Bardas, if he
had, till then, never considered Basil as a possible rival. But he probably
underestimated the craft of the man who had mounted so high chiefly by his
physical qualities. Basil attempted to persuade the Emperor that Bardas was
planning to depose him from the throne. But such insinuations had no effect.
Michael, notwithstanding his frivolity, was not without common sense. He knew
that the Empire must be governed, and believed that no one could govern it so
well as his uncle, in whom he reposed entire confidence. Basil was the
companion of his pleasures, and he declined to listen to his suggestions
touching matters of state. Basil then resorted to a cunning device. He
cultivated a close friendship with Symbatios —an Armenian like himself— the
Logothete of the Course and son-in-law of Bardas. He excited this ambitious
minister’s hope of becoming Caesar in place of his father-in-law, and they
concocted the story of a plot which Symbatios revealed to Michael.
Such a disclosure coming from a minister, himself closely related to Bardas,
was very different from the irresponsible gossip of the Chamberlain, and
Michael, seriously alarmed, entered into a plan for destroying his uncle.
At this time —it
was the, spring of A.D. 866— preparations were being made for an expedition
against the Saracens of Crete, in which both the Emperor and the Caesar were to
take part. Bardas was wide-awake. He was warned by friends or perhaps by a
change in the Emperor’s manner, and he declined to accompany the expedition. He
must have openly expressed his fears to his nephew, and declared his suspicion
of Basil’s intentions; for they took a solemn oath in order to reassure him. On
Lady Day (March 25) the festival of the Annunciation was celebrated by a Court
procession to the church of the Virgin in Chalkoprateia;
after the ceremonies, the Emperor, the Patriarch, the Caesar, and the High
Chamberlain entered the Katechumena of the church; Photius held the blood of
Jesus in his hands, and Michael and Basil subscribed with crosses, in this
sacred ink, a declaration that the Caesar might accompany them without fear.
The expedition
started after Easter, and troops from the various provinces assembled at a
place called the Gardens (Kepoi) in the Thrakesian Theme, on the banks of the Maeander. Here Basil
and Symbatios, who had won others to their plot, determined to strike the blow.
A plan was devised for drawing away Antigonus, the Domestic of the Schools, to
witness a horse-race at a sufficient distance from the Imperial tent, so that
he should not be at hand to come to his father’s rescue. On the evening before
the day which was fixed by the conspirators, John Neatokometes visited the Caesar’s tent at sunset, and warned Procopius, the Keeper of his
Wardrobe, “Your lord, the Caesar, will be cut in pieces tomorrow.” Bardas
pretended to laugh at the warning. “Tell Neatokometes,”
he said, “that he is raving. He wants to be made a patrician—a rank for which
he is much too young; that is why he goes about sowing these tares.” But he did
not sleep. In the morning twilight he told his friends what he had heard. His
friend Philotheos, the General Logothete, said, “Put on your gold
peach-coloured cloak and appear to your foes, they will flee before you.”
Bardas mounted his horse (April 21) and rode with a brilliant company to the
Emperor’s pavilion. Basil, in his capacity of his Chamberlain, came out, did
obeisance to the Caesar, and led him by the hand to the Emperor’s presence.
Bardas, sitting down beside the Emperor, suggested that, as the troops were
assembled and all was ready, they should immediately embark. Suddenly looking round,
he saw Basil making threatening signs with his hand. Basil then lunged at him
with his sword, and the other conspirators rushed in and hewed him in pieces.
Their violent onrush frightened and endangered the Emperor, who mutely watched,
but Constantine the Armenian protected him from injury.
The role of
Constantine, who still held the post of Drungary of
the Watch, is that of a preventer of mischief, when he appears on the stage at
critical moments only to pass again into obscurity. He attempted to save
Theoktistos from his murderers; and now after the second tragedy, it is through
his efforts that the camp is not disordered by a sanguinary struggle between
the partisans of Bardas and the homicides.
The Emperor
immediately wrote a letter to the Patriarch Photius informing him that the
Caesar had been convicted of high treason and done to death. We possess the
Patriarch’s reply. It is couched in the conventional style of adulation
repulsive to our taste but then rigorously required by Court etiquette. Having
congratulated the Emperor on his escape from the plots of the ambitious man who
dared to raise his hand against his benefactor, Photius deplores that he was
sent without time for repentance to the tribunal in another world. The
Patriarch owed his position to Bardas, and if he knew his weaknesses, must have
appreciated his merits. We can detect in the phraseology of his epistle, and
especially in one ambiguous sentence, the mixture of his feelings. “The virtue
and clemency of your Majesty forbid me to suspect that the letter was
fabricated or that the circumstances of the fall of Bardas were otherwise than
it alleges —circumstances by which he (Bardas) is crowned and others will
suffer.” These words intimate suspicion as clearly as it could decently be
intimated in such a case. It was impossible not to accept the sovran’s
assurance of the Caesar’s guilt, if it were indeed his own assurance, yet
Photius allows it to be seen that he suspects that the Imperial letter was
dictated by Basil and that there was foul play. But perhaps the most
interesting passage in this composition of Photius—in which we can feel his
deep agitation under the rhetorical figures of his style—is his brief
characterization of the Caesar as one who was “to many a terror, to many a
warning, to many a cause of pity, but to more a riddle.”
Photius
concluded his letter with an urgent prayer that the Emperor should instantly
return to the capital, professing that this was. the unanimous desire of the
Senate and the citizens; and shortly afterwards he dispatched another brief but
importunate request to the same effect. It is absurd to suppose that this
solicitude was unreal, or dictated by motives of vulgar flattery. We cannot
doubt the genuine concern of the Patriarch; but in our ignorance of the details
of the situation we can only conjecture that he and his friends entertained the
fear that Michael might share the fate of his uncle. The intrigues of Basil
were, of course, known well to all who were initiated in Court affairs; and
modern partisan writers of the Roman Church, who detest Photius and all his
works, do not pause to consider, when they scornfully animadvert upon these
“time-serving” letters, that to have addressed to Michael holy words of
condemnation or reproof would have been to fling away every chance of rescuing
him from the influence of his High Chamberlain. We know not whether the Emperor
was influenced by the pressing messages of the Patriarch, but at all events the
Cretan expedition was abandoned, and he returned with Basil to Constantinople.
3.
The Elevation
of Basil and the Murder of Michael
The High
Chamberlain promptly reaped the due reward of his craft and audacity. He was
adopted as a son by the childless Emperor, and invested with the order of
Magister. A few weeks later, Michael suddenly decided to elevate him
to the throne. We can easily understand that this step seemed the easiest way
out of his perplexities to the Emperor, who felt himself utterly lost when
Bardas was removed from the helm. Basil, firm and self-confident, was a tower
of strength, and at this moment he could exert unlimited influence over the
weak mind of his master. The Court and the city were kept in the dark till the
last moment. On the eve of Pentecost, the Chief of the Private Wardrobe waited
on the Patriarch and informed him that on the morrow he would be required to
take part in the inauguration of Basil as Basileus and Augustus.
On Whitsunday
(May 26), it was observed with surprise that two Imperial seats were placed
side by side in St. Sophia. In the procession from the Palace, Basil walked
behind the Emperor, in the usual guise of the High Chamberlain; but Michael on
entering the church did not remove the crown from his head as was usual. He
ascended the ambo wearing the diadem, Basil stood on a lower step, and below
him Leo Kastor, a secretary, with a document in his hand, while the Praepositus, the demarche, and the demes stood around. Leo
then read out an Imperial declaration: “The Caesar Bardas plotted against me to
slay me, and for this reason induced me to leave the city. If I had not been
informed of the plot by Symbatios and Basil, I should not have been alive now.
The Caesar died through his own guilt. It is my will that Basil, the High
Chamberlain, since he is faithful to me and protects my sovranty and delivered me from my enemy and has much affection for me, should be the
guardian and manager of my Empire and should be proclaimed by all as Emperor.”
Then Michael gave his crown to the Patriarch, who placed it on the holy table
and recited a prayer over it. Basil was arrayed by the eunuchs in the Imperial
dress (the divetesion and the red boots),and
knelt before the Emperor. The Patriarch then crowned Michael, and Michael
crowned Basil.
On the
following day (Whitmonday) Symbatios, the Logothete of the Course, deeply
incensed at the trick that Basil had played on him and disappointed in his
hopes of promotion to the rank of Caesar, requested Michael to confer upon him
the post of a strategos. He was made Strategos of the Thrakesian Theme, and his friend George Peganes was appointed
Count of the Opsikian Theme. These two conspired and
marched through the provinces, ravaging the crops, declaring their allegiance
to Michael and disowning Basil. The Emperors ordered the other strategoi to suppress them, and Nicephorus Maleinos, by distributing a flysheet, induced their
soldiers to abandon them. When Peganes was caught,
his eyes were put out and he was placed at the Milestone in the Augusteon, with a plate in his hand, into which the
passers-by might fling alms—a form of public degradation which gave rise to the
fable that the great general Belisarius ended his days as a beggar. A month
later Symbatios, who had fled across Asia Minor, was caught in an inn in Keltzene. His right hand was cut off and he was
blinded of one eye, and placed outside the palace of Lausos in Middle Street, to beg like his comrade. At the end of three days, the two
offenders were restored to their abodes, where they were kept under arrest.
The joint reign
of Michael and Basil lasted for less than a year and a half. Michael continued
to pursue his amusements, but we may suspect that in this latest period of his
life his frivolous character underwent a change. He became more reckless in his
extravagance, more immoderate in his cups, and cruel in his acts. The horror of
his uncle’s murder may have cast its shadow, and Basil, for whom he had not the
same respect, was unable to exert the same kind of ascendency as Bardas. We
cannot suppose that all the essential facts of the situation are disclosed to
us in the meagre reports of our chronicles. The following incident can only
have marked the beginning of the final stage of intensely strained relations.
Michael held a
horse-race in the Palace of St Mamas. He drove himself as a Blue charioteer,
Constantine the Armenian drove as a White, other courtiers as Green and Red.
The Emperor won the race, and in the evening he dined with Basil and Eudocia
Ingerina, and was complimented by the patrician Basiliskianos on his admirable driving. Michael, delighted by his flattery, ordered him to
stand up, to take the red boots from his own feet and put them on. Basiliskianos hesitated and looked at Basil, who signed to
him not to obey. The Emperor furiously commanded him to do as he was bidden,
and turning on Basil cried with an oath, “The boots become him better than you.
I made you Emperor, and have I not the power to create another Emperor if I
will ? ” Eudocia in tears, remonstrated: “The Imperial dignity is great, and
we, unworthy as we are, have been honoured with it. It is not right that it
should be brought into contempt.” Michael replied, “Do not fear; I am perfectly
serious; I am ready to make Basiliskianos Emperor.”
This incident seriously alarmed Basil. Some time later when Michael was
hunting, a monk met him and gave him a paper which purposed to reveal a plot of
Basil against his life. He then began to harbour designs against his colleague.
He had small chance against such an antagonist.
Basil struck
the blow on Sept. 24, a.d. 867. Michael had bidden him and Eudocia to dinner in the Palace of St. Mamas.
When Michael had drunk deeply, Basil made an excuse to leave the room, and
entering the Imperial bedchamber tampered with the bolts of the door so that
it could not be locked. He then returned to the table, and when the Emperor
became drunk as usual, he conducted him to his bed and kissing his hand went
out. The Keeper of the Private Wardrobe, who was accustomed to sleep in the
Emperor’s room, was absent on a commission, and Basiliskianos had been commanded to take his place. Michael sank on his bed in the deep sleep
of intoxication, and the chamberlain on duty, discovering that the door could
not be bolted, divined the danger, but could not waken the Emperor.
Basil had
engaged the help of eight friends, some of whom had taken part in his first
crime, the murder of Bardas. Accompanied by these, Basil opened the
door of the bed-chamber, and was confronted by the chamberlain, who opposed his
entrance. One of the conspirators diving under Basil's arm rushed to the bed,
but the chamberlain sprang after him and gripped him. Another then wounded Basiliskianos and hurled him on the floor, while a third,
John Chaldos (who had been prominent among the
slayers of Bardas), hewed at the sleeping Emperor with his sword, and cut off
both his hands. Basil seems to have stood at the door, while the other
accomplices kept guard outside. John Chaldos thought
that he had done enough; he left the room, and the conspirators consulted
whether their victim should be despatched outright. One of them took
it upon himself to return to the bed where Michael was moaning out piteous
imprecations against Basil, and ripped up his body.
Through the
darkness of a stormy night the assassins rowed across the Golden Horn, landing
near the house of a Persian named Eulogios, who
joined them. By breaking through an enclosure they reached a gate of the Great
Palace. Eulogios called out to his fellow-countryman Artavasdos, the Hetaeriarch, in
the Persian tongue, “Open to the Emperor, for Michael has perished by the
sword.” Artavasdos rushed to the Papias, took the
keys from him by force, and opened the gate.
In the morning,
Eudocia Ingerina was conducted in state from St. Mamas to the Great Palace, to
take, as reigning Augusta, the place of the other Eudocia, who was restored to
her parents. A chamberlain was sent to provide for the burial of the late
Emperor. He found the corpse rolled up in a horsecloth, and the Empress
Theodora, with her daughters, weeping over her son. He was buried in a
monastery at Chrysopolis, on the Asiatic shore.
Such is the
recorded story of the final act which raised Basil the Macedonian to supreme
power. It is probably correct in its main details, but it not only leaves out
some of the subordinate elements in the situation, such as the attitude of
Eudocia—was she in the secret?—but fails to make it clear whether Basil was
driven to the assassination of his benefactor by what he conceived to be a
political necessity, or was prompted merely by the vulgar motive of ambition.
No plea could be set up for the murder of Bardas on the ground of the public
good, but the murder of Michael is a different case. The actual government had
devolved on Basil, who was equal to the task; but if the follies and caprices
of Michael, who was the autocrat, thwarted his subordinate colleague, the
situation might have become well-nigh impossible. If we could trust the partial
narrative of Basil’s Imperial grandson, who is concerned not only to exonerate
his ancestor, but to make out a case to justify the revolution, Michael had
become an intolerable tyrant. In his fits of drunkenness he issued atrocious
orders for the execution and torture of innocent men, —orders which he had
forgotten the next day. In order to raise money, he began to make depredations
on churches and religious houses, and to confiscate the property of rich
people. There was nothing for it but to kill him like a noxious snake.
“Therefore the most reputable of the ministers and the wise section of the
Senate took counsel together, and caused him to be slain by the Palace guard.”
Allowing for some exaggeration and bias in this picture of the situation, we
may be right in believing that Michael had become unmanageable and mischievous,
and that it was to the general advantage to suppress him. The vigorous reign
of Basil proves that he was deeply interested in the efficiency of the
government. It is not our business either to justify or to condemn the murder
of Michael III; we are only concerned to understand it.
CHAPTER VI
PHOTIUS AND
IGNATIUS
Under the rule of
the iconoclasts, the differences which divided the “orthodox” had been suffered
to slumber; but the defeat of the common enemy was the signal for the renewal
of a conflict which had disturbed the peace of the Church under Irene and
Nicephorus. The two parties, which had suspended their feud, now again stood
face to face.
The fundamental
principle of the State Church founded by Constantine was the supremacy of the
Emperor; the Patriarch and the whole hierarchy were subject to him; he not only
protected, he governed the Church. The smooth working of this system demanded
from churchmen a spirit of compromise and “economy.” It might often be
difficult for a Patriarch to decide at what point his religious duty forbade
him to comply with the Emperor’s will; and it is evident that Patriarchs, like
Tarasius and Nicephorus, who had served the State in secular posts, were more
likely to work discreetly and harmoniously under the given conditions than men
who had been brought up in cloisters. We saw how the monks of Studion organized
an opposition to these Patriarchs, whom they denounced for sacrificing
canonical rules to expediency. The abbot Theodore desired to subvert the
established system. He held that the Emperor was merely the protector of the
Church, and that the Church was independent. He affirmed, moreover, the
supremacy of the Roman See in terms which no Emperor and few, if any,
Patriarchs would have endorsed. But by their theory, which they boldly put into
practice, the Studites were undermining Patriarchal and episcopal authority.
They asserted the right of monks to pass an independent judgment on the
administration of their bishop, and, in case his actions did not meet with
their approval, to refuse to communicate with him. A movement of independence
or insubordination, which was likely to generate schisms, was initiated, and
the activity and influence of Theodore must have disseminated his views far
beyond the limits of his own community.
Thus there
arose two antagonistic sections, of which one approved more or less the
doctrines of Theodore of Studion, while the other upheld Patriarchal authority
and regarded Nicephorus as an ideal Patriarch. One insisted on the strictest
observation of ecclesiastical canons and denounced the sudden elevations of
Nicephorus and Tarasius from the condition of laymen to the episcopal office;
the other condoned such irregularities which special circumstances commended to
the Imperial wisdom. One declined to allow any relaxation of canonical rules in
favour of the Emperor; the other was prepared to permit him considerable limits
of dispensation. There were, in fact, two opposite opinions as to the spirit
and method of ecclesiastical administration, corresponding to two different
types of ecclesiastic. Both sides included monks; and it would not be true to
say that the monks generally rallied to the section of the Studites. There were
many abbots and many hermits who disliked the Studite ideal of a rigorous, disciplinary
regulation of monastic life, and many - who, like Theophanes of Sigriane, were satisfied with the State Church and had no
sympathy with the aggressive policy of Theodore and his fellows.
Methodius had
always been an ecclesiastic, and the Studites could not reproach him for any
irregularity in his consecration as bishop. He had been a martyr in the cause
of image worship, and he had effectively assisted in its triumph. But his
promotion to the Patriarchate was not pleasing to the Studite monks. His
sympathies were with the other party, and he was prepared to carry on the
tradition of Tarasius and Nicephorus. We can well understand that his intimacy
with the Emperor Theophilus, with whom he agreed to differ on the iconoclastic
question, was far from commending him to. the stricter brethren. The Studites
were prepared to be critical, and from the very beginning his administration
was the subject of adverse comment or censure. He desired to conciliate them,
and the bones of their revered abbot Theodore were brought back for interment
at Studion, with great solemnity. But the satisfaction of the monks at this
public honour to their abbot was mitigated, if it was not cancelled, by the
translation, at the same time, of the remains of Nicephorus to the Church of
the Apostles. They recalled his uncanonical consecration, they recalled his
condonation of “adultery.” But if he could not conciliate them, the Patriarch
was determined to crush their rebellious spirit. He called upon them to
anathematize all that Theodore had written against Tarasius and Nicephorus, and
he urged that Theodore had himself practically revoked his own strong language,
had been reconciled with Nicephorus, and in fact changed his opinion. But the
Studites obstinately refused, and Methodius asserted his Patriarchal authority.
“You are monks,” he said, “and you have no right to question the conduct of
your bishops; you must submit to them.” He pronounced against the rebellious
brethren not the simple anathema, but the curse, the katathema,
of the Church. The struggle seems to have ended with concessions on the part of
the Patriarch.
The
difficulties which troubled the short administration of Methodius possess a
significant bearing on the more serious ecclesiastical strife which marked the
reign of his successor, and which led, indirectly, to the great schism between
the Eastern and the Western Churches. The two opposing parties of Ignatius and
Photius represent the same parties which distracted the Patriarchate of
Methodius, and the struggle is thus a continuation of the same division which
had vexed Tarasius and Nicephorus, although the immediate and superficial
issues are different. When we apprehend this continuity, we are able to see
that the particular question which determined the course of the. conflict
between Photius and Ignatius only rendered acute an antagonism which had
existed for more than half a century.
Methodius seems
to have availed himself of the most popular kind of literature, edifying
biographies of holy men, for the purpose of his struggle with the Studites.
Under his auspices, Ignatius the Deacon composed the Lives of Tarasius and
Nicephorus, in which the troubles connected with the opposition of Studion are
diligently ignored. The ecclesiastical conflicts of the period are, indeed,
reflected, more by hints and reticences than direct
statements, in the copious hagiographical productions of the ninth century, to
which reference is frequently made in this volume.
On the death of
Methodius, the Empress Theodora and her advisers chose his successor from among
three monks of illustrious birth, each of whom, if fortune had been kind, might
have worn the Imperial crown. Nicetas, a son of the Emperor Michael I, had been
tonsured after his father’s death, had taken the name of Ignatius, and had
founded new monasteries in the Islands of the Princes, over which he presided
as abbot. Here he and his family, who had not been despoiled of their wealth,
afforded refuge to image worshippers who were driven from the capital. The
sons of the Emperor Leo V, to whom the family of Ignatius owed its downfall,
had been east into a monastery in the island of Prote;
they renounced the errors of their father, and won a high reputation for virtue
and piety. When the Patriarchal throne became vacant, these monks of Imperial
parentage, Basil and Gregory, the sons of Leo, and Ignatius, the son of
Michael, were proposed for election. Ignatius was preferred, perhaps because it
was felt that notwithstanding their own merits the shadow of their father’s
heresy rested upon the sons of Leo; and he was consecrated on July 4, a.d. 847.
Ignatius had
spent his life in pious devotion and monastic organization. Tonsured at the age
of thirteen or fourteen, he had made no progress in secular learning, which he
distrusted and disliked. He was not a man of the world like Methodius; he had
the rigid notions which were bred in cloistral life and were calculated to lead
himself and the Church into difficulties when they were pursued in the
Patriarchal palace. It is probable that he was too much engaged in his own work
to have taken any part in the disputes which troubled Methodius, and Theodora
may have hoped that he would succeed in conciliating the opposing parties. But
he was by nature an anti-Methodian, and he showed
this on the very day of his consecration.
Gregory Asbestas, the archbishop of Syracuse, happened to be in
Constantinople at the time. A Sicilian, he was a friend of the Sicilian
Methodius, on whom he composed a panegyric, and he was a man of some learning.
There was a charge against him of some ecclesiastical irregularity, and it was
probably in connexion with this that he had come to the capital. He had taken
his place among the bishops who attended in St. Sophia, bearing tapers, to
acclaim the Patriarch, and Ignatius ordered him to withdraw, on the ground that
his episcopal status was in abeyance until the charge which lay against him had
been decided. This public slight enraged Gregory, who dashed his candle to the
ground and loudly declared that not a shepherd but a wolf had intruded into the
Church. The new Patriarch certainly displayed neither the wisdom of a serpent nor
the harmlessness of a dove, and his own adherents admit that he was generally
blamed. He had thus at the very outset taken pains to offend an able and
eminent prelate of the party which had supported Methodius, and the action was
interpreted as a declaration of war. The result was a schism. Gregory had many
sympathizers; some bishops had marked their disapprobation of the action of
Ignatius by leaving the church in his company. A schismatic group was formed
which refused to acknowledge the new Patriarch —a group which expressed the
general tendencies of the Methodian< party and avowed
an unreserved admiration for Methodius. But it was only a small group. The
hierarchy in general supported Ignatius, as it had supported Methodius; for
Ignatius was supported by Theodora. Nevertheless the followers of Gregory,
though comparatively few, were influential. They alleged against the Patriarch
that he was a detractor from the merits and memory of his predecessor, and that
he was unduly rigorous and narrow in his application of the canons. Ignatius
summoned Gregory to answer the charge which still hung over his head; Gregory
declined, and, along with others of his party, was condemned by a synod. He
appealed against this judgment to Pope Leo IV, who asked the Patriarch to send
him a copy of the Acts. Ignatius did not comply, and Leo’s successor, Benedict
III, declined to confirm the deposition of Gregory, and contented himself with
suspending him until he had inspected the documents.
The schism of
Gregory might be allowed to rest in the obscurity of ecclesiastical records if
it had not won distinction and importance by the adhesion of the most
remarkable man of the age. Photius was probably born about the beginning of the
ninth century. His father, Sergius, was a brother of the Patriarch
Tarasius, and through his mother he was connected with the family of the
Empress Theodora. His parents suffered exile for their devotion to
image-worship under the iconoclastic sovrans, and it was probably in the first
years of Theodora’s reign that Photius entered upon his career as a public
teacher of philosophy. He had an attractive personality, he was a stimulating
teacher, and he soon found a band of disciples who hung upon his words. His
encyclopaedic learning, in which he not only excelled all the men of his own
time but was unequalled by any Greek of the Middle Ages, will call for notice
in another chapter. His family connexions as well as his talents opened a
career in the Imperial service; and he was ultimately appointed to the high
post of Protoasecretis, or First Secretary, with the
rank of a protospathar. It was probably during his
tenure of this important post that he was sent as ambassador to the East,
perhaps to Baghdad itself, perhaps only to some of the provincial emirs.
Whatever his services as an envoy may have been, he established personal relations
of friendship with Mohammadan magnates.
Photius had a
high respect for Gregory Asbestas, and identified
himself closely with the group which opposed Ignatius. There was a
natural antipathy between Photius, a man of learning and a man of the world,
and Ignatius, who had neither tact nor secular erudition. It is probable that
the Patriarch even displayed in some public way his dislike or disdain for
profane learning. We can well understand that he was deeply vexed by the
opposition of a man whose talents and learning were unreservedly recognized by
his contemporaries, and who exerted immense influence in the educated society
of the city. The synod, which condemned Gregory, seems to have also condemned
Photius, implicitly if not by name; and he was numbered among the schismatics.
In order to
embarrass the Patriarch, and to prove that a training in logic and philosophy
was indispensable for defending Christian doctrine and refuting false
opinions, Photius conceived the idea of propounding a heresy. He promulgated
the thesis that there are two souls in man, one liable to err, the other immune
from error. Some took this seriously and were convinced by his ingenious
arguments, to the everlasting peril of their souls. His friend, Constantine the
Philosopher, who was afterwards to become famous as the Apostle of the Slavs,
reproached Photius with propounding this dangerous proposition. “I had no
idea,” said Photius, “that it would do any harm. I only wanted to see how
Ignatius would deal with it, without the aid of the philosophy which he
rejects.”
The Palace
revolution which resulted in the fall of Theodora and placed the government in
the hands of Bardas changed the ecclesiastical situation. Whatever difficulties
beset Ignatius in a post which he was not well qualified to fill, whatever
vexation might be caused to him through the active or passive resistance of his
opponents, he was secure so long as the Empress was in power. But Bardas was a
friend and admirer of Photius, and. the Ignatian party must have felt his
access to power as a severe blow. Bardas, however, was a sufficiently prudent
statesman to have no desire wantonly to disturb the existing state of things;
or to stir up a serious ecclesiastical controversy. If Ignatius had behaved
with discretion and reconciled himself to a regime which personally he
disliked, it is not probable that the sympathies of Bardas with the Photian party would have induced him to take any measure
against the Patriarch.
Ignatius found
in the private morals of the powerful minister a weak spot for attack.
According to the rumour of the town, Bardas was in love with his daughter-in-law,
and had for her sake abandoned his wife. Acting on this gossip, the
Patriarch admonished Bardas, who declined to take any notice of his rebukes and
exhortations. We may suspect that he refused to admit that the accusation was
true—it would perhaps have been difficult to prove—and recommended Ignatius to
mind his own business. But Ignatius was determined to show that he was the
shepherd of his flock, and that he was no respecter of persons. On the feast of
Epiphany (Jan. A.D. 858) he refused the communion to the sinner. It is said
that Bardas, furious at this public insult, drew his sword; but he managed to
control his anger and vowed vengeance on the bold priest.
The
ecclesiastical historians speak with warm approbation of this action of the
Patriarch. The same prelate, who adopted such a strong measure to punish the
vices of Bardas, had no scruples, afterwards, in communicating with
the Emperor Basil, who had ascended to power by two successive murders. And the
ecclesiastical historians seem to regard the Patriarch’s action, in ignoring
Basil’s crimes and virtually taking advantage of them to reascend the
Patriarchal throne, as perfectly irreproachable. The historian who is not an
ecclesiastic may be allowed to express his respectful interest in the ethical
standards which are implied.
About eight
months later the Emperor Michael decided to tonsure his mother and sisters and
immure them in the monastery of Karianos. He
requested the Patriarch to perform the ceremony of the tonsure, and we have
already seen that Ignatius refused on the ground that the ladies themselves
were unwilling. Bardas persuaded the Emperor that his disobedience, in
conjunction with his unconcealed sympathy with the Empress, was a sign of
treasonable purposes, and a pretended discovery was made that he was in collusion
with an epileptic impostor, named Gebeon, who
professed to be the son of the Empress Theodora by a former marriage. Gebeon had come from Dyrrhachium to Constantinople, where he seduced some foolish people; he was arrested and
cruelly executed in one of the Prince’s Islands. On the same day the Patriarch
was seized as an accomplice, and removed, without a trial, to the island of Terebinthos (Nov. 23).
It is evident
that there were no proofs against Ignatius, and that the charge of treason was
merely a device of the government for the immediate purpose of removing him.
For in the subsequent transactions this charge seems to have been silently
dropped; and if there had been any plausible grounds, there would have been
some sort of formal trial. Moreover, it would appear that before his arrest it
was intimated to the Patriarch that he could avoid all trouble by abdication,
and he would have been tempted to yield if his bishops had not assured him that
they would loyally stand by him. Before his arrest he issued a solemn
injunction that no service should be performed in St. Sophia without his
consent. A modern ecclesiastical historian, who has no high opinion of
Ignatius, cites this action as a proof that he was ready to prefer his own
personal interests to the good of the Church.
In the place of
his banishment Ignatius was visited repeatedly by bishops and Imperial
ministers pressing on him the expediency of voluntary abdication. As he refused
to listen to arguments, threats were tried, but with no result. The
Emperor and Bardas therefore decided to procure the election of a new
Patriarch, though the chair was not de iure vacant,
inasmuch as Ignatius had neither resigned nor been canonically deposed. Such a procedure
was not an innovation ; there were several precedents. The choice of the
government and the ecclesiastical party which was opposed to Ignatius fell upon
Photius. He was not only a grata persona at Court; but his extraordinary gifts,
his eminent reputation, along with his unimpeachable orthodoxy, were calculated
to shed prestige on the Patriarchal chair, and to reconcile the public to a
policy which seemed open to the reproaches of violence and injustice. Many of
the bishops who had vowed to support the cause of Ignatius were won over by
Bardas, and Photius accepted the high office, which, according to his enemies,
had long been the goal of his ambition, and which, according to his own avowal,
he would have been only too glad to decline. He was tonsured on December 20; on
the four following days he was successively ordained lector, subdeacon,
deacon, and priest, and on Christmas Day consecrated bishop, by his friend
Gregory Asbestas. For this rapid and irregular
elevation to the highest dignity of the Church, which was one of the principal
objections urged against Photius, the recent precedents of his uncle Tarasius
and Nicephorus, as well as others, could be alleged. The ambiguous position of
Gregory, who had been deposed by a synod and suspended by a Pope, furnished
another handle against the new Patriarch. But all the bishops who were present
in Constantinople, except five, acknowledged him, and the five
dissentients were persuaded to acquiesce when he gave them a written
undertaking that he would honour Ignatius as a father and act according to his
wishes. But two months later he is said to have recovered the document on some
pretext and torn it up into small pieces. Then those bishops who were really on
the side of Ignatius, and had unwillingly consented to an impossible
compromise, held a series of meetings in the church of St. Irene, and deposed
and excommunicated Photius with his adherents. Such an irregular assembly could
not claim the authority of a synod, but it was a declaration of war. Photius
immediately retorted by holding a synod in the Holy Apostles. Ignatius, in his
absence, was deposed and anathematized; and the opportunity was probably used
to declare Gregory Asbestas absolved from those
charges which had led to his condemnation by the ex-Patriarch (spring a.d. 859).
In the meantime
Bardas persistently endeavoured to force Ignatius to an act of abdication. He
was moved from place to place and treated with cruel rigour. His followers were
barbarously punished. The writers of the Ignatian party accuse Photius of
having prompted these acts of tyranny, but letters of Photius himself to
Bardas, bitterly protesting against the cruelties, show that he did not approve
this policy of violence, which indeed only served to increase his own
unpopularity. The populace of the city seems to have been in favour of
Ignatius, who had also sympathisers among the Imperial ministers, such as
Constantine the Drungarios of the Watch. The monks,
from whose rank he had risen, generally supported him; the Studites refused to
communicate with the new Patriarch, and their abbot Nicolas left
Constantinople. Photius, as is shown by his correspondence, took
great pains to win the goodwill of individual monks and others by flattery and
delicate attentions.
The
announcement of the enthronement of a new Patriarch, which it was the custom to
send to the other four Patriarchal Sees—Rome, Alexandria, Antioch, and
Jerusalem—had been postponed, evidently in the hope that Ignatius would be
induced to abdicate. When more than a year had passed and this hope was not
fulfilled, the formal announcement could no longer be deferred. An inthronistic letter was addressed to the Eastern
Patriarchs, and an embassy was sent to Rome bearing letters to the Pope from
Michael and Photius. The chair of St. Peter was now filled by Nicolas I, who
stands out among the Pontiffs between Gregory I and Gregory VII as having done
more than any other to raise the Papal power to the place which it was to hold
in the days of Innocent III. A man of deeds rather than of words, as one of his
admirers says, he was inspired with the idea of the universal authority of the
Roman See. The internal troubles in the Carolingian realm enabled him to assert
successfully the Papal pretensions in the West; the schism at Constantinople
gave him a welcome opportunity of pressing his claims upon the East. But in
Photius he found an antagonist, not only incomparably more learned than
himself, but equally determined, energetic, and resourceful.
The letter of
Photius to the Pope was a masterpiece of diplomacy. He enlarged on his
reluctance to undertake the burdens of the episcopal office, which was pressed
upon him by the Emperor and the clergy with such insistency that he had no
alternative but to accept it. He then—in accordance with the usual custom in
such inthronistic letters—made a precise statement of
the articles of his religion and declared his firm belief in the seven
Ecumenical Councils. He concluded by asking the Pope, not for any support or
assistance, but simply for his prayers. He abstained from saying anything
against his predecessor. But the letter which was sent in the Emperor’s name
gave a garbled account of the vacation of the Patriarchal throne, and requested
the Pope to send legates to attend a synod which should decide some questions
relating to the iconoclastic heresy. Neither the Patriarch nor the Emperor
invited the Pope even to express an opinion on recent events, but Nicolas
resolved to seize the occasion and assert a jurisdiction which, if it had been
accepted, would have annulled the independence of the Church of Constantinople.
He despatched two bishops, with instructions to investigate the facts in
connexion with the deposition of Ignatius, and to make a report. He committed
to them letters (dated September 25, 860) to the Emperor and to Photius. These
letters have considerable interest as a specimen of Papal diplomacy. The
communication to the Emperor opens with the assertion of the primacy of the
Roman See and of the principle that no ecclesiastical difficulty should be
decided in Christendom without the consent of the Roman Pontiff; it goes on to
point out that this principle has been violated by the deposition of Ignatius,
and that the office has been aggravated by the election of a layman—an election
which “our holy Roman Church” has always prohibited. On these grounds the Pope
announces that he cannot give his apostolic consent to the consecration of
Photius until his messengers have reported the facts of the case and have
examined Ignatius. He then proceeds to reply to that part of the Emperor’s
letter which concerned the question of image worship. The document concludes
with the suggestion that Michael should show his devotion to the interests of
the Church by restoring to the Roman See the vicariate of Thessalonica and the
patrimonies of Calabria and Sicily, which had been withdrawn from, the
jurisdiction of the Pope by Leo III. The short letter to Photius censures the
temerity of his elevation and declines to acknowledge his consecration, unless
the Papal messengers, when they return from Constantinople, report favourably
on his actions and devotion to the Church.
The diplomatic
intent of these letters could hardly be misapprehended by a novice. The
innocent suggestion (put forward as if it had no connexion with the other
matters under discussion) that Illyricum and Calabria should be transferred
from the See of Constantinople to that of Rome would never have been made if
Nicolas had not thought that there was a reasonable chance of securing this
accession to the dominion and revenue of his chair. It is plain that he could
not hope that the Emperor and the Patriarch would agree to such a large
concession unless they received a due consideration; and it is equally obvious
that the only consideration which the Pope could offer, was to consent to the
consecration of Photius, and crush by the weight of his authority the schism
which was so seriously distressing the church of Constantinople.
Notwithstanding his severe animadversions on the uncanonical elevation of
Photius, he intimated that this was not an insuperable difficulty; if his
delegates brought back a satisfactory report, matters might be arranged. It is
perfectly clear that Pope Nicolas proposed a bargain, in the interest of what
he call ecclesiastica utilitas<.
It is
impossible to say whether the Imperial government took into serious
consideration the Pope’s proposal. But there were at all events some, probably
among the moderate section of the Photians, who
thought that the best solution of the ecclesiastical difficulty would be to
agree to the bargain, and Photius was so gravely alarmed that, in a letter to
Bardas, he complains bitterly of the desire of persons who are not named to
deprive him of half his jurisdiction. It would seem that there was a chance
that the diplomacy of Nicolas might have been successful. But if Michael and
Bardas entertained any idea of yielding, they were persuaded, by Photius to
relinquish it.
The two legates
of the Pope were won over to the Photian party by
cajolements and threats. A council assembled in May (a.d. 8 61), remarkable for the
large number of bishops who attended. The Emperor was present, and Ignatius
unwillingly appeared. Seventy-two witnesses, including both highly-placed
ministers and men of humble rank, came forward to prove that Ignatius had been
appointed to the Patriarchate, not by free election, but by the personal act of
Theodora. We are in the dark as to the precise circumstances of the
elevation of Ignatius. There is no doubt that he was chosen by Theodora, but it
is almost incredible that the usual form of election was not observed, and if
it was observed, to condemn his elevation was to condemn the elevation of every
Patriarch of Constantinople as uncanonical. For virtually every Patriarch was
appointed by the Imperial will. In any case at this synod—if we can trust the
accounts of the supporters of Ignatius—the government exercised considerable
pressure. The assembly, including the representatives of Pome, whether they
were convinced or not, confirmed the deposition of Ignatius, and declared him
unworthy. The authority of Photius was thus established by the formal act of a
large council, subscribed by the legates of the Roman see.
The legates had
exceeded their instructions. When they returned to Rome in the autumn, their
action was repudiated by the Pope, who asserted that they had only been
directed to report on the whole matter to him, and had received no power to
judge the question themselves. There is no doubt that they had betrayed the
interests of their master and suffered themselves to be guided entirely by the.
court of Byzantium. An Imperial secretary soon arrived at Rome, bearing a copy
of the Acts of the Council with letters from the Emperor and the Patriarch. The
letter of Photius could hardly fail to cause deep displeasure to the Roman
bishop. It was perfectly smooth, courteous, and conciliatory in tone, but it
was the letter of an equal to an equal, and, although the question of Roman
jurisdiction was not touched on, it was easy to read between the lines that the
writer had the will and the courage to assert the independence of the see of
Constantinople. As for the ecclesiastical provinces of Illyricum and Calabria,
he hypocritically threw upon the government the entire responsibility for not
restoring them to Rome, and implied that he himself would have been willing to
sacrifice them.
The Imperial
secretary remained in Rome for some months, hoping that Nicolas would be
persuaded to sanction all that his legates had done in his name. But the Pope
was now resolved to embrace the cause of Ignatius and to denounce Photius. He
addressed an encyclical letter to the three Patriarchs of the East, informing
them that Ignatius had been illegally deposed, and that a most wicked man had
occupied his church; declaring that the Roman see will never consent to this
injustice; and ordering them, by his apostolical authority, to work for the
expulsion of Photius and the restoration of Ignatius. At the same time he
indited epistles to the Emperor and to Photius, asserting with stronger
emphasis than before the authority of Rome as head and mistress of the
churches, and declining to condemn Ignatius or to recognize Photius.
The ambassadors
of the Pope, during their visit to Constantinople, had heard only one side. The
authorities had taken care to prevent them from communicating with Ignatius or
any of the Ignatian party, and they also attempted to hinder any one from repairing
to Rome in the interests of the Ignatian cause. Theognostos, however, who was
an ardent partisan of the deposed Patriarch, succeeded in reaching Rome in
disguise, and he carried with him a petition setting forth the history of the
deposition of Ignatius and the sufferings which he endured, and imploring the
Pope, who was humbly addressed as “the Patriarch of all the thrones,” to take
pity and arise as a powerful champion against injustice.
It was probably
the influence of the representations of Theognostos and other Ignatians who had found their way to Rome, that moved
Nicolas a year later (April a.d. 863), to hold a Synod in the Lateran. Neither the Emperor nor the Patriarch had
vouchsafed any answer to his letter, and as it was evident that they had no
intention of yielding to his dictation, he punished the Church of
Constantinople by the only means which lay in his power. The synod deprived
Photius of his ecclesiastical status, and excommunicated him unless he
immediately resigned the see which he had usurped; it pronounced the same
penalty upon all ecclesiastics who had been consecrated by Photius: and it
restored Ignatius and all those bishops who had been deposed and exiled in his
cause. A copy of the proceedings was sent to Constantinople.
It was
impossible for Constantinople to ignore the formal condemnation pronounced by
the Lateran Synod, and Photius was prepared to assert the independence of his
see, by dealing out to the Pope the same measure which the Pope had dealt out
to him. In August 865, Nicholas received a letter from the Emperor assuring him
that all his efforts in behalf of Ignatius were useless, and requiring him to
withdraw his judgment, with a threat that, if he refused, the Emperor would
march to Rome and destroy the city. The document, which was evidently drafted
under the direction of Photius, must have been couched in sufficiently
provocative terms; but the threat was not seriously meant, and the writer did
not expect that the Pope would yield. The real point of the letter was the
repudiation of the papal claim to supreme jurisdiction, as the real point of
the Pope’s long reply was the assertion of the privileges of the chair of St.
Peter. The Pope indeed makes what may be represented as a concession. He offers
to revise his judgment at Rome, and demands that the two rivals shall appear
personally before him, or if they cannot come, send plenipotentiaries. The
concession was as nugatory as the Emperor’s threat, and it assumed, in an
aggravated form, the claims of the Papacy as a supreme court of appeal.
The quarrel
between Rome and Constantinople was soon augmented by the contest between the
two sees for the control of the infant church of Bulgaria, and Photius judged
that the time was ripe for a decisive blow. He held a local synod for the
condemnation of various heresies which Latin clergy had criminally introduced
into Bulgaria. These “servants of Antichrist, worthy of a thousand deaths,”
permitted the use of milk and cheese in the Lenten fast; they sowed the seed of
the Manichaean doctrine by their aversion to priests who are legally married;
they had the audacity to pour anew the chrism of confirmation on persons who
had already been anointed by priests, as if a priest were not as competent to
confirm as to baptize. But above all they were guilty of teaching the
blasphemous and atheistic doctrine that the Holy Ghost proceeds not only from
the Father, but also from the Son.
The eloquent
Patriarch can hardly find words adequate to characterize the enormity of these
false doctrines, in the encyclical letter which he addressed to the
three Eastern Patriarchs, inviting them to attend a general council at
Constantinople, for the purpose of rooting out such abominable errors. Other
questions too, Photius intimated, would come before the council. For he had received
from Italy an official communication full of grave complaints of the tyranny
exercised by the Roman bishop in the west.
The document to
which Photius refers seems to have emanated from the archbishops of Koln and
Trier, who were at this time leading an anti-papal movement. The occasion of
this division in the western Church was the love of king Lothar II of
Lothringia for his mistress Waldrade. To marry her he had repudiated his queen,
and his action was approved by a synod at Metz, guided by the influence of the
two archbishops. But the Pope embraced the cause of the queen, and in a synod
in the Lateran (October 863), annulled the acts of Metz, and deposed the
archbishops of Koln and Trier. These prelates received at first support from
the Emperor Lewis II, but that vacillating monarch soon made peace with the
Pope, and the archbishops presumed to organize a general movement of
metropolitan bishops against the claims of the Roman see. They distributed to
the bishops of the west a circular Protest, denouncing the tyranny, arrogance,
and cunning of Nicholas, who would “ make himself the Emperor of the whole
world.” They sent a copy to the Patriarch of Constantinople, imploring him to
come to their help and deliverance.
This movement
in the western church was well calculated to confirm Photius and the Imperial
government in the justice of their own cause, and it led the Patriarch to a
far-reaching scheme which it required some time to mature. It is certain that
during the years a.d. 865-867, there were secret negotiations between Constantinople and the Emperor
Lewis. It is improbable that any formal embassies were interchanged. But by
unofficial means—perhaps by communications between Photius and the Empress
Engelberta—an understanding was reached that if the Pope were excommunicated by
the eastern Patriarchs, Lewis might be induced to drive him from Borne as a
heretical usurper, and that the court of Constantinople would officially
recognize the Imperial dignity and title of the western Emperor.
Constantinople
carried out her portion of the programme. The Council met in a.d. 867
(perhaps the late summer), and the Emperor Michael presided. The Pope was
condemned and anathema pronounced against him for the heretical doctrines and
practices which were admitted by the Boman Church, and for his illegitimate
interference in the affairs of the Church of Constantinople. The acts of the
Synod were afterwards burned, and we know of it only from the brief notices of
the enemies of Photius. They insinuate that the signature of Michael had been
appended when he was drunk; that the signature of his colleague Basil, had been
forged; that the subscriptions of almost all those who were present, numbering
about a thousand, were fabricated. These allegations are highly improbable, and
the writers themselves are inconsistent in what they allege. It is obvious that
if the Emperors had disapproved of the purpose of the Council, the Council
could never have met; and it is equally clear that if the overwhelming majority
of the Council, including the Emperors, had disapproved of the decrees, the
decrees could not have been passed. But there seems to have been some
chicanery. At the Eighth Ecumenical Council, the metropolitan bishops whose
signatures appeared, were asked whether they had subscribed, and they said, “God
forbid, we did not subscribe.” Are we to suppose that they consented to the
acts and afterwards refused to append their names?
The scandal
about the legates of the Eastern Patriarchs is hardly less obscure. It is
stated that Photius picked up in the streets three evil men whom he foisted
upon the synod as the representatives of the Patriarchs. They pretended to be
Peter, Basil, and Leontios. But the true Peter, Basil, and Leontios appeared at
the Eighth Ecumenical Council, where they asserted that they had not been named
as legates by the Patriarchs, that they knew nothing about the Synod, had not
attended it, and had not signed its acts. It is impossible to discover the
truth, nor has it much interest except for ecclesiastical historians, who, if
they are members of the Latin Church, will readily credit Photius with a
wholesale and barefaced scheme of deception, and if they belong to the Greek
communion, may be prepared to maintain that at the Eighth Ecumenical Council
mendacity was the order of the day. In either case, those who stand outside the
Churches may find some entertainment in an edifying ecclesiastical scandal.
That the Emperors
were acting in concert with Photius is, if there could be any doubt, definitely
proved by the fact that Lewis was solemnly acclaimed as Basileus and Engelberta
as Augusta. No Council, no Patriarch, could have dared to do what, done without
the Imperial consent, or rather command, would have been an overt act of
treason. The Patriarch sent a copy of the Acts of the Council to Engelberta,
with a letter in which, comparing her to Pulcheria, he urged her to persuade
her husband to drive from Rome a bishop who had been deposed by an Ecumenical
Council.
The schism
between Rome and Constantinople was now complete for the moment. The Pope had
anathematised the Patriarch, and the Patriarch had hurled back his anathema at
the Pope. But this rent in the veil of Christendom was thinly patched up in a
few months, and the designs of Photius for the ruin of his antagonist came to
nought. On the death of Michael, the situation was immediately reversed. When
Basil gained the sovran power, one of his first acts was to depose Photius and
restore Ignatius. It is probable that his feelings towards Photius, the friend
and relative of Bardas, were not over friendly, but his action was doubtless
determined not by personal or religious considerations, but by reasons of
state. We cannot say whether he was already forming projects which rendered the
alienation from Rome undesirable; but his principal and immediate purpose was
assuredly to restore ecclesiastical peace and tranquillity in his own realm,
and to inaugurate his reign by an act of piety and orthodoxy which would go far
in the eyes of the inhabitants of Constantinople to atone for the questionable
methods by which he had won the autocratic power.
Nothing proves
more convincingly than Basil’s prompt reversal of his predecessor’s
ecclesiastical policy, that this policy was generally unpopular. Unless he had
been sure that the restitution of Ignatius would be welcomed by an important
section of his subjects at Constantinople, it is incredible, in view of the
circumstances of his accession, that it would have been his first important
act. Photius had his band of devoted followers, but they seem to have been a
small minority; and there are other indications that public opinion was not in
his favour. The severe measures to which the government had resorted against
Ignatius and his supporters would hardly have been adopted if the weight of
public opinion had leaned decisively on the side of Photius. There was,
however, some embarrassment for Basil, who only a few months before had
co-operated in the council which excommunicated the Pope, and there was
embarrassment for many others who shared the responsibility, in turning about
and repudiating their acts. The natural instinct was to throw all the blame
upon Photius; Basil’s signature was officially declared to be spurious; and
most of those, who had taken part willingly or unwillingly in the condemnation
of the Pope, were eager to repudiate their consent to that audacious
transaction.
The proceedings
of the Eighth Council, which procured a temporary triumph for Rome, the second
patriarchate of Photius, and his second dethronement, lie outside the limits of
this volume. He died in exile, almost a centenarian. Immediately after his death
he was recognized as a Father of the Church, and anathema was pronounced on all
that Councils or Popes had uttered against him. The rift between Rome and
Constantinople, which Photius had widened and deepened, was gradually enlarged,
and after the final rent (in the middle of the eleventh century), which no
subsequent attempts at union could repair, the reputation of Photius became
brighter than ever, and his council of 861, which the Pope had stigmatized as a
pirate synod, was boldly described by Balsamon as
ecumenical. It was recognized that Photius was the first great champion of the
independence of the see of Constantinople, and of the national development of
the Greek Church, against the interference of Rome. He formulated the points of
difference between the two Churches which were to furnish the pretext for the
schism; he first brought into the foreground, as an essential point of
doctrine, the mystery of the procession of the Holy Ghost.
The members of
the Latin and the Greek Churches are compelled, at the risk of incurring the
penalties of a damnable heresy, to affirm or to deny that the Holy Ghost
proceeds from the Son as well as from the Father. The historian, who is not
concerned, even if he were qualified, to examine the mutual relations which
exist among the august persons of the Trinity, will yet note with some interest
that on this question the Greeks adhered to the official doctrine of the Church
so far as it had been expressed by the authority of Ecumenical Councils. The
theologians of the Second Council at Constantinople (a.d. 381) had distinctly declared
the procession from the Father, and against this pronouncement it could only be
argued that they had not denied the procession from the Son. It was not till a.d. 589 that
a council in Spain added the words “and the Son” to the creed of Nicaea, and
this addition was quickly adopted in Gaul. It corresponded to the private
opinions of most western theologians, including Augustine and Pope Leo I. But
the Greek Fathers generally held another doctrine, which the layman may find it
difficult to distinguish. They maintained that the Third person proceeded not
from, but through the Second. In the ninth century, the Popes, though they
repudiated the opposite dogma, hesitated to introduce the Spanish interpolation
into the Creed, and perhaps it was not adopted till the beginning of the
eleventh. The Reformed Churches have accepted the formula of the Creed, as it
was revised in Spain, though they acknowledge only the authority of the first
four Ecumenical Councils. It can hardly make much difference to the mass of
believers; since we may venture to suspect that the majority of those who
profess a firm belief in the double procession attach as little significance to
the formula which they pronounce as if they declared their faith in a fourth
dimension of space.
The beginnings
of the antagonism and mutual dislike between the Greeks and Latins, which are
so conspicuous at a later stage of history, may be detected in the Ignatian controversy.
In the correspondence between Pope and Emperor, we can discern the Latin
distrust of the Greeks, the Greek contempt for the Latins. The Emperor,
probably prompted by Photius, describes Latin as a “barbarous and Scythian”
language. He has quite forgotten that it was the tongue of Constantine and
Justinian, and the Pope has to remind him that his own title is “Emperor of the
Romans” and that in the ceremonies of his own court Latin words are daily pronounced.
But this childish and ignorant attack on the language of Roman law shows how
the wind was blowing, and it well illustrates how the Byzantines, in the
intense conviction of the superiority of their own civilization—for which
indeed they had many excellent reasons—already considered the Latin-speaking
peoples as belonging to the barbarian world. It was not to be expected that the
Greeks, animated by this spirit, would accept such claims of ecclesiastical
supremacy as were put forward by Nicolas, or that the Church of Constantinople
would permit or invite a Pope’s interference, except as a temporary expedient.
Photius aroused into consciousness the Greek feeling of nationality, which
throughout the Middle Ages drew strength and nourishment from bitter antagonism
to Roman Christianity, and the modern Hellenes have reason to regard him, as
they do, with veneration as a champion of their nationality.
The Ignatian
affair has another aspect as a conspicuous example of the Caesaropapism which
was an essential feature in the system of the Byzantine state. Ignatius was
removed, because he offended the Emperor, just as any minister might be
deprived of his office. It may be said that the Ignatian party represented a
feeling in the Church against such an exertion of the secular power; and it is
doubtless true that the party included, among its active members, some who
inherited the traditions of the opposition to the Patriarchs Tarasius and
Nicephorus and considered the influence of the Emperors in ecclesiastical
affairs excessive. But we may hesitate to believe that the party as a whole
supposed that they were protesting on principle against the authority of the
autocrat over the Church. It is more probable that they were guided by personal
ties and considerations, by sympathy with Ignatius who seemed to have been
most; unjustly treated, and by dislike of Photius. It is to be observed that
the Emperor made his will prevail, and though the policy of Michael was
reversed by Basil, this was simply a change in policy, it was not a change in
principle. It was a concession to public opinion and to Home, it was not a
capitulation of the State to the Church. It was a new act of the autocrat as
head of the ecclesiastical organization, it was not an abdication of the
Caesar-pope.
It is hardly
necessary to speak of the canonical irregularities of which so much was made
in the indictment of the Pope and the Ignatian synods against Photius. In
regard to the one fact which we know fully, the sudden elevation of a layman to
the episcopal office, we may observe that the Pope’s reply to the case which
Photius made out is unsatisfactory and imperfect. The instances of Tarasius and
Nicephorus were sufficient for the purpose of vindication. In regard to Tarasius,
it is urged by Nicolas that Pope Hadrian protested against his elevation, in a
message addressed to the Seventh Ecumenical Council. But the Council had not
hesitated to accept Tarasius, and it did not concern the Church of Constantinople,
what the Bishop of Rome, apart from the Council, chose to think or say about
the matter. In regard to Nicephorus, the Pope said nothing because he had
nothing to say. Nicephorus was in communion with Rome; the Popes of his day
raised no protest against his elevation. We have seen that if the first overtures
of Nicolas to Constantinople had met with a different reception, the canonical
molehills would never have been metamorphosed into mountains. The real value of
the objections may be measured by the fact that when Photius reascended the
patriarchal throne after the death of his rival, he was recognized by Pope John
III. The death of Ignatius had indeed removed one obstacle, but nevertheless on
the showing of Nicolas he was not a bishop at all. Pope John recognized him
simply because it suited the papal policy at the moment.
In the stormy
ecclesiastical history of our period the monks had played a conspicuous part,
first as champions of the worship of icons and then of the cause of Ignatius,
who was himself a typical monk. In the earlier controversies over the mystery
of the incarnation, gangs of monks had been the authors of scandal in those
turbulent assemblies at Ephesus, of which one is extolled as an Ecumenical
Council and the other branded as a synod of brigands; at Constantinople, they
led an insurrection which shook the throne of Anastasius. The Emperor
Constantine V recognized that the monks were his most influential and
implacable opponents and declared war upon monasticism. But monasticism was an
instinct too deeply rooted in Byzantine society to be suppressed or exterminated
; the monastic order rested on as firm foundations, secured by public opinion,
as the Church itself. The reaction under Irene revived and confirmed the power
of the cloister; and at the same time the Studite movement of reform, under the
guidance of Plato and Theodore, exerted a certain influence beyond the walls of
Studion and tended to augment the prestige of the monastic life, though it was
far from being generally accepted. The programme of the abbot Theodore to
render the authority of the Church independent of the autocrat was a
revolutionary project which had no body of public opinion behind it and led to
no consequences. The iconoclastic Emperors did their will, and the restoration
of image-worship, while it was a triumph for the monks, was not a victory of
the Church over the State. But within the State-Church monasticism flourished
with as little check as it could have done if the Church had been an
independent institution, and produced its full crop of economic evils. Hundreds
of monasteries, some indeed with but few tenants, existed in Constantinople and
its immediate neighbourhood in the ninth century, and the number was being
continually increased by new foundations. For it was a cherished ambition of
ordinary men of means to found a monastery, and they had only to obtain the
licence of a bishop, who consecrated the site by planting a cross, and to
furnish the capital for the upkeep of the buildings and the maintenance of
three monks. It was a regular custom for high dignitaries, who had spent their
lives in the service of the State, to retire in old age to cloisters which they
had built themselves. It is too little to say that this was an ideal of
respectability; it was also probably for the Byzantine man a realization of
happiness in the present, enhanced as it was by the prospect of bliss in the
future. But the State paid heavily for the indulgence of its members in the
life of the cloister and the cell.
CHAPTER VII
FINANCIAL AND
MILITARY ADMINISTRATION
1.
Finance
The Imperial
revenue in the Middle Ages proceeded from the same principal sources as in the
earlier ages of the Empire: taxation and the profits on the Imperial estates.
The machinery for collecting the revenue had perhaps been little altered, but
the central ministries which controlled the machinery had been considerably
changed. The various financial and cognate departments which had been subject
to the authority of the two great financial ministers and the Praetorian
Prefects, under the system introduced by Constantine, are now distributed among
eight mutually independent ministries.
The Logothete
or Accountant of the General Treasury, or, as he was briefly called, the General
Logothete, had inherited the most important duties of the Count of the
Sacred Largesses. He ordered and controlled the
collection of all the taxes. He was the head of the army of surveyors, controllers,
and collectors of the land and hearth taxes, and of the host of commerciarii or officers of the customs.
The Military
Logothete administered the treasury which defrayed the pay of the soldiers
and other military expenses, which used to be furnished from the chests of the
Praetorian Prefects. The Wardrobe and the Special Treasury were stores
for all kinds of material used for military and naval purposes; on the occasion
of a warlike expedition they supplied sails and ropes, hides, tin and lead, and
innumerable things required for the equipment. The President of the Special
Treasury controlled the public factories, and the Chartulary of the Wardrobe
was also master of the mint.
The estates of
the Crown, which were situated chiefly in the Asiatic provinces, were
controlled by two central offices. The revenues were managed by the Chartulary
of the Sakellion, the estates were administered by
the Great Curator} The pastures in western Asia Minor, however, where horses
and mules were reared for the military service, were under the stewardship of
another minister, the Logothete of the Herds, while the military stables of Malagina were directed by an important and independent
officer, the Count of the Stable. These latter offices had been in earlier
times subordinated to the Count of the Private Estate.
The Sakellion was the central treasury of the State. We have no
particular information concerning the methods of disbursement and allocation,
or the relations between the various bureaux. But we may suppose that the
General Logothete, who received the income arising from taxation, paid directly
to other departments the various standing expenses which were defrayed from
this revenue, and handed over the surplus to the Sakellion.
This treasury, which received directly the net income furnished by the rents of
the Private Estates, would thus have contained the specie available for the
expenses of military expeditions, for buildings and public works, for the
extravagances of the Court and all the private expenses of the Emperor. The
annual savings, if savings were effected, seem to have passed into the personal
custody of the sovran, so that Irene was able to conceal the treasure which she
had accumulated.
The Sakellion itself was under the control of the chief
financial minister, the Sakellarios, who acted as general comptroller.
The special financial ministries were not subordinate to him, but he had the
right and duty to inquire into their accounts, and was doubtless responsible
for all disbursements from the Sakellion.
Bullion,
furnished by the State mines, came to the General Logothete, who must have sent
it to the Wardrobe to be coined, while other bullion might be deposited before
mintage in the Special Treasury. From the Wardrobe the coins would pass to the Sakellion.
The two
principal direct taxes, on which the Imperial finance rested, were the land-tax
and the hearth-tax. These had always been the two pillars of the treasury, for
the hearthtax was only a modification of the old
capitation, being levied, not on the free man and woman, but on the household.
The population of cities, including the capital, did not pay the hearth-tax, at
least in the eastern provinces. The leaseholders on the Imperial estates were
not exempted from the land-tax, which all landed proprietors and tenants paid;
and the householders of Constantinople and the other cities were burdened by
an analogous charge on sites, which was known as the “urban tribute.” The
uniform hearth rate was probably combined in the same schedules with the other
tax and collected by the same officials. Other sources of income were the toll
on receipts (an income-tax of the most odious form, which Irene was praised for
abolishing) death duties, judicial fines, and, above all, the duties levied on
imports, which must have amounted to a substantial sum.
The unpopular
fiscal measures of the Emperor Nicephorus, which are briefly recapitulated by a
hostile monk, afford us a vague glimpse into the obscure financial conditions
of the Empire. His official experience as General Logothete had enabled him to
acquire an expert knowledge of financial details which few sovrans possessed,
and he was convinced that the resources of the State were suffering and its
strength endangered by the policy of laxity and indulgence which had been
adopted by Irene. In the first year of his reign there was a severe taxation,
which may have driven many to embrace the cause of the rebel Bardanes. We may conjecture that his severity consisted in
restoring wholly or partly the taxes which his predecessor had recently
abolished. We may be disposed to believe that he acquiesced in the
disappearance of the tax on receipts, for if he had revived it, his enemies,
who complained of all his financial measures, would hardly have failed to
include in their indictment the revival of a burden so justly odious. But we
may reasonably assume that he restored the custom duties, which were levied at
the toll-houses of Abydos and Hieron, to their former figure, and that he
imposed anew upon Constantinople the urban tribute, which Irene had inequitably
remitted.
But seven years
later, in a.d. 809, in view perhaps of the imminent struggle with the Bulgarians, he prepared
a formidable array of new measures to replenish the sinking contents of the
treasury.
I. In all cases where taxes had been reduced in
amount, they were raised again to the original sum. It is possible that this
applied to reductions which had been allowed during the preceding twenty years.
II. The kapnikon or
hearth-tax, which had replaced the old capitation-tax, was a fixed annual
charge of two miliarisia (2s.. But monastic and
religious institutions, orphanages, hospitals, homes for the aged, although
legally liable, had been exempted from payment for many years with the
connivance of the government. We cannot hesitate to ascribe this inequitable
favour to the policy of the pious Empress Irene. It was monstrous that the
tenants on the monastic lands should be free from the burden which was imposed
on all other farms and estates. Religious institutions multiplied rapidly;
private persons were constantly founding new monasteries; and there was a
prospect that every year the proceeds of the hearth-tax would suffer further
diminution. Nicephorus was fully justified in insisting that this exemption,
unauthorised by law, should cease, and in forcing the institutions which had
not contributed their due share to the maintenance of the State to pay the
arrears of the tax since the year of his own accession.
III.The land-tax, which continued to be the
most important source of revenue, was the most troublesome to adjust and to
control Nicephorus ordered that a new survey should be made, and that the tax
should be raised in amount by the charge of a shilling on the receipt which the
tax-collector delivered. In the case of large estates there was no difficulty
in collecting the duties; the whole property was liable for a fixed sum, and if some tenants were too poor to pay, it
did not matter to the fisc. But great estates (which were to increase in number
and extent in the course of the ninth and tenth centuries) seem at this time
not to have been numerous; small proprietorship prevailed. The system which the
government employed to secure the treasury against loss when a farmer failed or
could not make his land yield the necessary margin of profit did not work
satisfactorily. The farms of a commune were grouped together for this purpose,
and if one farmer was insolvent, the amount for which he was liable was
distributed as an extra-charge (epibolé) among
the other members of the group. For poorer members this imposition was a
considerable hardship, and the circumstance that Nicephorus deemed it expedient
to modify the system seems to show that there were many cases of small
proprietors reduced to penury. So far as we can interpret our brief record of
his measure, he sought to devolve the responsibility for the taxes of the poor
upon their richer neighbours. The fiscal debt of a defaulting farm no longer
fell upon a whole group, but upon some neighbouring proprietor, and this
liability was termed Allélengyon or Mutual
Security.
But what was to
happen to the indigent defaulter? Nicephorus enrolled him as a soldier,
compelling the same more prosperous neighbour to provide for his military equipment
by paying the sum of eighteen and a half nomismata.
We are not told whether this sum was regarded as a price for the land, which
ought to have been transferred to the possession of the neighbour who was held
responsible for it, or even whether the proprietor was compelled to sell it.
The growth of
monastic property was an economic evil which was justly regarded by Nicephorus
with disquietude, and he adopted the heroic measure of incorporating in the
Imperial domains the better lands of some rich monasteries. We cannot doubt
that the transaction took the form of a compulsory sale, the price being fixed
by the treasury ; it is impossible to suppose that it was naked confiscation,
which would have been alien to the methods of Roman policy. But the
taxes which had been paid on the entire property continued to be exacted,
according to our informant, from the diminished estates of the monks. We know
too little of the conditions and provisions to enable us to pronounce whether
this measure was unreasonably oppressive; but it is clear that
Nicephorus was prepared to brave the odium which always descended upon the
medieval statesman who set the economic interests of the State above those of
its monastic parasites.
But if
Nicephorus increased his domains at the expense of pious institutions, he also
alienated portions of the Imperial estates, and the motives of this policy are
obscure. It is recorded as a hardship that he sold Imperial lands on the coasts
of Asia Minor, at a fixed price, to unwilling purchasers, who, accustomed to
sea-faring and trade, knew little or nothing about agriculture. Here again we
must remember that the case is presented by an enemy, and that we are ignorant
of all the circumstances of the alleged coercion,
IV. In his diligent quest of ways and means,
the sudden acquisition of wealth, which we might now classify under the title
of unearned increment, did not escape the notice of Nicephorus as a suitable
object of taxation. He imposed heavy charges upon those who could be proved to
have suddenly risen from poverty to affluence through no work or merit of their
own. He treated them as treasure-finders, and thus brought them under the law
of Justinian by which treasure-trove was confiscated. The worst of this measure
was that it opened a fruitful field to the activity of informers.
V. Death duties were another source of
revenue which claimed the Emperor’s attention. The tax of 5 per cent on
inheritances which had been instituted by the founder of the Empire seems to
have been abolished by Justinian; but a duty of the same kind had been
reimposed, and was extended to successions in the direct line, which had
formerly, been exempted. The lax government of Irene had allowed the tax to be
evaded, by some at least of those who inherited property from their fathers or
grandfathers; and when Nicephorus ordered that it should be exacted from all
who had so inherited during the last twenty years, many poor men were in
consternation.
VI. It is remarkable that a statesman
possessing the financial experience of Nicephorus should have shared the
ancient prejudice against usury so far as to forbid the lending of money at
interest altogether. The deliverance of society from the evils attendant upon
merciless usury was dearly purchased by the injury which was inflicted upon
industry and trade. The enterprise of merchants who required capital was
paralyzed, and Nicephorus was forced to come to their rescue. He aided them in
a way which was highly advantageous to the treasury. He advanced loans of
twelve pounds of gold about (£518), exacting the high interest of 16^ per cent. The government was not bound by the prohibition of private usury, which
it is possible that the successor of Nicephorus prudently abolished.
VII. The custom duties, which were levied at
Abydos and had been remitted by Irene in her unscrupulous desire to conciliate
the favour of Constantinople, had been immediately re-enacted by her successor.
Household slaves of a superior kind were among the most valuable chattels which
reached the capital by the route of the Hellespont, and the treasury profited
by the cooks and pages and dancers who were sold to minister to the comfort and
elegance of the rich families of Byzantium. But there was also a demand for
these articles of luxury among the inhabitants of the Aegean coasts and
islands, who could purchase them without paying the heavy charges that were
exacted in the custom-houses of Abydos. Nicephorus abolished this immunity by
imposing a tax of two gold pieces a head on all such slaves who were sold to
the west of the Hellespont.
The chronicler
Theophanes, whose hostile pen has recorded these fiscal measures, completes his
picture of the Emperor’s oppressions by alleging that he used to pry into men’s
private affairs, employing spies to watch their domestic life and encouraging
ill-disposed servants to slander or betray their masters. "His cruelties
to the rich, the middle class, and the poor in the Imperial city were beyond
description.” In the last two years of his reign, he excited the murmurs of the
inhabitants by a strict enforcement of the market dues on the sales of animals
and vegetables, by quartering soldiers in monasteries and episcopal mansions,
by selling for the public benefit gold and silver plate which had been
dedicated in churches, by confiscating the property of wealthy patricians. He raised the taxes paid by churches and monasteries, and he commanded
officials, who had long evaded the taxation to which they were liable as
citizens, to discharge the arrears which they had failed to pay during his own
reign. This last order, striking the high functionaries of the Court, seemed so
dangerous to Theodosius Salibaras, a patrician who
had considerable influence with the Emperor, that he ventured to remonstrate.
“My lord,” he said, “all are crying out at us, and in the hour of temptation
all will rejoice at our fall.” Nicephorus is said to have made the curious
reply: “If God has hardened my heart like Pharaoh’s, what good can my subjects
look for? Do not expect from Nicephorus save only the things which thou seest.”
The laxity and
indulgence which had been permitted in the financial administration of the
previous reign rendered the severity of Nicephorus particularly unwelcome and
unpopular. The most influential classes were hit by his strict insistence on
the claims of the treasury. The monks, who suspected him of heterodoxy and
received no favours at his hands, cried out against him as an oppressor. Some
of his measures may have been unwise or unduly oppressive—we have not the means
of criticizing them; but in his general policy he was simply discharging his
duty, an unpopular duty, to the State.
Throughout the
succeeding reigns we obtain no such glimpse into the details or vicissitudes of
Imperial finance. If there was a temporary reaction under Michael I. against
the severities of Nicephorus, the following Emperors must have drawn the reins
of their financial administration sufficiently tight. After the civil war,
indeed, Michael II. rewarded the provinces which had been faithful to his cause
by a temporary remission of half the hearth-tax. The facts seem to show that
the Amorian rulers were remarkably capable and successful in their finance. On
one hand, there was always an ample surplus in the treasury, until Michael III.
at the very end of his reign deplenished it by wanton
wastefulness. On the other, no complaints are made of fiscal oppression during
this period, notwithstanding the fact that the chroniclers would have rejoiced
if they had had any pretext for bringing such a charge against heretics like
Theophilus and his father.
If our
knowledge of the ways and means by which the Imperial government raised its
revenue is sadly incomplete and in many particulars conjectural, we have no
information as to its amount in the ninth century, and the few definite figures
which have been recorded by chance are insufficient to enable us to guess
either at the income or the expenditure. It is a remarkable freak of fortune
that we should possess relatively ample records of the contemporary finance of
the Caliphate, and should be left entirely in the dark as to the budget of the
Empire.
We have some
figures bearing on the revenue in the twelfth century, and they supply a basis
for a minimum estimate of the income in the ninth, when the State was stronger
and richer. We learn that Constantinople alone furnished the treasury with
7,300,000 nomismata, including the profits of
taxation on commerce and the city markets. It has been supposed that the rest
of the Empire contributed five times as much, so that the total revenue would
be more than £26,280,000. At this period the greater part of Asia Minor was in
the hands of the Seljuk Turks, while, on the other hand, the Empire possessed
Bulgaria and Crete. It might therefore be argued that the Emperor Theophilus,
who also held Calabria and received a certain yearly sum from Dalmatia, may
have enjoyed a revenue of twenty-seven to thirty millions.
But the
proportion of 1 to 5, on which this calculation rests, is such an arbitrary
hypothesis that we must seek some other means of forming a rough evaluation. We
are told that in the twelfth century the island of Corcyra yielded 1500 pounds
of gold to the Imperial treasury. The total area of the Imperial territory in
the reign of Theophilus (counting Sicily as lost, and not including Cala.bria, Dalmatia, Cyprus, or Cherson) was about 546,000
kilometres. The area of Corcyra is 770, so that if its contribution to the
treasury was as large in the ninth as in the twelfth century, and was
proportional to its size, the amount of the whole revenue would be about
£46,000,000. But the population of the islands was undoubtedly denser than in
most regions of the mainland, and it is probably an insufficient set-off to
have left out of account Calabria and some other outlying Imperial possessions,
and to have made no allowance for the vast amount contributed by
Constantinople. Yet this line of calculation suggests at least that the
Imperial revenue may have exceeded thirty millions and was nearly half as large
again as the revenue of the Caliphs.
If we accept
£25,000,000 as a minimum figure for the revenue arising from taxation of all
kinds, we must add a considerable sum for the profits arising from the Imperial
Estates in Asia Minor. Disregarding this source of income, which we have no
data for estimating, we must remember that the weight of gold which if sent to
the mint today would be coined into twenty-five million sovereigns represented
at Byzantium a far higher purchasing power. It is now generally assumed that
the value of money was five times as great, and this is probably not an
exaggeration. On this hypothesis the Imperial revenue from taxation would correspond
in real value to £125,000,000.
It is
impossible to conjecture how the expenditure was apportioned. Probably a sum of
more than £1,000,000 was annually spent on the maintenance of the military
establishment, not including the cost of campaigns. The navy, the civil
service in all its branches, religious foundations, doles to charitable
institutions, liberal presents frequently given to foreign potentates for
political purposes, represented large claims on the treasury, while the upkeep
of a luxurious Court, and the obligatory gifts on stated occasions to crowds of
officials, consumed no small portion of the Emperor’s income. Theophilus must
have laid out more than a million a year on his buildings. It is only for the
army and navy that we possess some figures, but these are too uncertain and
partial to enable us to reconstruct a military budget.
Perhaps the
most striking evidence of the financial prosperity of the Empire is the
international circulation of its gold currency. “In the period of 800 years
from Diocletian to Alexius Comnenus the Roman government never found itself
compelled to declare bankruptcy or stop payments. Neither the ancient nor the
modern world can offer a complete parallel to this phenomenon. This prodigious
stability of Roman financial policy therefore secured the “byzant” its
universal currency. On account of its full weight it passed with all the
neighbouring nations as a valid medium of exchange. By her money Byzantium
controlled both the civilised and the barbarian worlds.”
2.
Military and
Naval Organization
I. Under the Amorian dynasty considerable
administrative changes were
made in the organization of the military provinces into which the Empire was
divided, in order to meet new conditions. In the Isaurian period there were
five great Themes in Asia Minor, governed by strategoi,
in the following order of dignity and importance: the Anatolic, the Armeniac,
the Thrakesian, the Opsikian,
and the Bukellarian. This system of “the Five
Themes,” as they were called, lasted till the reign of Michael II, if not till
that of Theophilus. But it is probable that before that time the penetration of
the Moslems in the frontier regions had rendered it necessary to delimit from
the Anatolic and Armeniac provinces districts which were known as kleisurarchies, and were under minor commanders, kleisurarchs, who could take measures for defending
the country independently of the strategoi. In this
way the kleisurarchy of Seleucia, west of
Cilicia, was cut off from the Anatolic Theme, and that of Charsianon from the Armeniac, Southern Cappadocia,
which was constantly exposed to Saracen invasion through the Cilician gates,
was also formed into a frontier province. We have no record of the times at
which these changes were made, but we may suspect that they were of older date
than the reign of Theophilus.
This energetic
Emperor made considerable innovations in the thematic system throughout the
Empire, and this side of his administration has not been observed or
appreciated. In Asia Minor he created two new Themes, Paphlagonia and Chaldia. Paphlagonia seems to have been cut off from the Bukellarian province; probably it had a separate existence
already, as a “katepanate,” for the governor of the
new Theme, while he was a strategos, bore the special title of katepano, which looks like the continuation of an older
arrangement. The rise of Paphlagonia in importance may be connected with the
active Pontic policy of Theophilus. It is not without significance that Paphlagonian ships played a part in the expedition which he
sent to Cherson, and we may conjecture with probability that the creation of
the Theme of the Klimata on the north of the Euxine
and that of Paphlagonia on the south were not isolated acts, but were part of
the same general plan. The institution of the Theme of Chaldia,
which was cut off from the Armeniac Theme (probably A.D. 83 7), may also be
considered as part of the general policy of strengthening Imperial control over
the Black Sea and its coastlands, here threatened by the imminence of the
Moslem power in Armenia. To the south of Chaldia was
the duchy of Koloneia, also part of the Armeniac
circumscription. In the following reign (before a.d. 863) both Koloneia and Cappadocia were elevated to the rank of
Themes.
The Themes of
Europe, which formed a class apart from those of Asia, seem at the end of the
eighth century to have been four in number —Thrace, Macedonia, Hellas, and
Sicily. There were also a number of provinces of inferior rank— Calabria, under
its Dux; Dalmatia and Crete, under governors who had the title of archon; while
Thessalonica with the adjacent region was still subject to the ancient
Praetorian Prefect of Illyricum, an anomalous survival from the old system of
Constantine. It was doubtless the Slavonic revolt in the reign of Nicephorus I.
that led to the reorganization of the Helladic province, and the constitution
of the Peloponnesus as a distinct Theme, so that Hellas henceforward meant
Northern Greece. The Mohammadan descent upon Crete
doubtless led to the appointment of a strategos instead of an archon of Crete,
and the Bulgarian wars to the suppression of the Praetorian prefect by a
strategos of Thessalonica. The Theme of Kephalonia (with the Ionian Islands) seems to have existed at the beginning of the ninth
century; but the Saracen menace to the Hadriatic and
the western coasts of Greece may account for the foundation of the Theme of Dyrrhachium, a city which probably enjoyed, like the communities
of the Dalmatian coast, a certain degree of local independence. If so, we may
compare the policy of Theophilus in instituting the strategos of the Klimata with control over the magistrates of Cherson.
It is to be
noted that the Theme of Thrace did not include the region in the immediate
neighbourhood of Constantinople, cut off by the Long Wall of Anastasius, who
had made special provisions for the government of this region. In the ninth
century it was still a separate circumscription, probably under the military
command of the Count of the Walls, and Arabic writers designate it by the
curious name Talaya or Tafla.
A table will
exhibit the general result of all these changes:
Asiatic Themes
Strategiai
1. Anatolic, 2. Armeniac,
3. Thrakesian, 4. Opsikian,
5. Bukellarian, 6. Cappadocia, 7. Paphlagonia, 8. Chaldia, 9. Koloneia
Kleisurarchiai
10. Charsianon.
11. Seleucia.
Naval Themes
I. Kibyrrhaiot.
2. Aigaion Pelagos.
European (and other) Themes
Strategiai
1. Macedonia, 2. Thrace, 3.
Hellas, 4. Peloponnesus, 5. Thessalonica, 6. Dyrrhachium, 7. Kephalonia,
8. Sicily, 9. Klimata.
Ducate
10. Calabria
Archontates
11. Dalmatia. 12. Cyprus.
II. There were considerable differences in
the ranks and salaries of the strategoi. In the first
place, it is to be noticed that the governors of the Asiatic provinces, the
admirals of the naval Themes, and the strategoi of
Thrace and Macedonia were paid by the treasury, while the governors of the
European Themes paid themselves a fixed amount from the custom dues levied in
their own provinces. Hence for administrative purposes Thrace and Macedonia are
generally included among the Asiatic Themes. The rank of patrician was bestowed
as a rule upon the Anatolic, Armeniac, and Thrakesian strategoi, and these three received a salary of 40
lbs. of gold. The pay of the other strategoi and kleisurarchs ranged from 36 to 12 lbs, but their stipends
were somewhat reduced in the course of the ninth century. We can easily
calculate that the total cost of paying the governors of the eastern provinces
(including Macedonia and Thrace) did not fall short of £15,000.
In these
provinces there is reason to suppose that the number of troops, who were
chiefly cavalry, was about 80,000. They were largely settled on military lands,
and their pay was small. The recruit, who began service at a very early age,
received one nomisma in his first year, two in his
second, and so on, till the maximum of twelve, or in some cases of eighteen,
was reached.
The army of the
Theme was divided generally into two, sometimes three, turms or brigades; the turm into drungoi or battalions; and the battalion into banda or
companies. The corresponding commanders were entitled turmarchs, drungaries, and counts. The number of men in the
company, the sizes of the battalion and the brigade, varied widely in the
different Themes. The original norm seems to have been a bandon of 200 men and a drungos of 5 banda.
It is very doubtful whether this uniform scheme still prevailed in the reign of
Theophilus. It is certain that at a somewhat later period the bandon varied in size up to the maximum of 400, and the drungos oscillated between the limits of 1000 and 3000 men.
Originally the turm was composed of 5 drungoi (5000 men), but this rule was also changed. The
number of drungoi in the turm was reduced to three, so that the brigade which the turmarch commanded ranged from 3000 upwards.
The pay of the
officers, according to one account, ranged from 3 lbs. to 1 lb., and perhaps
the subalterns in the company (the kentarchs and pentekoutarchs) are included; but the turmarchs in the larger themes probably received a higher salary than 3 lbs. If we assume
that the average bandon was composed of 300 men and
the average drungos of 1500, and further that the pay
of the drungary was 3 lbs., that of the count 2 lbs.
and that of the kentarch 1 lb., the total sum
expended on these officers would have amounted to about £64,000. But these
assumptions are highly uncertain. Our data for the pay of the common soldiers
form a still vaguer basis for calculation; but we may conjecture, with every
reserve, that the salaries of the armies of the Eastern Themes, including
generals and officers, amounted to not less than £500,000.
The armies of
the Themes formed only one branch of the military establishment. There were
four other privileged and differently organized cavalry regiments known as the
Tagmata : (1) the Schools, (2) the Excubitors,
(3) the Arithmos or Vigla,
and (4) the Hikanatoi. The first three were of
ancient foundation ; the fourth was a new institution of Nicephorus I, who
created a child, his grandson Nicetas (afterwards the Patriarch Ignatius), its
first commander. The commanders of these troops were entitled Domestics, except
that of the Arithmos, who was known as the Drungary of the Vigla or Watch.
Some companies of these Tagmatic troops may have been
stationed at Constantinople, where the Domestics usually resided, but the
greater part of them were quartered in Thrace, Macedonia, and Bithynia. The
question of their numbers is perplexing. We are variously told that in the
ninth century they were each 6000 or 4000 strong, but in the tenth the numbers
seem to have been considerably less, the strength of the principal Tagma, the Scholarians, amounting to no more than 1500 men. If we
accept one of the larger figures for the reign of Theophilus, we must suppose
that under one of his successors these troops were reduced in number.
The Domestic of
the Schools preceded in rank all other military commanders except the strategos
of the Anatolic Theme, and the importance of the post is shown by the
circumstance that it was filled by such men as Manuel and Bardas. In later
times it became still more important; in the tenth century, when a military
expedition against the Saracens was not led by the Emperor in person, the
Domestic of the Schools was ex officio the Commander-in-Chief. The Drungary of the Watch and his troops were distinguished
from the other Tagmata by the duties they performed as sentinels in campaigns
which were led by the Emperor in person. The Drungary was responsible for the safety of the camp, and carried the orders of the
Emperor to the generals.
Besides the
Thematic and the Tagmatic troops, there were the
Numeri, a regiment of infantry commanded by a Domestic; and the forces which
were under the charge of the Count or Domestic of the Walls, whose duty seems
to have been the defence of the Long Wall of Anastasius. These troops played
little part in history. More important was the Imperial Guard or Hetaireia,
which, recruited from barbarians, formed the garrison of the Palace, and
attended the Emperor on campaigns.
The care which
was spent on providing for the health and comfort of the soldiers is
illustrated by the baths at Dorylaion, the first of
the great military stations in Asia Minor. This bathing establishment impressed
the imagination of oriental visitors, and it is thus described by an Arabic
writer:
Dorylaion possesses warm
springs of fresh water, over which the Emperors have constructed vaulted
buildings for bathing. There are seven basins, each of which can accommodate a
thousand men. The water reaches the breast of a man of average height, and the
overflow is discharged into a small lake.
In military
campaigns, careful provision was made for the wounded. There was a special
corps of officers called deputatoi, whose duty
was to rescue wounded soldiers and take them to the rear, to be tended by the
medical staff. They carried flasks of water, and had two ladders attached to
the saddles of their horses on the left side, so that, having mounted a fallen
soldier with the help of one ladder, the deputatos could himself mount instantly by the other and ride off.
It is
interesting to observe that not only did the generals and superior officers
make speeches to the soldiers, in old Hellenic fashion, before a battle, but
there was a band of professional orators, called cantatores,
whose duty was to stimulate the men by their eloquence during the action. Some
of the combatants themselves, if they had the capacity, might be chosen for
this purpose. A writer on the art of war suggests the appropriate chords which
the cantatores might touch, and if we may
infer their actual practice, the leading note was religious. “We are fighting
in God’s cause; the issue lies with him, and he will not favour the enemy
because of their unbelief.”
III. Naval necessities imposed an increase of
expenditure for the defence of the Empire in the ninth century. The navy, which
had been efficiently organized under the Heraclian dynasty and had performed memorable services against the attacks of the Omayyad
Caliphs, had been degraded in importance and suffered to decline by the policy
of the Isaurian monarchs. We may criticize their neglect of the naval arm, but
we must remember that it was justified by immediate impunity, for it was
correlated with the simultaneous decline in the naval power of the Saracens.
The Abbasids who transferred the centre of the Caliphate from Syria to
Mesopotamia undertook no serious maritime enterprises. The dangers of the
future lay in the west and not in the east,—in the ambitions of the Mohammadan rulers of Africa and Spain, whose only way of
aggression was by sea. Sicily was in peril throughout the eighth century, and
Constantine V. was forced to reorganize her fleet; accidents and internal
divisions among the Saracens helped to save her till the reign of Michael II.
We shall see in another chapter how the Mohammadans then obtained a permanent footing in the island, the beginning of its complete
conquest, and how they occupied Crete. These events necessitated a new maritime
policy. To save Sicily, to recover Crete, were not the only problems. The
Imperial possessions in South Italy were endangered; Dalmatia, the Ionian
islands, and the coasts of Greece were exposed to the African fleets. It was a
matter of the first importance to preserve the control of the Hadriatic. The reorganization of the marine establishment
was begun by the Amorian dynasty, though its effects were not fully realized till
a later period.
The naval
forces of the Empire consisted of the Imperial fleet, which was stationed at
Constantinople and commanded by the Drungary of the
Navy, and the Provincial fleets of the Kibyrrhaeot Theme, the Aegean, Hellas, Peloponnesus, and Kephalonia. The Imperial fleet must now have been increased
in strength, and the most prominent admiral of the age, Ooryphas,
may have done much to reorganize it. An. armament of three hundred warships was
sent against Egypt in A.D. 853, and the size of this force may be held to mark
the progress which had been made. Not long after the death of
Michael III. four hundred vessels were operating off the coast of Apulia.
We have some
figures which may give us a general idea of the cost of these naval
expeditions. Attempts were made to recover Crete from the Saracens in a.d. 902 and
in a.d. 949, and the pay of officers and men for each of these expeditions, which were
not on a large scale, amounted to over £140,000. This may enable us to form a
rough estimate of the expenditure incurred in sending armaments oversea in the
ninth century. We may surmise, for instance, that not less than a quarter of a
million (pounds sterling), equivalent in present value to a million and a
quarter, was spent on the Egyptian expedition in the reign of Michael III.
CHAPTER VIII
THE SARACEN
WARS
1.
The Empire of
the Abbasids
In the days of
Nicephorus and Charles the Great, the Caliphate was at the height of its power
and grandeur; a quarter of a century later the decline of Abbasid rule, a
process which was eked out through several centuries, had already begun. An
accomplished student of Mohammadan history has found,
even in the reigns of Harun and his son Mamun, the last great Caliphs, signs
and premonitions of decay; in their characters and tempers he discovers traits
of the degeneracy which was to be fully revealed in their weak and corrupt
successors. Without presuming to decide whether Harun should be called a
degenerate because to a nature unscrupulously cruel he united susceptibility so
sensitive to music and so prone to melancholy that he burst into tears on
hearing the strains of a boatman’s song wafted over the waters of the Tigris,
we can see in his reign and that of his son the immense difficulties of
government which confronted the rulers of the Mohammadan world, the strength of the elements of division and disruption, and the need of
sovrans of singular ability and strenuous life, if the fabric of the Empire was
to be held together.
The realm of
the Abbasids, in its early period, presents some interesting points of
comparison with the contemporary Roman Empire. The victory of the Abbasids and
their establishment on the throne of the Caliphs had been mainly due to
Persian support; the change of dynasty marked the triumph of Persian over
Arabian influence. We may fairly compare this change with that which attended
the elevation of the Isaurian dynasty to the throne of the Caesars. The balance
was shifted in favour of the eastern regions of the Empire, and influences
emanating from the mountains of Asia Minor strove to gain the upper hand over
the prevailing influence of the Greeks. If the struggle between the two spirits
expressed itself here in the form of the iconoclastic controversy, the
anti-Arabian reaction in the Caliphate was similarly marked by a religious
movement, which is called heretical because it was unsuccessful, and has a
certain resemblance to iconoclasm in so far as it was an attempt of reason to
assert itself, within certain limits, against authority and tradition. While
the Omayyad Caliphs were still ruling in Damascus, there were some thoughtful Mohammadans who were not prepared to accept without
reflexion the doctrines which orthodoxy imposed ; and it is not improbable that
such men were stimulated in theological speculation by friendly disputes and
discussions with their Christian fellow-subjects. The sect of the Mutazalites proclaimed the freedom of the will, which the
orthodox Mohammadan regards as inconsistent with the
omnipotence of Allah, and they adopted the dangerous method of allegorical
interpretation of the Koran. Their doctrines were largely accepted by the
Shiites, and they had to endure some persecution under the Caliphs of
Damascus. The first Abbasid rulers secretly sympathized with the Mutazalites, but orthodoxy was still too strong to enable
them to do more than tolerate it. Mamun was the first who ventured to profess
the heresy, and in a.d. 827 he issued an edict proclaiming that the Koran was created. This was the
cardinal point at issue. The Mutazalites pointed out
that if, as the orthodox maintained, the Koran existed from all eternity, it
followed that there were two co-existing and equally eternal Beings, Allah and
the Koran. The doctrine of the eternal existence of the Koran corresponds to
the Christian doctrine of the inspiration of the Bible, and in denying it the
Caliph and his fellow-heretics seemed to undermine the authority of the Sacred
Book. There were some who had even the good sense to assert that a better book
than the Koran might conceivably be written. The intellectual attitude of the Mutazalites is also apparent in their rejection of
the doctrine, which the orthodox cherished, that in the next world God would
reveal himself to the faithful in a visible shape. Mamun may have hoped to
bring about a general reform of Islam, but his enlightened views, which his two
successors, Mutasim and Wathik, also professed and
endeavoured to enforce, probably made few converts. These Caliphs, like the
iconoclastic Emperors, resorted to persecution, the logical consequence of a
system in which theological doctrine can be defined by a sovran’s edict. When Wathik died, in consequence of his dissolute life, in a.d. 847, his
successor Mutawakkil inaugurated a return to the
orthodox creed, and executed those who persisted in denying the eternity of the
Koran.
The genuine
interest evinced by the Caliphs of this period in poetry and music, in
literature and science, was the most pleasing feature of their rule. It was a
coincidence that the brilliant period of Arabic literature, developing under
Persian influence, was contemporary with the revival of learning and science at
Constantinople, of which something will be said in another chapter. The debt
which Arabic learning owed to the Greeks was due directly to the intermediate
literature of Syria ; but we must not ignore the general effect of influences
of culture which flowed reciprocally and continually between the Empire and the
Caliphate. Intercourse other than warlike between neighbouring realms is
usually unnoticed in medieval chronicles, and the more frequent it is, the more
likely it is to be ignored. But various circumstances permit us to infer that
the two civilizations exerted a mutual influence on each other; and the
historians record anecdotes which, though we hesitate to accept them as literal
facts, are yet, like the anecdotes of Herodotus, good evidence for the social
or historical conditions which they presuppose. It must not be thought that the
religious bigotry of the Moslems or the chronic state of war between the two
powers were barriers or obstacles. At that time the Mohammadan society of the middle classes, especially in the towns, seems to have been
permeated by a current of intellectual freedom : they were not afraid to think,
they were broad-minded and humane. On the other hand, while the
continuous hostilities on the frontiers do not appear to have seriously
interrupted the commercial traffic between Europe and Asia, the war directly
contributed to mutual knowledge. In the annual raids and invasions by which the
Romans and Saracens harried each other’s territories, hundreds of captives were
secured; and there was a recognized system of exchanging or redeeming them at
intervals of a few years. The treatment of these prisoners does not seem to
have been very severe; distinguished Saracens who were detained in the State
prison at Constantinople were entertained at banquets in the Imperial palace. Prisoners of the better classes, spending usually perhaps five or six
years, often much longer terms, in captivity, were a channel of mutual
influence between Greek and Saracen civilization. On the occasion of an
exchange of captives in a.d. 845, Al-Garmi, a highly orthodox Mohammadan, was one
of those who was redeemed. During a long period of detention, he had made
himself acquainted with the general outline of Imperial history, with the
government, the geography, and the highroads of the Empire, and had obtained
information touching the neighbouring lands of the Slavs and the Bulgarians. He
committed the results of his curiosity to writing, and the descriptive work of
Ibn Khurdadhbah, which has come down to us, owed much
to the compositions of the captive Al-Garmi.
In its
political constitution, the most striking feature of the Caliphate, as
contrasted with the Roman Empire, was the looseness of the ties which bound its
heterogeneous territories together under the central government. There was no
great administrative organization like that which was instituted by Diocletian
and Constantine, and survived, however changed and modified, throughout the
ages. At Constantinople the great chiefs of departments held in their hands the
strings to all the administration in the provinces, and the local affairs of
the inhabitants were strictly controlled by the governors and Imperial
officials. In the Caliphate, on the other hand, the provincials enjoyed a large
measure of autonomy, and there was no administrative centralisation. For
keeping their subjects in hand, the Caliphs seem to have depended on secret
police and an organized system of espionage. An exception to the principle of
abstaining from State interference was made in favour of agriculture : the
government considered itself responsible for irrigation : and the expenses of
maintaining in repair the sluices of the Tigris and Euphrates, indispensable
for the fertility of Mesopotamia, were defrayed entirely by the public
treasury.
The small
number of the ministries or divans in Baghdad is significant of the
administrative simplicity of the Saracen State. The most important minister
presided over the office of the ground-tax, and next to him was the grand
Vezir. The duty of the Postmaster was to exercise some general control over the
administration; and his title, though he was not responsible for the management
of the State Post, suggests the methods by which such control was exerted. The
chief purpose of the Post, which, like that of the Roman Empire, was
exclusively used by officials, was to transmit reports from the provinces to
the capital It was carefully organized. The names of the postal stations, and
their distances, were entered in an official book at Baghdad, and the oldest
geographical works of the Arabs were based on these official itineraries. The
institution served a huge system of espionage, and the local postmasters were
the informers, sending reports on the conduct of governors and tax-collectors,
as well as on the condition of agriculture, to headquarters.
We possess far
fuller information on the budget of the Caliphate under the early Abbasids than
on the finances of the later Empire at any period. We can compare the total
revenues of the State at various periods in the eighth and ninth centuries, and
we know the amount which each province contributed. Under Harun ar-Rashid the whole revenue amounted to more than 530
millions of dirhams, in addition to large contributions in kind, whose value in
money it is impossible to estimate. In the reign of Mamun (a.d. 819-820)
it was reduced perhaps by 200 millions, and about forty years later the sources
point to a still lower figure. In the following century (a.d. 915-916), it is recorded
that the income of the State, from the taxes which were paid in gold and
silver, amounted to no more than 24 millions of dirhams. The sources of the
revenue were the taxes on land and property, ships and mines, mills and factories,
the duties on luxuries, on salt, and many other things. The falling off during
the ninth century may be easily accounted for by such general causes as
internal troubles and rebellions, constant wars, the dishonesty of provincial
governors, and the lavish luxury of the Court. The Caliph Mamun is said to have
spent on the maintenance of his Court six thousand dinars daily, which is
equivalent nearly to £1,000,000 a year.
The
circumstances of the elevation of the Abbasid house entailed, as a natural
consequence, that the Persians should form an important element in the military
establishments. Under the Omayyads the chief
recruiting grounds were Basrah and Kufah, and the
host consisted mainly of Arabians. In the army of Mansur there were three chief
divisions—the northern Arabs, the southern Arabs, and, thirdly, the men of
Khurasan, a geographical term which then embraced the mountainous districts of
Persia. The third division were the privileged troops who, to use the technical
Roman term, were in praesenti and furnished the guards of the Caliph.
But in the reign of Mutasim, who ascended the throne in a.d. 833, the Persians were
dislodged from their place of favour by foreigners. The Turkish bodyguard was
formed by slaves imported from the lands beyond the Oxus, and so many came from
Farghana that they were all alike known as Farghanese.
We may suspect that many of these soldiers entered the Caliph’s service
voluntarily, and it is remarkable that much about the same time as the
formation of the Turkish bodyguard of the Caliph we meet the earliest mention
of Farghanese in the service of the Roman Empire. The unpopularity of the insolent Turkish guards among the inhabitants of
Baghdad drove Mutasim into leaving the capital, and during the secession to
Samarra, which lasted for sixty years, they tyrannized over their masters, like
the Praetorians of past and the Janissaries of future history. Yet a fifth
class of troops was added about the same time to the military forces of the
Caliphate; it consisted of Egyptian Beduins, Berbers,
and negroes, and was known as the African corps. The Saracens adopted the
tactical divisions of the Roman army. The regiment of 1000 men, commanded by a kaid, was subdivided into hundreds and tens, and there were
normally ten such regiments under the emir, who corresponded to the strategos
of a Theme.
2.
Baghdad
The capital
city of the Abbasids, from which they governed or misgoverned Western Asia, was
the second city in the world. In size and splendour, Baghdad was surpassed only
by Constantinople. There is a certain resemblance between the circumstances in
which these two great centres of power were founded. Saffah,
the first sovran of the new dynasty, had seen the necessity of translating the
seat of government from Syria to Mesopotamia. A capital on the navigable waters
of the Tigris or the Euphrates would be most favourably situated for ocean
commerce with the far East; it would be at a safe distance from Syria, where
the numerous adherents of the fallen house of the Omayyads were a source of danger; it would be near Persia, on whose support the risen
house of the Abbasids especially depended. Perhaps, too, it may have been
thought that Damascus was perilously near the frontier of the Boman Empire,
whoso strength and vigour had revived under its warlike Isaurian rulers. It was
impossible to choose Kufah on the Euphrates, with its
turbulent and fanatical population, and Saffah built
himself a palace near the old Persian town of Anbar, a hundred miles further up
the river. But his successor Mansur, having just essayed a new residence on the
same stream, discerned the advantages of a situation on the Tigris. For the
Tigris flows through fruitful country, whereas the desert approaches the
western banks of the Euphrates; and in the eighth century it flowed alone into
the Persian Gulf, while the Euphrates lost itself in a great swamp, instead of
uniting with its companion river, as at the present day. Mansur did not choose
the place of his new capital in haste. He explored the banks of the Tigris far
to the north, and thought that he had discovered a suitable site not far from
Mosul. But finally he fixed his choice on the village of Baghdad. Bricks
bearing the name of Nebuchadnezzar show that the spot was inhabited in the days
of the Assyrian monarchy; when Mansur inspected it, he found it occupied by
monasteries of Nestorian Christians, who extolled the coolness of the place and
its freedom from gnats. The wisdom of the Caliph’s decision may be justified by
the fact that Baghdad has remained unchallenged, till this day, the principal
city of Mesopotamia. The experiments preliminary to its foundation remind us
of the prologue to the foundation of Constantinople. When Diocletian
determined to reside himself in the East, he chose Nicomedia, and Nicomedia
corresponds to the tentative establishments of Saffah and Mansur on the Euphrates. When Constantine decided that Nicomedia would not
suit the requirements of a new Rome, he was no less at a loss than Mansur, and
we are told that various sites competed for his choice before he discovered
Byzantium.
But the tasks
which confronted the two founders were widely different. Constantine had to
renew and extend, an ancient city; and his plans were conditioned by the hilly nature
of the ground. The architectural inventiveness of Mansur and his engineers was
hampered by no pre-existing town; when they had cleared away a miserable hamlet
and the abodes of infidel monks, they bad a tabula rasa, level and
unencumbered, on which they could work their will, confined only by the Isa
canal and the Tigris itself. The architects used the opportunity and built a
wonderful city of a new type. It was in the form of a perfect circle, four
miles in circumference, surrounded by three concentric walls constructed of
huge sun-dried bricks. In the centre stood the Palace of Mansur, known as the
Golden Gate, and close to it the Great Mosque. The whole surrounding area,
enclosed by the inmost wall, was reserved for the offices of government, the
palaces of the Caliph’s children, and the dwellings of his servants. No one
except the Caliph himself was permitted to pass into these sacred precincts on
horseback. The ring between the inner and the middle wall was occupied by
houses and booths. The middle wall was the principal defence of the town,
exceeding the other two in height and thickness. Through its iron gates, so
heavy that a company was required to open them, a rider could enter without
lowering his lance; and at each gatehouse a gangway was contrived by which a
man on horseback could reach the top of the wall. From this massive
fortification a vacant space divided the outmost wall, which was encompassed by
a watermoat. This system of walls was pierced by
four series of equidistant gates — the gates of Syria (N.W.), Khurasan (N.E.),
Basrah (S.E.), and Kufah (S.W.). The imposing gatehouses
of the middle circle were surmounted by domes. Such was the general plan of the
round city of Mansur, to which he gave the name of Madinat as-Salam, “the City
of Peace.” But if the name was used officially, it has been as utterly
forgotten by the world as Aelia Capitolina and Theupolis,
which once aspired to replace Jerusalem and Antioch.
The building of
the city occupied four years (a.d. 762-766)? Mansur also built himself another
house, the Kasr-al-Khuld or Palace of Eternity, outside the walls, between the
Khurasan Gate and the river. It was here that Harun ar-Rashid
generally lived. South of the city stretched the great commercial suburb of
Karkh, and the numerous canals which intersected it must have given it the
appearance of a modern Dutch town. Here were the merchants and their stores, as
carefully supervised by the government as the traders and dealers of
Constantinople. The craftsmen and tradesmen did not live scattered
promiscuously in the same street, as in our cities of today; every craft and
every branch of commerce had its own allotted quarter. It is said that Mansur,
in laying out the town of Karkh, which was not included in his original plan,
was inspired by the advice of an envoy of the Roman Emperor, who was then
Constantine V. When the patrician had been taken to see all the wonders of the
new city, the Caliph asked him what he thought of it. “I have seen splendid
buildings,” he replied, but I have also
seen, O Caliph, that thine enemies are with thee, within thy city.” He
explained this oracular saying by observing that the foreign merchants in the
markets within the walls would have opportunities of acting as spies or even as
traitors. Mansur reflected on the warning, and removed the market to the
suburbs.
This is not the
only anecdote connecting Byzantine envoys with the foundation of Baghdad. We
may not give these stories credence, but they have a certain value for the
history of culture, because they would not have been invented if the Saracens
had not been receptive of Byzantine influences. It was said that a Greek
patrician advised Mansur on the choice of his site; and a visitor who walked
through the western suburb and was shown the great “water-mill of the
patrician” might feel convinced that here was an undoubted proof of the alleged
debt to Byzantine civilization. His guide would have told him that the name of
the builder of the mills was Tarath, who had come on
behalf of the Roman Emperor to congratulate the Caliph Mahdi on his accession
to the throne (a.d.< 775). Tarath, who was himself fifth in descent from
the Emperor Maruk, offered to build a mill on one of the canals. Five hundred
thousand dirhams were supplied for the cost, and the patrician guaranteed that
the yearly rents would amount to this sum. When the forecast was fulfilled,
Mahdi gratefully ordered that the rents should be bestowed on the patrician,
and until his death the amount was transmitted to him year by year to Constantinople.
The story sounds like a pleasing invention, called forth by the need of
explaining the name of the mill; and it has been suggested that the name itself
was originally derived, not from “Patrician,” but from “Patriarch,” and that
the mills, older than the foundation of the city, were called after the
Patriarch of the Nestorians. The name Tarath,
however, is evidently Tarasius, while in his Imperial ancestor Maruk it is easy
to recognize the Emperor Maurice; and it is to be observed that the age of the
fifth generation from Maurice (who died in a.d. 602) corresponds to the
reign of Mansur.
The traffic of
Baghdad was not confined to Karkh; there were extensive market-places also in
the region outside the western wall, and in the north-western suburb of Harbiyah, beyond the Syrian Gate. The quarters in all these
suburbs which encompassed the city were distinguished for the most part by the
names of followers of Mansur, to whom he assigned them as fiefs.
Although
Baghdad was to live for ever, the Round City of the founder was destined soon
to disappear. The Palace of the Golden Gate was little used after the death of
Mansur himself, and four generations later the rest of the court and government
was permanently established on the other side of the Tigris. At the very
beginning, three important suburbs grew up on the opposite bank of the river,
which was spanned by three bridges of boats. This region has aptly been
described as a fan-shaped area, the point of radiation being the extremity of
the Main Bridge, which led to the gate of Khurasan, and the curve of the fan
sweeping round from the Upper Bridge to the Lower Bridge. But these quarters of Rusafah, Shammasiyah, and Mukharrim were not destined to be the later city of the
Abbasids; their interest is entirely connected with the events of the earlier
period. Mansur built a palace in Rusafah for his son
Mahdi, in whose reign this quarter, inhabited by himself and his courtiers,
became the most fashionable part of the capital. More famous was the palace of
Jafar the Barmecide in the quarter of Mukharrim. It
was given by its builder as a free gift to prince Mamun, who enlarged it, built
a hippodrome, and laid out a wild beast park. When Mamun came to the throne, he
generally lived here, whenever he was in Baghdad, and from this time we may
date the upward rise of Eastern Baghdad. For the decline and destruction of
the Round City of Mansur had been initiated in the struggle between Mamun and
his brother Amin, when its walls and houses were ruined in a siege which lasted
for a year. Mamun rebuilt it, but neither he nor his successors cared to live
in it, and the neglect of the Caliphs led to its ultimate ruin and decay. For a
time indeed it seemed that Baghdad itself might permanently be abandoned for a
new residence. The Caliph Mutasim, who had built himself a new palace in Mukharrim, was forced by the mutinies of the Turkish Guards
to leave Baghdad, and Samarra, higher up the river, was the seat of the court
and government of the Commander of the Faithful for about sixty years (a.d. 836-94).
Once indeed, during this period, a caliph took up his quarters for a year in
Baghdad. It was Mustain, who fled from Samarra, unable to endure his subjection
to the Turkish praetorians (a.d. 865). But he came not to the city , of Mansur,
but to the quarter of Rusafah, which he surrounded
with a wall to stand the siege of the rival whom the Turks had set up. This
siege was as fatal to the old quarters of Eastern Baghdad as the earlier siege
was to the Round City and its suburbs. When the Court finally returned from
Samarra, thirty years later, new palaces and a new Eastern Baghdad arose
farther to the south, on ground- which was wholly beyond the limits of the
suburbs of Mansur’s city.
3.
The
Frontier Defences of the Umpire and the Caliphate
The sway of the
Caliph extended from the northern shores of Africa to the frontiers of India,
but after the year 800 his lordship over northern Africa was merely nominal,
and the western limits of his realm were virtually marked by Cyprus and Egypt.
For Ibrahim, son of Aghlab, who was appointed governor of Tunis, announced to
the Caliph Harun that he was prepared to pay a yearly tribute but was
determined to keep the province as a perpetual fief for himself and his
descendants. Harun, who was at the moment beset by war and revolts elsewhere,
was compelled to acquiesce, and the Aghlabid dynasty was thus founded in
Africa. The whole Caliphate was divided into some fifteen administrative
provinces, and the Asiatic provinces alone formed a far larger realm than the
contemporary Roman Empire.
The
circumscriptions of Syria and Armenia were separated from Roman territory by
frontier districts, which were occupied by forts and standing camps. The
standing camp, or fust tit, was an institution which had been developed under
the Omayyads, and was continued under the early
Abbasids. The ancient towns of Tarsus, Adana, and Mopsuestia were little more than military establishments of this kind. If we survey the
line of defences along the Taurus range from the Euphrates to the frontier of
Cilicia, our eye falls first on Melitene (Malatia) which lies at the meeting of
the great highroads leading from Sebastea (Sivas) and
Caesarea to Armenia and northern Mesopotamia, not far from the loop which the
river describes below the point at which its parent streams unite their waters.
The road from Melitene to Germanicia, across the
Taurus, was marked by the fastnesses of Zapetra (at Viran-shahr)
and Hadath or Adata, both
of which were frequently attacked by the Romans. Germanicia and Anazarbos were strongly fortified by the Caliph
Harun, and between these main positions, in the hilly regions of the upper
Pyramus, were the forts of Kanisah and Haruniyah.1 This line, from Melitene (which gave his title to the Emir of the district) to Anazarbos, formed the defence against invasion of
Mesopotamia. The province of Syria was secured by another line, in which the
chief points were Mopsuestia (Massisah),
Adana and Tarsus. When the coast road, emerging from the Syrian Gates, had
swept round the bay of Issus, it turned inland to Mopsuestia,
and thence ran due westward to Tarsus, passing Adana, which it entered by the
old bridge of Justinian across the Sarus. Under Harun, Tarsus was garrisoned by
eight thousand soldiers, and it was fortified by double walls surrounded by a
moat.
Of the Taurus
mountain passes, through which the Christians and Moslems raided each other’s
lands, the two chief were (1) the defiles, known from ancient times as the
Cilician Gates, through which the Saracens, when Tarsus was their base, carried
the Holy War into the central regions of Asia Minor, and (2) the pass which
connected Germanicia with Arabissos.
The pass of the
Cilician Gates, famous in ancient as well as in medieval history, is about
seventy miles in length from the point where the ascent from the central
plateau of Asia Minor begins, south of Tyana, to the point where the southern
foothills of Taurus merge in the Cilician plain. Near the northern extremity of
the pass, a lofty isolated peak rises to the height of about a thousand feet,
commanding a wide view both of the southern plains of Cappadocia and of the
northern slopes of Taurus. On this impregnable height stood the fortress of Lulon, which, though it could defy armed assault, yet,
whether by treachery or long blockades, passed frequently backwards and
forwards from the Saracens to the Romans. It was the key of the Cilician pass.
While it was in the hands of the Romans, it was difficult for a Saracen army to
invade Cappadocia; while the Saracens held it, an Imperial army could not
venture to enter the defiles. The northern road to Tyana and the
western road to Heraclea meet close to Lulon at the
foot of the pass, so that the fort commanded both these ways.
The road
winding first eastward and then turning south ascends to the oval vale of Podandos, called the “Camp of Cyrus,” because the younger
Cyrus encamped here on his march against his brother. The path rises from Podandos through steep and narrow glens to the summit of
the pass; and on the east side, high up on the mountain, it was commanded by a
stronghold, built of black stone, known as the Fortress of the Slavs. From the
summit, marked by a little plateau which is now called Tekir,
a descent of about three miles leads to the rocky defile which was known as the
Cilician Gates and gave its name to the whole pass. It is a passage, about a
hundred yards long and a few yards wide, between rock walls rising
perpendicular on either side, and capable of being held against a large force
by a few resolute men. Above, on the western summit, are the remains of an old
castle which probably dates from the times when Greeks and Saracens strove for
the possession of the mountain frontier.
In the period
with which we are concerned Podandos and the pass
itself seem to have been durably held by the Saracens. Lulon frequently changed hands. When the Homans were in possession, it served as the
extreme station of the line of beacons, which could flash to Constantinople,
across the highlands and plains of Asia Minor, the tidings of an impending
invasion. The light which blazed from the lofty hill of Lulon was seen by the watchers on the peak of Mount Argaios —not the Argaios which
looks down on Caesarea, but another mountain, south-east of Lake Tatta. It
travelled in its north-westward course across the waters of the lake, to be
renewed on the hill of Isamos, and the signal was
taken up on the far-off height of Aigilos. The beacon
of Aigilos, visible to the great military station of Dorylaion which lies on the river Tembris some thirty miles to the north-west, signalled to Mamas, a hill in the
south-eastern skirts of Mount Olympus, and another fire passed on the news to Mokilos. The light of Mokilos crossed the Bithynian Gulf, and the last beacon on the mountain of St.
Auxentios transmitted the message to those who were set to watch for it in the
Pharos of the Great Palace.
Such
telegraphic communication had been devised in remote antiquity, and had been
employed by the Romans elsewhere. But the mere kindling of beacons could only
convey a single message, and if the line of fires in Asia Minor was established
as early as the eighth century, they were probably lit solely to transmit the
news that a Saracen incursion was imminent. But a simple plan for using the
beacons to send as many as twelve different messages is said to have been
contrived by Leo the mathematician and adopted by the Emperor
Theophilus. Two clocks were constructed which kept exactly the same time and
were set together; one was placed in the palace, the other in the fortress
nearest to the Cilician frontier. Twelve occurrences, which were likely to
happen and which it was important to know, were selected; one of the twelve
hours was assigned to each; and they were written on the faces of both clocks.
If at four o’clock the commander of Lulon became
aware that the enemy were about to cross the frontier, he waited till the hour
of one and then lit his beacon; and the watchers in the Palace, seeing the
light on Mount Auxentios, knew at what hour the first fire was kindled and
therefore what the signal meant. A signal made at two o’clock announced that
hostilities had begun, and a three o’clock despatch signified a conflagration.
In expeditious
to Commagene and Mesopotamia, the Imperial armies
generally followed the road from Arabissos (Yarpuz) which, crossing the Taurus, descends to Germanicia. The troops of the Eastern Asiatic Themes met
those which came from the west at Caesarea, and a road crossing the Antitaurus range by the Kuru-Chai pass took them to Sirica
and Arabissos. But at Sirica (perhaps Kemer) they had
an alternative route which was sometimes adopted. They could proceed southward
by Kokusos (Geuksun) and
reach Germanicia by the Ayer-Bel pass.
At the beginning of the ninth century, a great part of Cappadocia east and south-east of the upper Halys had become a frontier land, in which the Saracens, although they did not occupy the country, had won possession of important strongholds, almost to the very gates of Caesarea. If they did not hold already, they were soon to gain the forts in the Antitaurus region which commanded the roads to Sis, and Kokusos which lay on one of the routes to Germanicia. To the north, they seem to have dominated the country as far west as the road from Sebastea to Arabissos. And, south of the Antitaurus range, Arabissos was the only important place of which the Empire retained possession. The fact that the Charsian province was designated as a Kleisurarchy is a significant indication of the line of the eastern frontier. It was the business of the Charsian commander to defend the kleisurai or passes of the Antitaurus hills.
4.
The
Warfare in the Reigns of Harun and Mamun (a.d. 802-833)
Till the middle
of the tenth century when the Emperor Nicephorus Phocas made a serious effort
to drive the Moslems from Syria, the wars between the Empire and Caliphate are
little more than a chronicle of reciprocal incursions which seldom penetrated
very far into the enemy’s country. The chief events were the capture and
recapture of the fortresses in the Taurus and Antitaurus highlands; occasionally an expedition on a larger scale succeeded in destroying
some important town. The record of this monotonous warfare is preserved more
fully in the Arabic than in the Greek chronicles. It would be as useless as it
were tedious to reproduce here the details of these annual campaigns. It will
be enough to notice the chief vicissitudes, and the more important incidents,
in a struggle whose results, when the Amorian dynasty fell, showed a balance in
favour of the Saracens.
During the last
few years of the reign of Irene, the warfare slumbered; it would seem that she
purchased immunity from invasion by paying a yearly sum to the Caliph. One of
the first decisions of Nicephorus was to refuse to continue this humiliating
tribute, and the Arab historians quote letters which they allege to have passed
between the Emperor and the Caliph on this occasion. Nicephorus demanded back
the money which had been paid through “female weakness.” The epistle, if it is
authentic, was simply a declaration of war. Harun was so incensed
with fury that no one could look at him; he called for an inkpot and wrote his
answer on the back of the Imperial letter.
Harun,
Commander of the Faithful, to the Greek dog. I have read thy letter, son of an
unbelieving mother. Thou shalt not only hear my answer but see it with thine
eyes.
The Caliph
marched immediately to chastise the insolent Roman, but Nicephorus, who,
occupied with the revolt of Bardanes, was not prepared to meet him, offered to
pay tribute, if the army, which had advanced from the Cilician Gates to
Heraclea, would retire. Harun, satisfied with the booty he had collected and
the damage he had inflicted, agreed to the proposal; but when he had reached
the Euphrates, the news arrived that the Emperor had broken the compact, and
notwithstanding the severe cold, for it was already winter, he retraced his
steps and raided the lands of his enemy again.
Each succeeding
year during the reign of Harun, and under his successor till a.d. 813,
witnessed the regular incursions of the Moslem commanders of the frontier. We
may notice particularly an expedition led by the Caliph himself, who wore a
pointed cap inscribed “Raider and pilgrim,” in the summer of a.d. 806. His
army numbered 135,000 regular soldiers, with many volunteers, and besides
capturing a number of important forts he took Heraclea and its subterranean
grain stores. He seized Tyana, which lies north of Lulon on the road to Caesarea, and converted it into a permanent post of occupation,
building a mosque, which the Greek chronicler designates as “the house of his
blasphemy.” The Emperor, who seems to have been unable to send a sufficient
force to take the field against the invader, at length induced him to withdraw
for the sum of 50,000 dinars.
During the last
two years of Harun’s reign (a.d. 808-9) insurrections in his eastern dominions
prevented him from prosecuting the war against Romania with the same energy,
and after his death the struggle of his sons for the throne was the signal for
new rebellions, and secured the Empire for some years against any dangerous
attack. Harun had obliged his three sons to sign a document, by which the
government of the realm was divided among them, but Amin succeeded to the
supreme position of Caliph and Mamun was designated as next in succession. Amin
was younger than Mamun, but he was the son of the Princess Zubaidah who had
Mansur’s blood in her veins, while Mamun’s mother was a slave. Civil war broke
out when Amin attempted to violate the paternal will by designating his own son
as heir apparent to the throne. It was decided by the long siege of Baghdad and
the execution of Amin (a.d. 813).
The twenty
years of Mamun’s reign were marked by internal rebellions and disaffection so
grave that all the military forces which he commanded were required to cope
with these domestic dangers. The governors of Egypt were already aspiring to an
independence which they were afterwards to achieve, and Babek, an
unconquerable leader, who belonged to the communistic sect of the Hurramites,
defied the Caliph’s power in Adarbiyan and Armenia.
The army of Mamun was annihilated by this rebel in a.d. 829-30, and the task of
subduing him was bequeathed to the Caliph’s successor. These circumstances
explain the virtual cessation of war between the Empire and the Caliphate for a
space of sixteen years (a.d. 814-829). There was no truce or treaty; the two
powers remained at war; there were some hostilities; but the Saracens seem to
have desisted from their yearly invasions, and the Emperors Leo and Michael
were less eager to take advantage of Mamun’s difficulties by aggressions on
their side than glad to enjoy a respite from the eastern war. This
long suspension of the Holy War was chequered, indeed, by Mamun’s actions
during the rebellion of Thomas, which showed that he cherished designs upon the
Empire which only necessity held in abeyance. We saw how the Saracens took
advantage of that crisis, first invading the Empire, and then supporting Thomas
the Slavonian. The Caliph, whether he had made secret conditions with the
pretender or not, undoubtedly hoped to augment his territory in Asia Minor.
If the Caliph
had espoused the cause of Thomas, the Emperor had an opportunity of retaliating
by supporting the rebel Babek. And as a matter of fact, the renewal of the war
seems to have been caused by the opening of negotiations between Babek and the
Emperor Theophilus. It must have been immediately after Theophilus ascended the
throne that a considerable number of Hurramite insurgents passed into Roman territory and offered to serve in the Roman
armies. It is probable that the negotiations with Babek were
arranged with the help of a notable officer, of Persian origin, who had been
brought up at Constantinople and bore a Greek name— Theophobos. Theophilus
appointed him commander of the army of eastern fugitives, to whom his descent
and knowledge of their language naturally recommended him. But the attachment
of the soldiers to Theophobos was possibly based on a higher and transcendent
claim.
The Hurramites
cherished the firm belief that a Mahdi or Guide of their own race would appear
who would guide them to faith in himself, would transmit his Empire to another,
to be followed by a perpetual line of successors. Such a divine leader had
recently arisen amongst them, but he was caught and executed. If Theophobos was
recognised as his successor, we should understand both the ascendency which he
exercised over them, and the motive of the legends which grew up about his
origin. But the fact which suggests this explanation is the belief current
among the “Persians” in later generations that Theophobos had never tasted
death.
The foreigners
had come to Sinope, having evidently followed the coast road by Trapezus, as they could not pass through the Saracen
province of Melitene. Quarters were assigned to them here and at Amastris, but some years later they seized their commander
and proclaimed him Emperor against his will (a.d. 837). Theophobos, whose services had been
rewarded by the rank of patrician and the hand of a lady who was sister either
to Theophilus himself or to Theodora, was a loyal subject, and he managed to
send a secret message to the Emperor. Theophilus pardoned the troops, but took
the precaution of distributing them among the armies of various Themes, in
regiments of 2000, which were known as “the Persian turms.”
We may pass
briefly over the meagre details of the warfare during the next three years,
noticing only the sack of Zapetra by Theophilus (a.d. 830), his victory in Cilicia (a.d. 831)
which he celebrated by a triumphal entry into Constantinople, and the Saracen
capture of the important fortress of Lulon. But we
may linger longer over the overtures for peace which Theophilus addressed to
the Caliph.
Defeated in a
battle, in the autumn of a.d. 831, the Emperor wished for peace and from his camp he sent an ecclesiastic
with a letter to Mamun. The Caliph received him in his camp, but on observing
the superscription of the letter, he returned it to the envoy saying “I will
not read his letter, which he begins with his own name.” The ambassador
retraced his steps, and Theophilus was compelled to rewrite his epistle and
place the name of the Caliph before his own. The story may be an insolent
invention of the Saracens, but it is certain that Mamun rejected the offers of
Theophilus who proposed to give him 100,000 dinars and 7000 captives, if he
would restore the fortresses which he had conquered and conclude a peace for
five years. The time of the summer campaign, however, had drawn to a close, and
Mamun retired into his own territories (September).
The capture of Lulon after a long siege was an important success for the
arms of Mamun. The value of this fortress, the key to the northern entrance of
the Cilician Gates, has already been explained. After its surrender, Theophilus
addressed a letter to the Caliph, which according to an Arabic historian, was
couched in the following phrases:
Of a truth, it
is more reasonable for two antagonists, striving each for his own welfare, to
agree than to cause injury to each other. Assuredly, you will not consent to
renounce your own welfare for the sake of another’s. You are sufficiently
intelligent to understand this without a lesson from me. I wrote to you to
propose the conclusion of peace, as I earnestly desire complete peace, and
relief from the burden of war. We will be comrades and allies ; our revenues
will increase steadily, our trade will be facilitated, our captives Liberated,
our roads and uninhabited districts will be safe. If you refuse, then—for I
will not dissimulate or flatter you with words—I will go forth against you, I
will take your border lands from you, I will destroy your horsemen and your
footmen. And if I do this, it will be after I have raised a flag of parleys
between us. Farewell.
To this epistle
the Caliph disdainfully replied in terms like these:
I have received your letter in which you ask for
peace, and in mingled tones of softness and severity try to bend me by
referring to commercial advantages, steady augmentation of revenues, liberation
of captives, and the termination of war. Were I not cautious and deliberate
before deciding to act, I would have answered your letter by a squadron of
valiant and seasoned horsemen, who would attempt to tear you from your
household, and in the cause of God would count as nought the pain which your
valour might cause them. And then I would have given them reinforcements and
supplies of arms. And they would rush to drink the draughts of death with more
zest than you would flee to find a refuge from their insults. For they are
promised one of two supreme blessings—victory here or the glorious future of
paradise. But I have deemed it right to invite you and yours to acknowledge the
One God and to adopt monotheism and Islam. If you refuse, then there shall be a
truce for the exchange of captives; but if you also decline this proposition,
you will have such personal acquaintance with our qualities as shall render
further eloquence on my part needless. He is safe who follows the right path.
If these
letters represent the tenor of the communications which actually passed it is
clear that Mamun, encouraged by the successes of the three past years,
had no wish to bring the war to a close. He looked forward, perhaps, to the
entire subjugation of the Empire. But his days were numbered. In the following
summer he crossed the frontier, took some fortresses, and returned to Podandos, where he was stricken down by a fatal fever. He
died on August 7, 833, and was buried at Tarsus.
5.
The Embassy of
John the Grammarian and the Flight of Manuel
It was probably
in the first months of his reign that the Emperor sent to the Caliph an embassy
which made such an impression on popular imagination that it has assumed a more
or less legendary character. The fact seems to be, so far as can be made out from
the perplexing evidence, that John the Synkellos,
commonly known as the Grammarian, a savant who, it may well be, was acquainted
with Arabic, was sent to Baghdad, to announce the accession of Theophilus. He carried costly presents for the Caliph, and large sums of money4 for the purpose of impressing the Saracens by ostentatious liberality. The
imagination of the Greeks dwelt complacently on the picture of an Imperial
ambassador astonishing the Eastern world by his luxury and magnificence, and
all kinds of anecdotes concerning John’s doings at Baghdad were invented. It
was said that he scattered gold like the sand of the sea, and bestowed rich
gifts on anyone who on any pretext visited him in his hostel.
An additional
interest was attached to the embassy of John the grammarian by the link,
whether actual or fictitious, which connected it with the adventures of a
famous general of the time, and this connection led Greek tradition to misdate
the embassy to a later period in the reign. Manuel, who under Leo V had been
strategos of the Armeniac Theme, was distinguished for his personal prowess,
and under Michael II he had apparently again acted as strategos, perhaps of the
same Theme. He was of Armenian descent, and the Empress Theodora was his
brother’s daughter. In the Saracen war his boldness and determination saved the
Emperor’s life. It was related that Theophilus, in a battle which he fought and
lost (a.d. 830) against the forces of Mamun, was hard pressed and sought safety among the
Persian troops who formed the intention of handing over his person to the enemy
and making terms for themselves. Manuel, who knew their language, became aware
of the contemplated treachery, rushed through their ranks, and seizing the
bridle of Theophilus dragged him, angry and reluctant, from the danger which he
did not suspect. The Emperor rewarded his saviour with such lavish marks of
favour that the jealousy of Petronas, the brother of the Empress, was aroused.
Theophilus was informed that Manuel was aspiring to the throne, and he believed
the accusation, based perhaps on some unguarded words. Made aware of his
danger, Manuel crossed over to Pylae, and making use of the Imperial post
reached the Cilician frontier. He was joyfully welcomed by the Saracens, and
the Caliph, who was wintering in Syria, gladly accepted the services of his
enemy’s ablest general. The countrymen of Manuel, who were vainer of his
reputation for warlike prowess than they were indignant at his desertion to the
Unbelievers, relate with complacency that he performed great services for the
Caliph against the sectaries of Babek and the rebellious population of
Khurasan. But in the meantime it had been proved to the Emperor that the
charges against his general were untrue, and he was desirous to procure the
return of one whose military talent he could ill afford to lose. It is said
that John the Grammarian undertook to obtain a secret interview with Manuel and
convey to him the Emperor’s assurance of pardon, safety, and honour, if he
would return to Constantinople. The ambassador executed this delicate mission
successfully; lie carried an Imperial letter with the golden seal, and the
cross which Theophilus wore on his breast; and Manuel, reassured by these
pledges, promised, at the first opportunity, to return to his own country. He
accompanied the Caliph’s son to invade the Empire, and succeeded in escaping
somewhere near the frontier. Theophilus immediately conferred on him the post
of Domestic of the Schools, and raised him from the rank of a Patrician to that
of a Magister.
The whole story
has a basis in fact. There is no doubt that Manuel fled to the Saracens, and
afterwards returned. And it is not improbable that John the Grammarian was
instrumental in communicating to him the assurances which led to his return.
But if we accept the story, as it is told by the Greek writers, we have to
suppose that Manuel deserted from the Caliph in a.d. 830, and returned in A.D.
832, and therefore to date the embassy of John to the winter of a.d. 831-2.
Such a conclusion involves us in several difficulties'; and the most probable
solution of the problem appears to be that Manuel fled from the Court not of
Theophilus, but of his father, and returned to Constantinople in a.d. 830. Both
John’s embassy and Manuel’s adventures interested popular imagination, and in
the versions which have come down to us the details have been variously
embroidered by mythopoeic fancy. Even the incident of the rescue of Theophilus
by Manuel may be said to be open to some suspicion, inasmuch as a similar
anecdote is recorded of a battle thirty years later, in which Michael III plays
the part of his father.
6.
The, Campaigns
of A.D. 837 and 838
During the
first years of Mamun’s brother and successor, Mutasim, there was a suspension
of hostilities, for the forces of the new Caliph were needed to protect his
throne against internal rebellions, and he was bent on finally quelling the
still unconquered Babek. The desire of Theophilus for peace was manifest
throughout the war with Mamun; it was probably due to the need of liberating
all the strength of his resources for the task of driving the Saracens from
Sicily. But at the end of four years he was induced to renew the war, and Babek
again was the cause. Pressed hard, and seeing that his only chance of safety
lay in diverting the Caliph’s forces, the rebel leader opened communications
with Theophilus and promised to become a Christian. The movement of Babek was
so useful to the Empire, as a constant claim on the Caliph’s forces, that it
was obviously to the interest of Theophilus to make an effort to support it,
when it seemed likely to be crushed. On grounds of policy, it must be admitted
that he was justified in reopening hostilities in a.d. 837. In choosing the
direction of his attack he was probably influenced by the hope of coming into
touch with the insurgents of Armenia and Adarbiyan.
He invaded the regions of the Upper Euphrates with a large army. He captured
and burned the fortress of Zapetra, putting to death the male population and
carrying off the women and children. He appeared before Melitene, threatening
it with the fate of Zapetra if it did not surrender. The chief men of the
place, however, induced him to spare it; they came forth, offered him gifts,
and restored to liberty Roman prisoners who were in the town. He crossed the
Euphrates, and besieged and burned Arsamosata. But of
all his achievements, the conquest of Zapetra was regarded by both the Moslems
and the Christians as the principal result of the campaign.
The expedition
of Theophilus into western Armenia deserves particular notice, for, though the
Greek writers betray no consciousness of this side of his policy, there is some
evidence that the situation in the Armenian highlands and the Caucasian region
constantly engaged his attention and that his endeavours to strengthen the
Empire on its north-eastern frontier met with considerable success. In A.D. 830
he had sent an expedition under Theophobos and Bardas against Abasgia, which had proclaimed itself independent of the
Empire, but this enterprise ended in failure. He was more fortunate
elsewhere. We may surmise that it is to the campaign of a.d. 837 that an Armenian
historian refers who narrates that Theophilus went to Pontic
Chaldea, captured many Armenian prisoners, took tribute from Theodosiopolis, and conferred the proconsular patriciate on
Ashot, its ruler. It was probably in connexion with this expedition that the
Emperor separated eastern Pontus from the Armeniac province, and constituted it
an independent Theme, under a strategos who resided at Trapezus.
The Theme of Chaldia< reached southward to the
Euphrates, included Keltzene and part of Little Sophene, while to the north-east, on the Boas (Chorok-Su), it embraced the district of Sper. It is at
least evident that the Imperial conquests of a.d. 837 in Little Armenia would
have furnished a motive for the creation of a new military province.
The triumph
with which Theophilus celebrated the devastation which he had wrought within
the borders of his foe was a repetition of the pageants and ceremonial which
had attended his return, six years before, from the achievement of similar
though less destructive victories. Troops of children with garlands of flowers
went out to meet the Emperor as he entered the capital. In the Hippodrome he
competed himself in the first race, driving a white chariot and in the costume
of a Blue charioteer; and when he was crowned as winner, the spectators greeted
him with the allusive cry, “Welcome, incomparable champion”
In the autumn
of the same year, Babek was at last captured and executed, and the Caliph
Mutasim was free to prepare a scheme of revenge for the destruction
of Zapetra and the barbarities which had been committed. He resolved to deal a
crushing blow which would appear as a special insult and injury to the present
wearer of the Imperial crown. Amorion was the original home of the family of
Theophilus, and he resolved that it should be blotted out from the
number of inhabited cities. But apart from this consideration, which may have
stimulated his purpose, the choice of Amorion was natural on account of its
importance. The Saracens considered its capture the great step to an advance on
Constantinople. In the seventh century they took it, but only for a moment; in
the eighth they attempted it three times in vain. In the year of bis death,
Mamun is said to have intended to besiege it. An Arabic chronicler describes
it as the eye of Christendom, and a Greek contemporary writer ranks it next to
the capital.
Mutasim left
his palace at Samarra in April (a.d. 838), and the banners of his immense army were
inscribed with the name of Amorion. The Caliph was a warrior of indisputable
bravery, but we know not whether it was he or his generals who designed the
strategical plan of the invasion. The two most eminent generals who served in
this campaign were Ashnas and Afshin. The former was
a Turk, and his prominence is significant of the confidence which Mutasim
reposed in his new corps of Turkish guards. Afshin had distinguished himself by
suppressing rebellion in Egypt, and he had done much to terminate the war
against Babek which had been so long drawn out.
The city of
Ancyra was fixed upon as the first objective of the invasion. An army of the
east, under the command of Afshin, advanced by way of Germanicia,
and crossed the frontier by the Pass of Hadath on a
day which was so fixed as to allow him time to meet the army of the west in the
plains of Ancyra.
The purposes of
the Caliph were not kept secret. The dispositions of the Emperor show that he
was aware of the designs on Ancyra and Amorion. He left Constantinople probably
in May; and from Dorylaion, the first great military
station on the road to the Saracen frontier, he made provisions for the
strengthening of the walls and the garrison of Amorion. The duty of defending
the city naturally devolved upon Aetius, the strategos of the Anatolic Theme,
for Amorion was his official residence. The plan of the Emperor was to attack
the forces of the enemy on their northward march to Ancyra. Knowing nothing of
the eastern army under Afshin, he crossed the Halys and encamped with his army
not far from the river’s bank in the extreme south of the Charsian district, probably
near Zoropassos, where there was a bridge. He
calculated that the enemy would march from the Cilician Gates to Ancyra by the
most direct road, which from Soandos to Parnassos
followed the course of the river, and he hoped to attack them on the flank. The
Caliph’s western army advanced northward from Tyana in two divisions, and Ashnas, who was in front, was already near the Halys before
the Emperor’s proximity was suspected. The Caliph ordered a halt till the
position and movements of the Romans should be discovered. But in the meantime
Theophilus had been informed of the advance of the eastern army, and the news
disconcerted his plans. He was now obliged to divide his forces. Taking,
probably, the greater portion with him, he marched himself to oppose Afshin,
and left the rest, under the command of a kinsman, to check or harass the
progress of the Caliph. Afshin had already passed Sebastea (Sivas), and was in the district of Dazimon, when he
was forced to give battle to the Emperor. Dazimon,
the modern Tokat, commands the great eastern road
from Constantinople to Sebastea, at the point where
another road runs northward to Neo-Caesarea. The town lies at the foot of a
hill, at one extremity of which the ruins of the ancient fortress are still to
be seen. Situated near the southern bank of the Iris, it marks the eastern end
of a fertile plain stretching to Gaziura (now Turkhal),
which in the ancient and middle ages was known as Dazimonitis;
the Turks call it Kaz-Ova. It was probably in this plain that the Saracens
encamped. The Emperor, who may have arrived on the scene by way of Zela and
Gaziura, halted near Anzen, a high hill, from whose
summit the position of the enemy could be seen. This hill has not been
identified; we may perhaps guess, provisionally, that it will be discovered to
the south of the plain of Dazimonitis. The fortune of
the ensuing battle at first went well for the Greeks, who defeated the enemy,
on one wing at least, with great loss; but a heavy shower of rain descended,
and the sudden disappearance of the Emperor, who at the head of 2000 men had
ridden round to reinforce the other wing of his army, gave rise, in the overhanging
gloom, to the rumour that he was slain. The Romans, in consternation, turned
and fled, and, when the sun emerged from the darkness, the Emperor with his
band was surrounded by the troops of Afshin. They held the enemy at bay, until
the Saracen general brought up siege-catapults to bombard them with stones;
then they fought their way, desperately but successfully, through the hostile
ring.
The Emperor,
with his handful of followers, fled northwestward to Chiliokomon, “the plain of a thousand villages” (now
Sulu-Ova), and then, returning to his camp on the Halys, found to his dismay
that his kinsman had allowed, or been unable to forbid, many of the troops to
disperse to their various stations. Having punished the commander for his
weakness, and sent orders that the soldiers who had left the camp should be
beaten with stripes, he dispatched a eunuch to Ancyra, to provide, if there were
still time, for the defence of that city. But it was too late; for the western
army of the invaders was already there. Ancyra ought to have offered resistance
to a foe. Its fortifications were probably strengthened by Nicephorus I. But
the inhabitants, thoroughly alarmed by the tidings of the victory of Afshin,
deserted the city and fled into the mountains, where they were sought out by Ashnas and easily defeated. Thus the town fell without a
blow into the hands of the destroyer. The Emperor, at this crisis, did not
disdain to humble himself before the Caliph. He sent an embassy, imploring
peace, and offering to rebuild the fortress of Zapetra, to release all the
captives who were in his hands, and to surrender those men who had committed
cruel outrages in the Zapetra campaign. The overtures were rejected, with
contempt and taunts, by the Caliph, and Theophilus betook himself to Dorylaion to await the fate of Amorion, for the safety of
which he believed that he had done all that could be done.
The army of the
Saracens advanced westwards from Ancyra in three columns, Ashnas in front, the Caliph in the centre, and Afshin behind, at distances of two
parasangs. Ravaging and burning as they went, they reached Amorion in seven
days. The siege began on the first of August. The city was strong;
its high wall was fortified by forty-four bastions and surrounded by a wide
moat; its defence had been entrusted by Theophilus to Aetius, strategos of the
Anatolic Theme; and reinforcements had been added to its garrison, under
Constantine Babutzikos, who had married a sister of
the Empress Theodora and was Drungary of the Watch,
and the eunuch Theodore Krateros and others.
But there was a
weak spot in the fortification. Some time before, the Emperor, riding round the
city, had observed that in one place the wall was dilapidated, and had ordered
the commander of the garrison to see that it was repaired. The officer delayed
the execution of the command, until, hearing that Theophilus was marching from
Constantinople to take the field against the Saracens, he hastily filled up the
breach with stones and made the place, to outward view, indistinguishable from
the rest of the wall. This specious spot, well known to the inhabitants, was
revealed to the enemy by a traitor who is said to have been a Mohammadan captive converted to Christianity. The Caliph
directed his engines against the place, and after a bombardment of two days the
wall gave way and a breach was made. Aetius immediately dispatched a letter to
the Emperor, communicating to him what had befallen, explaining the
hopelessness of further defence, and announcing that he intended to leave the
city at night and attempt to escape through the enemy’s lines. The letter was
entrusted to two messengers, one of whom spoke Arabic fluently. When they
crossed the ditch, they fell into the hands of some Saracen soldiers, and
pretended to be in the Caliph’s service. But as they did not know the names of
the generals or the regiments they were suspected as spies, and sent to the
Caliph’s tent, where they were searched and the letter was discovered.
The Caliph took
every precaution to frustrate the intentions of escape which the intercepted
letter disclosed. Troops of cavalry sat all night in full armour on their
horses watching the gates. But it was easier to hinder escape than to take the
city. The breadth of the ditch and the height of the walls rendered it
difficult to operate effectively with siege-engines, and the usual devices of
raising the ballistae on platforms and filling up the ditch were tried without
success. But the breach in the wall was gradually widening, and the Greek
officer to whom that section of the defence was entrusted despaired of being
able to hold out. The Arabic historian, to whom we owe our information
concerning the details of the siege, states—what seems almost incredible—that
Aetius refused to furnish additional forces for the defence of the dangerous
spot, on the ground that it was the business of each captain and of no one else
to provide for the safety of his own allotted section. But he saw that there
was little hope, and he sent an embassy to Mutasim, offering to capitulate on
condition that the inhabitants should be allowed to depart in safety. The
envoys were the bishop of Amorion and three officers, of whom one was the
captain of the weak section of the walls. His name was Boiditzes.
The Caliph required unconditional surrender, and the ambassadors returned to
the city. But Boiditzes went back to Mutasim’s tent
by himself and offered to betray the breach. The interview was protracted, and
in the meantime the Saracens gradually advanced towards the wall, till they
were close to the breach. The defenders, in obedience to the strict orders of
their officer to abstain from hostilities till his return, did not shoot or
attempt to oppose them, but only made signs that they should come no farther.
At this juncture, Mutasim and Boiditzes issued from
the pavilion, and at the same moment, at a signal from one of Mutasim’s
officers, the Saracens rushed into Amorion. The Greek traitor, dismayed at this
perfidious practice, clutching his beard, upbraided the Caliph for his breach
of faith, but the Caliph reassured him that all he wished would be his.
A part of the
unfortunate population sought refuge in a large church, in which after all
obstinate resistance they perished by fire. The walls were razed to the ground
and the place left desolate; and the Caliph, finding that the Emperor was not
preparing to take the field, slowly returned to his own country, with thousands
of captives. The fate of these Amorians was unhappy. The land was suffering
from drought; the Saracens were unable to procure water, and some of the
prisoners, exhausted by thirst, refused to go farther. These were at once
dispatched by the sword; but as the army advanced, and the need grew more
urgent, the Caliph gave orders that only the more distinguished captives should
be retained ; the rest were taken aside and slaughtered.
The siege of
Amorion had lasted for nearly two weeks. But for the culpable
neglect of the officer responsible for the integrity of the walls and the
treachery which revealed the weak spot to the besiegers, the city could
probably have defied all the skill and audacity of the enemy. Its fall seems to
have made a deep impression on both Moslems and Christians, and popular
imagination was soon busy with the treachery which had brought about the
catastrophe. The name of the culprit, Boiditzes, is
derived from boldion, an ox; and, according to one
story, he wrote a letter to the Saracens bidding them direct their attack close
to the tower, where they saw a marble lion carved on the face and a stone ox
above. The ox and the lion may have been there; but if the ox was a
coincidence, the lion furnished a motive to myth. Boiditzes was said to be a pupil of Leo the Philosopher, and an Arabic writer
calls him Leo.
A sequel of the
siege of Amorion rendered it memorable in the annals of the Greek Church.
Forty-two distinguished prisoners were carried off to Samarra and languished in
captivity for seven years. The Caliph attempted in vain to persuade thorn to
embrace Islam, and finally the choice vas offered to them of conversion or
death. According to the story, Boiditzes, who had
betrayed Amorion, became a Mohammadan, and was sent
at the last moment to represent to his countrymen the folly of resisting. But
they stood steadfast in their faith, and on the 6th March 845 they were led to
the banks of the Tigris and beheaded. Their bodies were thrown into the river,
and miraculously floated on the top of the water. The renegade traitor Boiditzes shared their fate—at least in the legendary tale;
for the Saracen magnates said to the Caliph: “It is not just that he should
live, for if he was not true to his own faith, neither will he be true to
ours.” Accordingly he was beheaded, but his body sank to the bottom. This was
the last great martyrdom that the Greek Church has to record. Before two years
passed, it was fashioned by the pens of Greek hagiographers into the shape of
an edifying legend. The deacon Ignatius, who wrote the life of the Patriarch
Nicephorus, celebrated it in a canon, and the Forty-two Martyrs of Amorion,
established as “stars in the holy firmament of the Church”, inspired some of
the latest efforts of declining Greek hymnography.
The fact that a
number of distinguished captives, who had been carried from Amorion to the
Tigris, were executed by Mutasim’s successor admits of no doubt. But it would
be rash to consider it merely an act of religious intolerance. We may rather
suppose it to have been dictated by the motive of extorting large ransoms for
prisoners of distinction. The Caliphs probably hoped to receive an immense sum
for the release of the Amorian officers, and it was adroit policy to apply
pressure by intimating that, unless they were ransomed, they could only
purchase their lives by infidelity to their religion. The Emperor, immediately
after the catastrophe, had indeed made an attempt to redeem the prisoners. He
sent Basil, the governor of the Charsian frontier district, bearing
gifts and an apologetic letter to the Caliph, in which the Emperor regretted
the destruction of Zapetra, demanded the surrender of Aetius, and offered to
liberate his Saracen captives. He also gave Basil a second letter of menacing
tenor, to be delivered in case the terms were rejected. Mutasim, when he had
read the first, demanded the surrender of Manuel the patrician, whose desertion
he had not forgiven, and Nasr the apostate. The envoy replied that this was
impossible, and presented the second missive. Mutasim angrily flung back the
gifts.
7.
The Warfare of a.d. 839-867
The disastrous
events of the invasion of Mutasim, along with the steady advance of the African
Moslems in the island of Sicily, not to speak of the constant injuries which
the Arabs of Crete inflicted on the Empire, convinced Theophilus that the
Empire was unable to cope alone with the growing power of Islam in the
Mediterranean, and he decided to seek the alliance and co-operation of other
powers. He sent an embassy, which included a bishop and a patrician, to the
Western Emperor, Lewis the Pious, asking him to send a powerful armament,
perhaps to attack Syria or Egypt, in order to divert or divide the forces of
the Caliph. The envoys were welcomed and honourably entertained at Ingelheim
(June 17, 839), but the embassy led to no result. Equally fruitless
was the attempt to induce the ruler of Spain, Abd ar-Rahman
II, to co-operate with the Empire against his rival the Eastern Caliph. Spain
was in such a disturbed state at this time that it was impossible for him to
undertake a distant expedition beyond the seas. His good-will was unreserved,
and in reply to the Imperial Embassy he sent to Constantinople his friend the
poet Yahya al-Grhazzal with promises to dispatch a
fleet as soon as internal troubles permitted him. But those troubles continued,
and the fleet never sailed.
Meanwhile the
fall of Amorion had led to no new permanent encroachment on Roman territory.
The Emir of Syria raided the Empire more than once with little success, and
in A.D. 841 the Imperial forces took Adata and
Marash, and occupied part of the territory of Melitene. It was perhaps in the
previous year that a Roman fleet appeared off the coast of Syria and pillaged
the port of Antioch. These successes inclined Mutasim to be gracious, when
Theophilus again proposed an exchange of captives, and he displayed insolent
generosity. “We,” he said, “cannot compare the values of Moslems and
Christians, for God esteems those more than these. But if you restore me the
Saracens without asking for anything in return, we can give you twice as many
Romans and thus surpass you in everything.” Aetius and his fellows were not
included in the exchange, but a truce was concluded (a.d. 841).
It was only a
truce, for Mutasim cherished the illusory hope of subjugating the Empire. He
revived the ambitious designs of the Omayyad Caliphs, and resolved to attack
Constantinople. The naval establishment had been suffered to decay under the
Abbasids, and, as a powerful fleet was indispensable for any enterprise
against the city of the Bosphorus, some years were required for preparation.
The armament was not ready to sail till the year 842, when 400 dromonds sailed
from the ports of Syria. Mutasim, who died in the same month as Theophilus, did
not live to witness the disaster which befell his fleet. It was wrecked on the
dangerous Chelidonian islets off the south-eastern
cape of the coast; only seven vessels escaped destruction.
Mutasim’s
unpopular successor, Wathik, was throughout his short
reign (842-847) so embarrassed by domestic troubles —religious strife, risings
in Damascus and Arabia, discontent in Baghdad— that he was unable to prosecute
the Holy War. The two powers exchanged their prisoners, and, though no regular
peace was made, they desisted from hostilities for several years.
The exchange of
prisoners from time to time was such a characteristic feature of the warfare
between the Empire and the Caliphate, that the formal procedure by which such
exchanges were conducted is not without interest. A full account has been
preserved of the redemption of captives in the year 845. In response to an
embassy which the Roman government sent to Baghdad, a plenipotentiary arrived
at Constantinople in order to obtain exact information as to the number of the Mohammadans who were detained in captivity. They were
estimated as 3000 men, and 500 women and children; according to another
account, they were 4362 in all. The Greek prisoners in the Saracen prisons were
found to be less numerous, and in order to equalise the numbers, the Caliph
bought up Greek slaves in Baghdad, and even added some females who were
employed in the service of his palace. The place usually chosen for the
interchange of prisoners of war was on the banks of the river Lamos, about a
day’s march from Tarsus and close to Seleucia. Here the Greeks and the Saracens
met on September 16. The two Greek officers who were entrusted with the
negotiation were alarmed to see that the other party was attended by a force of
4000 soldiers. They refused to begin business till the Saracens consented to an
armistice of forty days, an interval which would permit - the redeemed
prisoners to return to their homes without the risk of being recaptured. There
were preliminary disputes as to the method of exchange. The Romans declined to
accept children or aged persons for able-bodied men, and some days were wasted
before it was agreed to purchase man with man. Two bridges were thrown across
the river, and at the same moment at which a Christian passed over one, a Mohammadan traversed the other in the opposite direction.
But the unfortunate Mohammadans were subjected to a
religious test. The Caliph had appointed a commission to examine the
theological opinions of the captives. Himself an adherent, like Mamun and
Mutasim, of the pseudo-rationalistic school which denied the eternity of the
Koran and the visible epiphany of Allah in a future life, he commanded that
only those should be redeemed who denounced or renounced these doctrines. Many
refused to sacrifice their convictions, and the application of the test was
probably not very strict. The exchange was carried out in four days, and more
than 4000 Saracens were redeemed, including women and children, as well as
Zimmi, that is, Christian or Jewish subjects of the Caliph.
Between the
religious bigotry of rulers of Islam like Wathik and Mutawakkil and that of Christian sovrans like Theophilus
and Theodora there was little to choose. For the persecution of the Paulicians,
which must be regarded as one of the greatest political disasters of the ninth
century, Theophilus as well as Theodora was responsible, though the crime, or
rather the glory, is commonly ascribed entirely to her. This sect, widely
diffused throughout Asia Minor, from Phrygia and Lycaonia to Armenia, had lived
in peace under the wise and sympathetic iconoclasts of the eighth century. They
have been described as “the left wing of the iconoclasts”; their
doctrines—they rejected images, pictures, crosses, as idolatrous—had
undoubtedly a great influence on the generation of the iconoclastic movement;
it has even been supposed that Constantine V was at heart a Paulician. We saw
how they had been favoured by Nicephorus, and how Michael I was stirred up by
the ecclesiastics to institute a persecution. Michael committed the execution
of his decree in Phrygia and Lycaonia to Leo the Armenian, as strategos of the
Anatolic Theme; while the suppression of the heresy in Cappadocia and Pontus
was enjoined on two ecclesiastics, the exarch or visitor of the Patriarchal
monasteries in those parts, and the bishop of Neo-Caesarea. The evidence leaves
us in doubt whether Leo, when he came to the throne, pursued the policy of
which he had been the instrument. Did the reviver of iconoclasm so far desert
the principles of his exemplar, Constantine V., as to pursue the Paulicians. It
is not incredible that he may have adopted this course, if it were only to
dissociate himself from a sect which the Church maliciously or ignorantly
branded as Manichaean; for it is certain that the Paulicians were persecuted by
Theophilus. It was either in the reign of Theophilus or during the earlier
persecution that Karbeas, a Paulician who held an
office under the general of the Anatolic Theme, led 5000 men of his faith to
the region beyond Cappadocia, and placed himself under the protection of the
Emir of Melitene. He is said to have been moved to this flight by the news that
his father had been hanged. It is probable that there were already Paulicians
in the districts north and west of Melitene; new fugitives continually arrived;
and in their three principal cities, Argaus, Tephrike, and Amara, these martial heretics proved a
formidable enemy to the State of which their hardy valour had hitherto been a
valuable defence.
Seeing that
even iconoclasts sought to suppress a religion with which they had important
points in common, the Paulicians could expect little mercy after the triumph of
image-worship. It was a foregone conclusion that Theodora, under the influence
of orthodox ecclesiastical advisers, would pursue her husband’s policy with
more insistent zeal, and endeavour to extirpate the “Manichaean” abomination. A
fiat went forth that the Paulicians should abandon their errors or be abolished
from the earth which they defiled. An expedition was sent under several
commanders to carry out this decree, and a wholesale massacre was enacted. Victims were slain by the sword, crucified, and drowned in thousands; those
who escaped sought shelter across the frontier. The property of the Paulicians
was appropriated by the State—a poor compensation for the loss of such a firm
bulwark as the persecuted communities had approved themselves.
It is just
after the fall of the Empress Theodora from power that we find the Paulicians
effectively co-operating with the enemies of the Empire. Her brother Petronas,
who was then strategos of the Thrakesian Theme, was
entrusted with the supreme command of the army, and in the late summer(a.d. 856),
having made successful raids into the districts of Samosata and Amida, he
proceeded against Tephrike, the headquarters of Karbeas, who had been actively helping the Emir of Melitene
and the governor of Tarsus to waste the Roman borders. In this year begins a
short period of incessant hostility, marked on one hand by the constant
incursions of the commanders of Melitene and Tarsus, in co-operation with Karbeas, and on the other by the appearance in the field
of the Emperor Michael himself, as well as his uncles Bardas and Petronas. The
first expedition of Michael, who had now reached the age of twenty years, was
directed against Samosata, under the guidance of Bardas. His army
was at first successful, and the town was besieged. But the garrison made a
sudden sally on a Sunday, choosing the hour at which the Emperor was engaged in
the ceremonies of his religion. He escaped with difficulty, and the whole camp
fell into the hands of the Saracens (a.d. 859). It was said that Karbeas performed prodigies of valour and captured a large number of Greek officers.
In the ensuing
winter negotiations were opened for the exchange of captives, and the Saracen
envoy, Nasr, came to Constantinople. He wrote an interesting account of his
mission. As soon as he arrived, he presented himself at the Palace, in a black
dress and wearing a turban and a sword. Petronas (but it is not improbable that
Bardas is meant) informed him that he could not appear in the
Emperor’s presence with a sword or dressed in black. “Then,” said Nasr, “I will
go away.” But before he had gone far he was recalled, and as soon as the
Emperor, who was then receiving a Bulgarian embassy, was disengaged, he was
admitted to the hall of audience. Michael sat on a throne which was raised on another
throne, and his patricians were standing around him. When Nasr had paid his
respects, he took his place on a large chair which had been set for him, and
the gifts which he had brought from the Caliph—silk robes, about a thousand
bottles of musk, saffron, and jewels—were presented. Three interpreters came
forward, and Nasr charged them to add nothing to what he said. The Emperor
accepted the gifts, and Nasr noticed that he did not bestow any of them on the
interpreters. Then he desired that the envoy should approach, graciously
caressed him, and gave orders that a lodging should be found for him in or near
the Palace. But the business on which Nasr had come did not progress rapidly.
He mentions that a message arrived from the garrison of Lulon,
which consisted of Mohammadan Slavs, signifying their
desire to embrace Christianity and sending two hostages. It will be remembered
that this important fortress had been captured by Mamun in a.d. 832, and the opportunity for
recovering it was welcome. For four months Nasr was detained at Constantinople.
Then new tidings arrived from Lulon, which prompted
Michael to settle the question of the captives without delay. He had sent a
patrician, who promised the garrison a handsome largess; but they repented of
their treachery, and handed over both the place and the patrician to a Saracen
captain. The patrician was carried into captivity and threatened with death if
he did not renounce his religion. It would seem that the Emperor was seriously
concerned for his fate, for, as soon as the news came, the exchange of captives
was promptly arranged with Nasr. It was agreed that both sides should surrender
all the prisoners who were in their hands. Nasr and Michael’s uncle confirmed
the agreement by oath in the Imperial presence. Then Nasr said: “O Emperor,
your uncle has sworn. Is the oath binding for you?” He inclined his head in
token of assent. And, adds the envoy, “I did not hear a single word from his
lips from the time of my arrival till my departure. The interpreter alone
spoke, and the Emperor listened and expressed his assent or dissent by motions
of his head. His uncle managed all his affairs.” The Emperor received 1000 Greek
captives in return for 2000 subjects of the Caliph, but the balance was
redressed by the release of the patrician whom he was so anxious to recover.
Not many weeks
later, committing the charge and defence of his capital to Ooryphas,
the Prefect, Michael again set forth to invade the Caliph’s dominions. But
even, as it would seem, before he reached the frontier, he was recalled (in
June) by the alarming news that the Russians had attacked Constantinople. When
the danger had passed, he started again for the East, to encounter Omar, the
Emir of Melitene, who had in the meantime taken the field. Michael marched
along the great high-road which leads to the Upper Euphrates by Ancyra and Sebastea. Having passed Gaziura, he encamped in
the plain of Dazimon, where Afshin had inflicted on
his father an overwhelming defeat. Here he awaited the approach of the Emir,
who was near at hand, advancing, as we may with certainty assume, from Sebastea.
An enemy
marching by this road, against Amasea, had the choice
of two ways. He might proceed northward to Dazimon and
then westward by Gaziura; or he might turn westward at Verisa (Bolous) and reach Amasea by Sebastopolis (Sulu-serai) and Zela. On this occasion the first route was
barred by the Boman army, which lay near the strong fortress of Dazimon, and could not be advantageously attacked on this
side. It would have been possible for Omar, following the second route, to have
reached Gaziura from Zela, and entered the plain of Dazimon from the west. But he preferred a bolder course, which surprised the Greeks,
who acknowledged his strategic ability. Leaving the Zela road, a little to the
west of Verisa, he led his forces northward across
the hills (Ak-Dagh), and descending into the Dazimon plain occupied a favourable position at Chonarion,
not far from the Greek camp. The battle which ensued resulted in a rout of the
Imperial army, and Michael sought a refuge on the summit of the same steep hill
of Anzen which marked the scene of his father’s
defeat. Here he was besieged for some hours, but want of water and pasture
induced the Emir to withdraw his forces.
It is possible
that the victorious general followed up his success by advancing as far as
Sinope. But three years , Omar revisited the same regions, devastated the
Armeniac Theme, and reached the coast of the Euxine (a.d. 863). His plan seems to have
been to march right across the centre of Asia Minor and return to Saracen
territory by the Pass of the Cilician Gates. He took and sacked the city of Amisus (Samsun), and the impression which the unaccustomed
appearance of an enemy on that coast made upon the inhabitants was reflected in
the resuscitation of an ancient legend. Omar, furious that the sea set a bound
to his northern advance, was said, like Xerxes, to have scourged the waves. The
Emperor appointed his uncle Petronas, who was still strategos of the Thrakesian Theme, to the supreme command of the army; and
not only all the troops of Asia, but the armies of Thrace and Macedonia, and
the Tagmatic regiments, were placed at his disposal.
When Omar heard at Amisus of the preparations which
were afoot, he was advised by his officers to retire by the way he had come.
But he determined to carry out his original plan, and setting out from Amisus in August, he chose a route which would lead him by
the west bank of the Halys to Tyana and Podandos. The
object of Petronas was now to intercept him. Though the obscure localities
named in the chronicles have not been identified, the general data suggest the
conclusion that it was between Lake Tatta and the Halys that he decided to
surround the foe. The troops of the Armeniac, Bukellarian, Paphlagonian, and Kolonean Themes converged upon the north, after Omar had passed Ancyra. The Anatolic, Opsikian, and Cappadocian armies, reinforced by the troops
of Seleucia and Charsianon, gathered on the south and
south-east; while Petronas himself, with the Tagmata, the Thracians, and
Macedonians, as well as his own Thrakesians, appeared
on the west of the enemy’s line of march. A hill separated Petronas from the
Saracen camp, and he was successful in a struggle to occupy the height. Omar
was caught in a trap. Finding it impossible to escape to the north or to the
south, he attacked Petronas, who held his ground. Then the generals of the
northern and southern armies closed in, and the Saracen forces were almost
annihilated. Omar himself fell. His son escaped across the Halys, but was
caught by the turmarch of Charsianon.
The victory of Poson (such was the name of the
place), and the death of one of the ablest Moslem generals were a compensation
for the defeat of Chonarion. Petronas was rewarded by
receiving the high post of the Domestic of the Schools, and the
order of magister. Strains of triumph at a victory so signal resounded in the
Hippodrome, and a special chant celebrated the death of the Emir on the field
of battle, a rare occurrence in the annals of the warfare with the Moslems.
It would appear
that this success was immediately followed up by an invasion of Northern
Mesopotamia. We know not whether the Greek army was led by Petronas, but
another victory was won, somewhere in the neighbourhood of Martyropolis,
and this battlefield was likewise marked by the fall of a Saracen commander
who, year after year, had raided Roman territory—Ali ibn Yahya.
These victories
are the last events worthy of record in the Eastern war during the reign of
Michael III. While the young Emperor was sole Augustus, and Bardas was the
virtual ruler, the defence of the Empire in the east was steadily maintained.
Michael had himself marched to the front, and the Saracens had won no important
successes while his uncle was at the helm. It was probably after the death of
Bardas that an incident occurred which has stamped Michael as supremely indifferent
to the safety of his Empire. One evening as he was preparing in his private
hippodrome in the Palace of St. Mamas to display his skill as a charioteer, before
a favoured company, the spectators were alarmed and distracted by seeing a
blaze illuminated in the Pharos of the Great Palace, which announced tidings
flashed from Cappadocia, that the Saracens were abroad within the Roman
borders. The spectacle was not discontinued, but the attention of the
onlookers languished, and the Emperor, determined that such interruptions
should not again occur, commanded that the beacon signals in the neighbourhood
of Constantinople should be kindled no more. It might be thought that the
signal system had been abandoned for some serious reason, connected perhaps
with the loss of Lulon, and that this
anecdote, illustrating the Emperor’s frivolity, had been invented to account
for it. But the very moderation of the story may be held to show that it had a
basis of fact. For it does not suggest that the beacon messages were discontinued;
On the contrary, it expressly states that the lighting of the beacons in or
close to Constantinople, that is at the Pharos and on Mt. Auxentios, was
forbidden. This Imperial order, though dictated by a frivolous
motive, need not have caused a very serious delay in the arrival of the news at
Constantinople, nor can it be alleged that Michael endangered thereby the
safety of the provinces.
On the whole,
the frontiers between the two powers in Asia Minor had changed little under the
rule of the Amorian dynasty. The Moslems had won a few more fortresses; and
what was more serious, in Cappadocia east of the Halys their position was
strengthened by the invaluable support of the Paulician rebels. The Amorians
bequeathed to their successor the same task which had lain before them and
which they had failed to achieve, the expulsion of the enemy from Cappadocia;
but the difficulty of that task was aggravated by the disastrous policy of the
Paulician persecution for which Theophilus and Theodora were responsible.
In the last
years of the reign of Michael the Caliphate was troubled by domestic anarchy,
and offered a good mark for the attack of a strenuous foe. The Caliph Mustain
writhed under the yoke of the powerful Turkish party, and he desired to return
from Samarra to the old capital of Baghdad. But he was compelled to abdicate in
favour of Mutazz, whom the Turks set up against him (January 866). The best
days of the Abbasid dynasty were past, and the Caliphate had begun to decline,
just as the Empire was about to enter on a new period of power and expansion.
CHAPTER IX
THE SARACEN
CONQUESTS OF CRETE AND SICILY
1.
The Saracen
Conquest of Crete
Since the remote
ages which we associate with the uncertain name of Minos, when it was the home
of a brilliant civilization and the seat of an Aegean power, the island of
Crete played but a small part in Greek and Roman history. In the scheme of
administration which was systematized in the eighth century, it formed, along
with some neighbouring islands, a distinct theme; but its name rarely occurs in
our chronicles until its happy obscurity is suddenly disturbed in the reign of
Michael II by an event which rendered it, for long years to come, one of the
principal embarrassments and concerns of the Imperial Government. The fate of
Crete was determined by events in a distant Western land, whose revolutions, it
might have seemed, concerned the Cretans as little as those of any country in
the world.
The Omayyads in Spain no less than the Abbasids in the East,
Cordova no less than Baghdad, were troubled by outbreaks of discontent ad
insurrection, in which the rationalistic school of theology also played its
part. The Emir Al-Hakam dyed his hands in the blood of insurgents, and finally
when the inhabitants of one of the quarters of Cordova rose against him, he
commanded those who escaped the edge of his sword to leave Spain with their
families in three days (a.d. 814). Ten thousand men, as well as women and
children, sailed to Egypt, and, placing themselves under the protection of a
powerful Beduin family, settled in the outskirts of
Alexandria. Soon they felt strong enough to act for themselves, and under the
leadership of Abu Hafs< they seized the city (a.d. 818-819).
At this time
the governor of Egypt had availed himself of the revolts with which the Caliph
Mamun had to cope in the eastern provinces of his dominion to declare himself
independent. The Spanish fugitives held Alexandria for six years before Mamun
had his hands free to deal with Egypt. At length (a.d. 825) he sent Abdallah ibn
Tahir to compel the submission both of the rebellious governor and of the Andalusian
intruders. The governor was overthrown by one of his officers before Abdallah
arrived, and the Spaniards readily submitted to the representative of the
Caliph and obtained permission to leave Egypt and win a settlement within the
borders of the Empire. In the previous year they had made a descent on the
island of Crete, and their ships had returned laden with captives and booty;
and they now chose Crete as their place of permanent habitation. They sailed in
forty ships, with Abu Hafs as their leader, and
anchored probably in the best harbour of the island, in the bay of Suda. Abu Hafs commanded his followers to plunder the island and
return to the port in twelve days, retaining twenty men to guard each ship. It
would appear that no serious resistance was offered by the islanders, who
perhaps had little love for the Imperial government, which, besides being
oppressive, had in recent years been heretical. It is related that
when the Spaniards returned to the port, they were dismayed to find that their
ships had disappeared. They had been burned by the orders of Abu Hafs. To their loud and mutinous complaints that they were
now irrevocably severed from their wives and children whom they had left in
Egypt, be replied by bidding them marry the women of the island whom they had
taken captive. We may question the truth of the story, but it seems to point to
the fact that there was a considerable fusion by marriage between the invaders
and the natives.
The modern
capital of Crete was founded by Abu Hafs. He chose,
to be the seat of his dominion, a site on the northern shore of the island, not
far from the hill of Knossos, the ancient stronghold of Minos. The new town was
central; it looked towards the isles of the Aegean which the conquerors of
Crete hoped to plunder; but it had the disadvantage of having no harbour or
natural shelter for ships. It was surrounded by a deep moat Qiandak),
from which it derived its name Chandax or Candia.
Twenty-nine towns were taken and their inhabitants reduced to slavery. One
alone was excepted from this general fate by a special capitulation, and in it
the Christians were permitted freely to celebrate the rites of their religion.
The Emperor
Michael and his successors did not underestimate the danger with which Crete
in the possession of the Moslems menaced the Empire. Michael appointed Photeinos, the governor of the Anatolic Theme, to be
strategos of Crete,and not many months after the
Saracen occupation this general arrived at the island. But he found that his
forces were unequal to his task, and at his request Damianos, Count of the
Stable, was sent with reinforcements. The Saracens routed the Greek army,
Damianos was wounded, and Photeinos escaped to the
little island of Dios which faces Candia. A second expedition was sent soon
afterwards, under Krateros, in command of a fleet of seventy ships. A battle
was fought where the troops landed, and the Greeks were victorious, but instead
of following up their success they celebrated it by a night of carousal, and in
their sleep they were attacked and almost annihilated by the enemy. Krateros
escaped and was pursued by the Arabs to Cos, where they caught him and hanged
him on a cross.
It was not only
for the recovery of Crete, but also for the protection of the islands of the
Aegean that the Imperial government was concerned. A third armament which
Michael despatched under the command of Ooryphas cleared the enemy out of a number of small islands which they had occupied, but
it is not recorded that he renewed the attempt to recover Crete. The Arabs did
not confine their attacks to the islands in the immediate vicinity of Crete;
they extended far and wide, on both sides of the Aegean, depredations of which
only stray notices have been preserved by chance. We know that Aegina was
cruelly and repeatedly devastated; we know that, some two generations later,
Paros was a waste country, which attracted only the hunter of the wildgoat. Just after the death of the Emperor Michael, an
expedition from Crete pillaged the coasts of Caria and Ionia, and despoiled the
monastery of Mt. Latros. Constantine Kontomytes, the strategos of the Thrakesian Theme, surrounded the depredators with a superior force and cut them to pieces.
But about the same time a Roman fleet was completely destroyed in a battle at
Thasos, and the Cretans for some years seem to have worked their will
unhindered in the Aegean Sea. Their attacks on Mt. Athos compelled the monks to
abandon their cells.
If the story is
true that the original fleet of the Cretan Arabs was burnt, it is clear that
they had, however, speedily furnished themselves with a considerable naval
establishment. At the same time, Sicily was in great danger. The
Moslems of Spain had hardly conquered Crete before the Moslems of Africa
descended upon the western island and set themselves to accomplish a conquest
which would give them a unique position for winning the maritime lordship of
the Mediterranean. To rescue Sicily, to recover Crete, and to defend the
islands and coast which were exposed to the depredations of a piratical enemy
to the very precincts of the capital itself, a far stronger naval equipment was
necessary than that which the Empire possessed. The navy which had saved Asia
Minor and the Aegean under the successors of Heraclius from the Saracens in the
first tide of their conquests, had been allowed to decline, and the Amorian
Emperors reaped the fruits of this neglect. The naval question suddenly became
the most pressing interest of Imperial policy; and, as we have seen, the
revival of the navy was begun by the efforts of the Amorian dynasty. No further
attempt, however, to recover Crete seems to have been made in the reign of
Theophilus, who may have thought, perhaps justly, that it would be better to
employ all his available strength upon curbing the advance of the Arabs in the
island of Sicily. But after his death, Theoktistos organized a great Cretan
expedition which sailed in March (a.d. 843) under his own command. It seems to have
been far more powerful than those which had been despatched by Michael II, and
when it appeared the Saracens were in consternation. But they found a means of
playing upon the general’s fears for his own influence at the court of
Theodora. They bribed some of his officers to spread the rumour, or to
insinuate to Theoktistos, that the Empress had raised one of his rivals to be
the colleague of herself and her son. The general, deeply alarmed, hastened to
Constantinople, leaving his army to do nothing, if not to meet with disaster.
Abu Hafs and his successors were virtually independent, but
they may have found it expedient to acknowledge the overlordship of the Caliph,
and to consider Crete as in some sense affiliated to the province of Egypt. In
any case they continued to maintain relations with Egypt and to receive
supplies from Alexandria. It was probably in view of this connexion that the
government of Theodora decided on an expedition beyond the usual range of the
warfare of this period. Three fleets, numbering in all nearly three
hundred ships, were equipped. The destination of two of these armaments is
unknown; perhaps they were to operate in the Aegean or off the coast of Syria.
But the third, consisting of eighty-five vessels and carrying 5000 men, under
an admiral whose true name is concealed under “Ibn Katuna,”
the corruption of an Arabic chronicler, sailed to the coast of Egypt and
appeared before Damietta (May 22, 853).
In the ninth
century Damietta was closer to the sea than the later town which the Sultan Bibars founded in the thirteenth. The city lies
on the eastern channel of the Nile about seven miles from the mouth; and less
than a mile to the east is Lake Menzale, which a
narrow belt of sand severs from the sea. When the Greek fleet arrived, the
garrison was absent at Fustat, attending a feast to
which it had been summoned by the governor Anbas, the last ruler of Arabic
descent. The inhabitants hastily deserted the undefended city, which the Greeks
plundered and burned. They captured six hundred Arab and Coptic women, and discovered a store of arms which was destined for the ruler of Crete. The
spoiling of Damietta detained them only two days, and they sailed eastward to
the island of Tinnis; but fearing sandbanks, they
did not pass farther, and proceeded to the fortress of Ushtum,
a strongly walled place with iron gates. Burning the war-engines which he found
there, “Ibn Katuna” returned home from an expedition
which fortune had singularly favoured.
If the
conquests of Crete and Sicily taught the Romans the necessity of a strong navy,
the burning of Damietta was a lesson which was not lost upon the Saracens of
Egypt. An Arabic writer observes that “from this time they began to show
serious concern for the fleet, and this became an affair of the first
importance in Egypt. Warships were built, and the pay of marines was equalized
with that of soldiers who served on land. Only intelligent and experienced men
were admitted to the service.” Thus, as has been remarked, the Greek
descent on Damietta led to the establishment of the Egyptian navy, which, a
century later, was so powerful under the dynasty of the Fatimids.
In the later
years of Michael III. the Cretan Arabs pursued their quests of plunder and
destruction in the Aegean. We learn that Lesbos was laid waste, and that monks
were carried away from their cells in the hills of Athos. The last military
effort of Michael and Bardas was to organize a great Cretan expedition, which
was to sail from the shores of the Thrakesian Theme,
a central gathering-place for the various provincial fleets, and for those
regiments of the Asiatic themes which were to take part in the campaign. We saw
how this enterprise was frustrated by the enemies of the Caesar. Another
generation was to pass before the attempt to recover Crete and secure
tranquillity for the Aegean was renewed.
2.
The Invasion of
Sicily
In the two
great westward expansions of the Semite, in the two struggles between European
and Semitic powers for the waters, islands, and coasts of the Mediterranean,
Sicily played a conspicuous part, which was determined by her geographical
position. The ancient history of the island, when Greeks and Phoenicians
contended for the mastery, seems to be repeated when, after a long
age of peace under the mighty rule of Rome, it was the scene of a new armed
debate between Greeks and Arabs. In both cases, the Asiatic strangers were
ultimately driven out, not by their Greek rivals, but by another people
descending from Italy. The Normans were to expel the Saracens, as the Romans
had expelled the Phoenicians. The great difference was that the worshippers of
Baal and Moloch had never won the whole island, while the sway of the servants
of Allah was to be complete, extending from Panormos to Syracuse, from Messina
to Lilybaeum.
A fruitful land
and a desirable possession in itself, Sicily’s central position between the two
basins of the Mediterranean rendered it an object of supreme importance to any
Eastern sea-power which was commercially or politically aggressive; while for an
ambitious ruler in Africa it was the steppingstone to Italy and the gates of
the Hadriatic. As soon as the Saracens created a navy
in the ports of Syria and Egypt, it was inevitable that Sicily should be
exposed to their attacks, and the date of their first descent is only twenty
years after the death of Mohammad. But no serious attempt to win a permanent
footing in the island was made till a century later. The expeditions from Syria
and Egypt were raids for spoil and captives, not for conquest. The
establishment of the Saracen power in Africa and in Spain changed the
situation, and history might have taught the Roman Emperors that a mortal
struggle in Sicily could not be avoided. It was, however, postponed. The
island had to sustain several attacks during the first half of the eighth
century, but they came to little; and the design of Abd ar-Rahman,
governor of Africa, who (a.d. 752) made great preparations to conquer both
Sicily and Sardinia, was frustrated by the outbreak of domestic troubles. There
was no further danger for many years, and in the reign of Nicephorus there
might have seemed to be little cause for alarm concerning the safety of the
Sicilian Theme. Ibrahim, the first ruler of the Aghlabid dynasty, concluded (a.d. 805) a
ten years’ peace with Constantine the governor of Sicily. Just after this,
Tunis and Tripoli cast off their allegiance to Ibrahim and formed a separate
state under the Idrisids. This division of Africa between Idrisids and Aghlabids must have been a welcome event to
the Imperial government; it afforded a probable presumption that it would be
less easy in the future to concentrate the forces of the African Moslems
against the tempting island which faced them. In the meantime, commerce was
freely carried on between the island and the continent; and in a.d. 813 Abu
’1-Abbas, the son and successor of Ibrahim, made a treaty with Gregory, the
governor of Sicily, by which peace was secured for ten years and provision was
made for the safety of merchants.
It was after
the expiration of this ten years’ peace that the temptation to conquer Sicily
was pressed upon the African ruler by an invitation from Sicily itself. The
distance of the island from Constantinople had once and again seduced ambitious
subjects into the paths of rebellion. The governor, Sergius, had set up an
Emperor in the reign of Leo III, and more recently, under Irene, Elpidios had
incurred the suspicion of disloyalty and had fled to Africa, where the Saracens
welcomed him as Roman Emperor and placed a crown on his head. He does not
appear to have had a following in the island; nor is there evidence that the
inhabitants were actively discontented at this period against the government of
Constantinople. The rebellion of Thomas the Slavonian may have awakened hopes
in the breasts of some to detach Sicily from the Empire, but there is nothing
to show that there was any widespread disaffection when, in the year 826, an
insurrection was organized which was destined to lead to calamitous
consequences.
A certain
Euphemios was the leader of this movement. Having distinguished himself by
bravery, probably in maritime warfare, he was appointed to an important
command, when an incident in his private life furnished an excuse for his
disgrace, and this, a reason for his rebellion. Smitten with passion for a
maiden who had taken the vows of a nun, he persuaded or compelled her to marry
him; and the indignant brothers of Homoniza repaired
to Constantinople and preferred a complaint to the Emperor. Although the
example of Michael’s own marriage with Euphrosyne might have been pleaded in
favour of Euphemios, Michael despatched a letter to the new strategos of
Sicily, Photeinos, bidding him to investigate the
case and, if the charge were found to be true, to cut off the nose of the
culprit who had caused a nun to renounce her vow
Photeinos, whom we have
already met as the leader of a disastrous expedition to Crete, had only
recently arrived in Sicily (perhaps in the spring of a.d. 826). He had already
appointed Euphemios commander of the fleet, with the official title of turmarch, and Euphemios had sailed on a plundering
expedition to the coasts of Tripoli or Tunis. He returned laden with spoil, but
to find that an order had gone out for his arrest. He decided to defy the
authority of the strategos, and, sailing to the harbour of Syracuse, he
occupied that city. His fleet was devoted to him, and he gained other adherents
to his cause, including some military commanders who were turmarchs like himself. Photeinos marched to drive the rebel
from Syracuse, but he suffered a defeat and returned to Cataua. The superior
forces of Euphemios and his confederates compelled him to leave that refuge,
and he was captured and put to death.
Compromised
irretrievably by this flagrant act of rebellion, Euphemios, even if he had been
reluctant, had no alternative but to assume the Imperial title and power. He
was proclaimed Emperor, but he was almost immediately deserted by one of his
most powerful supporters. This man, whom he invested with the government of a
district, is designated by the Arabic historians as Palata—a corrupt name which
may denote some palatine dignity at the Court of the usurper. Palata
and his cousin Michael, who was the military commander of Panormos, repudiated
the cause of Euphemios and declared for the legitimate Emperor. At the head of
a large army they defeated the tyrant and gained possession of Syracuse.
Too weak to
resist the forces which were arrayed in support of legitimacy, and knowing that
submission would mean death, Euphemios determined to invoke the aid of the
natural enemy of the Empire. His resolve brought upon Sicily the same
consequences which the resolve of Count Julian had brought upon Spain. It may
be considered that it was the inevitable fate of Spain and of Sicily to fall a
prey to Saracen invaders from Africa, but it is certain that the fate of each
was accelerated by the passion and interests of a single unscrupulous native.
Euphemios
crossed over to Africa and made overtures to Ziadat Allah, the Aghlabid Emir. He asked him to send an army over to Sicily, and
undertook to pay a tribute when his own power was established in the island.
The proposal was debated in Council at Kairawan. The
members of the Council were not of one mind. Those who were opposed to granting
the request of Euphemios urged the duty of observing the treaty which the
Greeks, so far as was ascertained, had not violated.1 But the
influence of the Cadi Asad, who appealed to texts of the Koran, of which he was
acknowledged to be an authoritative interpreter, stirred the religious
fanaticism of his hearers and decided them in favour of war. Ziadat named Asad to the command of the expedition, and he
was allowed to retain the office of Cadi, although the union of military and
judicial functions was irregular.
The fleet of
Euphemios waited in the bay of Susa till the African armament was ready, and on
the 14th day of June, a.d. 8 27, the allied squadrons sailed forth together, on an enterprise which was to
prove the beginning of a new epoch in Sicilian history. The forces of the
Moslems are said to have consisted of ten thousand foot soldiers, seven hundred
cavalry, and seventy or a hundred ships. In three days they reached Mazara,
where they were expected by the partisans of Euphemios. When Asad disembarked
his forces, he remained inactive for some days. A skirmish between some Greek
soldiers who were on the side of Euphemios, and Arabs who mistook them for
enemies, was an evil omen for the harmony of this unnatural alliance. It was
desired that the friends of Euphemios should wear a twig in their headgear to
avert the repetition of such a dangerous error; but Asad declared that he did
not need the help of his confederate, that Euphemios and his men should take no
part in the military operations, and that thus further accidents would be
avoided. The intention of the Moslem commander to take the whole conduct of the
campaign in his own hands and to use the Greek usurper as a puppet, was thus
shown with little disguise.
It was not long
before the general, whom in ignorance of his true name we are compelled to
distinguish as Palata, appeared in the neighbourhood with forces considerably
superior to those of the invaders. Mazara, now Mazzara del Vallo, lies at the
mouth of a like-named stream, to the southeast of Lilybaeum. South-eastward
from Mazara itself, a coast plain stretches to the ruins of Selinus, and this was perhaps the scene of the first battle-shock in the struggle
between Christendom and Islam for the possession of Sicily. Asad marched forth
from Mazara, and when he came in sight of the Greeks and marshalled his army,
he recited some verses of the Koran in front of the host and led it to victory.
Palata fled to the strong fort of Castrogiovanni, and thence to Calabria, where
he died.
The first
object of the victors was the capture of Syracuse. Leaving a garrison in
Mazara, they advanced eastward along the south coast. At a place which their
historians call Kalat-al-Kurrat, and which is perhaps
the ancient Acrae, a strong fort in the hills,
between Gela and Syracuse, an embassy from Syracuse met them, offering to
submit and pay tribute, on condition that they should not advance farther. Asad
halted for some days; we do not know why he delayed, but the interval was
advantageous to the Greeks, whose overtures were perhaps no more than a device
to gain time to strengthen the defences and bring provisions and valuable
property into the city. In the meantime Euphemios had repented of what he had
done. He had discovered too late that he had loosed a wind which he could not
bind. What he had desired from the ruler of Africa was a force which he could
himself direct and control. He found himself a puppet in the hands of a
fanatical Mohammadan, whose designs and interests did
not coincide with his own, and who, as he could already surmise, aimed not at
establishing his own authority but at making a new conquest for Islam. We are
not told whether he accompanied Asad in the march across the island, but he
entered into negotiations with the Imperialists and urged them to resist the
foes whom he had himself invoked against them. Seeing that further delay would
only serve the Greeks, Asad advanced on Syracuse, where he was joined by his
fleet. He burned the vessels of the Greeks and closed the greater and the lesser
Harbours with his own. ships. The fortifications were too strong to be
assaulted without siege engines, with which the Arabs were not provided, and
Asad could only blockade the town, while he waited for reinforcements from
Africa. He encamped among the quarries, south of Achradina.
As all the provisions
had been conveyed into the city from the surrounding country, the Saracen army
suffered from want of food, and the discontent waxed so great that a certain
Ibn Kadim advised the general to break up his camp and sail back to Africa; “
The life of one Musulman,” he said, “is more valuable
than all the goods of Christendom.” Asad sternly replied, “I am not one of
those who allow Moslems, when they go forth to a Holy War, to return home when
they have still such hopes of victory.” He quenched the mutiny by threatening
to burn the ships and punishing with stripes the audacious Ibn Kadim. Presently
reinforcements, and probably supplies, arrived from Africa.
Meanwhile the
Emperor had taken measures to recall Sicily to its allegiance. The story was
told that when the tidings of the rebellion of Euphemios reached him, he summoned
the magister Irenaeus and said, “We may congratulate ourselves, Magister, on
the revolt of Sicily.” “This, sir,” replied Irenaeus, “is no matter for
congratulation,” and turning to one of the magnates who were present, he
solemnly repeated the lines:—
“Dire woes
-will fall upon the world, what time The Babylonian dragon ’gins to reign,
Greedy of gold and inarticulate.”
The anecdote
may be apocryphal, invented in the light of subsequent disasters, as a
reflexion on the ruler in whose reign such grave losses had befallen the
Empire. But if Michael, who sent fleet after fleet to regain Crete, and was
even then perhaps engaged in organizing a new expedition, jested at the news
from Sicily, the jest was bitter. The pressing concern for Crete and the Aegean
islands hindered him from sending any large armament to the west. The naval
establishment was inadequate to the defence of the Empire; this had been the
consequence of its neglect since the days of Leo the Isaurian. The loss of
Crete and the jeopardy of Sicily were to bring home to the Imperial government
the importance of sea-power, and the strengthening of the navy was one of the
chief tasks which successors of Michael II. would be forced to take in hand.
Some troops
were sent to Sicily, but the Emperor at this crisis looked for help from a
western dependency, whose own interests were undoubtedly involved in not
suffering the Moslem to gain a footing on Sicilian soil. The proximity of such
a foe to the waters of the Hadriatic sea would be a
constant distress and anxiety to the city of Venice. It was therefore a fair
and reasonable demand, on the part of the Emperor, that Venice should send a
squadron to cope with the invaders of Sicily, and it is not improbable that she
was bound by definite agreement to co-operate in such a case. The Duke,
Justinianus, sent some warships, but it does not appear that they achieved much
for the relief of the Syracusans.
The besiegers
had in the meantime entrenched themselves, surrounding their camp with a ditch,
and digging in front of it holes which served as pitfalls for the cavalry of
the Greeks. The besieged, finding themselves hard pressed, sought to parley,
but their proposals were rejected, and the siege was protracted through the
winter, till the invaders were confronted with a more deadly adversary than the
Greeks. Pestilence broke out in their camp, and Asad, their indomitable
leader, was one of its victims (a. d. 828). The army itself elected a new commander, a certain Mohammad, but fortune
had deserted the Arabs; the epidemic raged among them as it had raged among the
Carthaginians of Hamilcar who had sought to master Syracuse twelve hundred
years before. The new reinforcements came from Constantinople, and a second
squadron was expected from Venice. The besiegers despaired and
decided to return to Africa. They weighed anchor, but found that they were shut
in by the ships of the enemy. They disembarked, set fire to their ships, and,
laden with many sick, began a weary march in the direction of Mineo.
Euphemios
served them as a guide. He had not parted from his foreign friends, though he
had, for a time at least, secretly worked against them. But now that they were
chastened by ill-success and no longer led by the masterful Asad, he expected
to be able to use them for his own purpose. The town of Mineo surrendered, and
when the army recovered from the effects of the plague, it divided into two
parts, of which one marched westward and captured Agrigentum. The other,
accompanied by Euphemios, laid siege to the impregnable fortress which stands
in the very centre of the island, the massive rock of Henna, which was called
in the ninth century, as it is today, Castrogiovanni.
The garrison of
Castrogiovanni opened negotiations with Euphemios, offering to recognise him as
Emperor and to cast in their lot with him and his Arab confederates. But these
overtures were only an artifice; the men of Castrogiovanni were loyal to the Emperor
Michael Euphemios fell into the trap. At an appointed hour and place, he met a
deputation of the townsmen. While some fell down before him, as their sovran,
and kissed the ground, others at the same moment stabbed him from behind
With the
disappearance of Euphemios from the scene, the warfare in Sicily was simplified
to the plain and single issue of a contest between Moslem and Christian for the
lordship of the island. It was a slow and tedious contest, protracted for two
generations; and although the advance of the Moslems was steady, it was so slow
that an observer might have forecast its result as an eventual division between
the two races, a repetition of the old division between Greeks and Phoenicians.
But history did not repeat itself thus. The Greek states in the days of Gelon
and of Dionysios were of different metal from the provincials who were under
the protection of the Eastern Emperors. The Arabs were to do what the
Phoenicians had failed to do, and make the whole island a portion of Asia in
Europe.
The record,
which has come down to us, of the incidents of the warfare chronicles the
gradual reduction of town after town, fort after fort, but is so meagre that it
offers little instruction or interest We may note the most important stages in
the conquest and observe the efforts made by the Imperial government to drive
out the invaders. The forces which had been sent by the Emperor Michael to the
relief of Syracuse were commanded by Theodotos, a patrician who was not without
military talent. He followed the enemy to Castrogiovanni, where he
was defeated nd driven to take refuge in the fortress, which the
Arabs, after the death of Euphemios continued to besiege. But Theodotos soon
had his revenge. Sallying forth and gaining a victory, he surrounded and
besieged the camp of the besiegers. They tried to escape at night, but the
Greek general, foreseeing such an attempt, had secretly abandoned his own camp,
and laid an ambush. Those who escaped from his trap made their way to Mineo,
where he blockaded them so effectively that they were reduced to eating the
flesh of dogs.
The Arab
garrison in Agrigentum, seeing that the tide had turned, withdrew to Mazara;
and in the summer of A.D. 829 only Mazara and Mineo, far distant from each
other, were held by the invaders. At this moment a powerful armament from
Constantinople might have been decisive. But no reinforcements were sent. The
successes of Theodotos were probably taken to show that he would be able to
complete his task alone, and then the death of Michael intervened. But if the
government reckoned thus, it reckoned without Africa and Spain. Two hostile
fleets sailed to the Sicilian shores. Ziadat Allah
sent a new armament, and a Spanish squadron came to join in the warfare, for
the sake of plunder, not of conquest, under Asbag ibn Wakil. The African
Moslems, hard pressed at Mineo, proposed common action to the Spanish
adventurers, and the Spaniards agreed on condition that Asbag should be the
commander-in-chief and that the Africans should provide horses. But the
confederates carried on their operations separately. Asbag and his men marched
first to Mineo, which, still blockaded by Theodotos, must have been suffering
the last distresses of hunger. They defeated the besiegers and Theodotos fell
in the battle.3 Asbag burned Mineo, but his career was almost
immediately cut short. A pestilence broke out among his troops while he was
besieging another stronghold, and, like Asad, he fell a victim to the
infection. His followers returned to Spain.
Meanwhile the
Africans had laid siege to Panormos. This city held out for a year, but it
seems to have been an easier place to besiege than Syracuse or Castrogiovanni.
In the autumn of A.D. 831 the commander of the garrison surrendered, having
bargained for the safety of himself, his family, and his property. The
inhabitants were treated as prisoners of war. The bishop of Panormos escaped to
Constantinople, bearing the news of the calamity. The anxiety of the Emperor
Theophilus to come to terms with the Caliph Mamun, points to his desire to
concentrate the forces of the Empire on the defence of Sicily. But though he
failed to secure peace in the East, we should expect to find that he made some
extraordinary effort on the news of the fall of Panormos. There is, however, no
record of the despatch of any new armament or relief to the western island at
this time.
The winning of
such an important basis and naval station marks the completion of the first
stage in the Moslem conquest. If the operations hitherto had been somewhat of
the nature of an experiment, the African Emir was now confirmed in his
ambitious policy of annexing Sicily, and Panormos was the nucleus of a new
province over which he appointed Abu Fihr as governor. It is probable that
during the next few years progress was made in reducing the western districts
of the island, but for nine years no capture of an important town or fortress
marked the advance of the invaders. Abu Fihr and his successors won some
battles, and directed their arms against Castrogiovanni, which on one occasion
almost fell into their hands. Kephaloedion, on the
north coast, now called Cefaln, was attacked in A.D.
838, but timely help arriving from Constantinople forced the enemy to raise the
siege. It is probable that the success of the Greeks in stemming the tide of
conquest was due to the ability of the Caesar Alexios Musele,
who was entrusted with the command of the Sicilian forces. He returned to Constantinople
(perhaps in a.d. 839) accused of ambitious designs against the throne, and after his departure
the enemy made a notable advance by reducing the fortresses of Corleone, Platani, and Caltabellotta —the
ancient Sican fortress of Kamikos (a.d. 840).
Two or three years later, Al-Fald achieved the second great step in the
conquest, the capture of Messina. Aided by Naples, which had allied itself to
the new power in Sicily, he besieged the town by land and sea, and after all
his assaults had been repelled, took it by an artifice. Secretly sending a part
of his forces into the mountains which rise behind the city, he opened a
vigorous attack from the sea-side. When all the efforts of the garrison were
concentrated in repelling it, the concealed troops descended from the hills and
scaled the deserted walls on the landward side. The town was compelled to
capitulate.
The invaders
had now established themselves in two of the most important sites in Sicily;
they were dominant in the west and they held the principal city in the
north-east. In a few years the captures of Motyke and
its neighbour Ragusa gave them a footing for the conquest of the southeast. Au
army which the Empress Theodora sent to the island, where a temporary respite
from the hostilities of the Eastern Saracens had been secured, was defeated
with great loss; and soon afterwards the warrior who had subdued Messina
captured Leontini. When Al-Fald laid siege to it, the Greek strategos marched
to its relief, having arranged with the garrison to light a beacon on a
neighbouring hill to prepare them for his approach. Al-Fald discovered that
this signal had been concerted, and immediately lit a fire on three successive
days. On the fourth day, when the relieving army ought to have appeared, the
besieged issued from the gates, confident of victory. The enemy, by a feigned
flight, led them into an ambush, and the city, meanwhile, was almost
undefended and fell an easy prey.
The
irregularity in the rate of progress of the conquest may probably be explained,
at least in part, by the fact that the Moslems were engaged at the same time in
operations in Southern Italy, which will presently claim our attention. For
more than ten years after the fall of Leontini, the energy of the invaders
appears to have flagged or expended itself on smaller enterprises; and then a
new period of active success begins with the surrender of Kephaloedion (a.d. 85
7-85 8). A year or so later, the mighty fortress of the Sicels and now the great bulwark of the Greeks in the centre of the island,
Castrogiovanni, was at last subdued. The capture of this impregnable citadel
was, as we might expect, compassed with the aid of a traitor. A Greek prisoner
purchased his life from the Arab governor, Abbas, by undertaking to lead him
into the stronghold by a secret way. With two thousand horsemen Abbas proceeded
to Castrogiovanni, and on a dark night some of them penetrated into the place
through a watercourse which their guide pointed out. The garrison had no
suspicion that they were about to be attacked; the gate was thrown open, and
the citadel was taken (Jan. 24, a.d. 859). It was a success which ranked in
importance with the captures of Pauormos and Messina,
and the victors marked their satisfaction by sending some of-the captives as a
gift to the Caliph Mutawakkil.
The fall of
Castrogiovanni excited the Imperial government to a new effort. A fleet of
three hundred warships arrived at Syracuse in the late autumn under the command
of Constantine Kontomytes. The army landed, but was utterly
defeated by Abbas, who marched from Panormos. The coming of the Greek fleet
incited some of the towns in the west to rebel against their Arab lords, but
they were speedily subdued, and Abbas won a second victory over the Greek
forces near Cefalu. This was the last effort of the Amorian dynasty to rescue
the island of the west from the clutch of Islam. Before the death of Michael
III. the invaders had strengthened their power in the south-east by the
captures of Noto and Scicli, and in the north-east
the heights of Tauromenium had fallen into their hands. Syracuse was
still safe, but its fall, which was to complete the conquest of Sicily, was
only reserved for the reign of Michael’s successor.
3.
The Invasion of
Southern Italy
As a result of
the Italian conquests of Charles the Great, two sovran powers divided the
dominion of Italy between them. The Eastern Empire retained Venice, a large
part of Campania, and the two southern extremities; all the rest of the
peninsula was subject to the new Emperor of the West. But this simple formula
is far from expressing the actual situation. On one hand, the nominal
allegiance to Charles which the great Lombard Duchy of Beneventum pretended to
acknowledge, did not affect its autonomy or hinder its Dukes from pursuing
their own independent policy in which the Frankish power did not count; on the
other hand, the cities of the Campanian coast, while they respected the formal
authority of the Emperor at Constantinople, virtually, like Venice, managed
their own affairs, and were left to protect their own interests. The actual
power of Charles did not reach south of the Pontifical State and the Duchy of
Spoleto; the direct government of Nicephorus extended only over the southern
parts of Calabria and Apulia. These relatively inconsiderable Byzantine
districts were now an appendage to Sicily; they were administered by an
official entitled the Duke of Calabria; but he was dependent on the Sicilian
strategos. In Calabria—the ancient Bruttii —the
northern boundary of his province was south of Cosenza and Bisignano, which
were Lombard; in Apulia, the chief cities were Otranto and Gallipoli. These two
districts were cut asunder by the Lombards, who were lords of Tarentum; so that
the communications among the three territories which formed the western outpost
of the Eastern Empire—Sicily, Calabria, and Apulia— were entirely maritime.
In the eighth
century the city of Naples was loyally devoted to Constantinople, and the
Emperors not only appointed the consular dukes who governed her, but exercised
a real control over her through the strategoi of
Sicily. It seemed probable that under this Byzantine influence, Naples would,
like Sicily and Calabria, become Graecised, and her attitude was signally
hostile to Rome. But in the reign of Irene, a duke named Stephen played a
decisive role in the history of the city and averted such a development. He
aimed at loosening, without cutting, the bonds which attached Naples to
Constantinople, and founding a native dynasty. His régime is marked by a reaction in favour of Latin; he is determined that the
Neapolitan clergy shall inherit the traditions of Latin and not of Greek
Christendom. And if he is careful to avoid any rupture with the
Empire and to secure the Imperial assent to the succession of his son Stephen
II., the head of the Emperor soon disappears from the bronze coinage of Naples
and is replaced by that of Januarius, the patron saint of the city. This
assertion of independence was followed by years of trouble and struggles among
competitors for the ducal power, which lasted for a generation, and once in
that period the authority reverted briefly to representatives of the Imperial
government. Weary of anarchy, the Neapolitans invited the Sicilian governor to
nominate a duke, and for three years the city was subject to Byzantine
officials. Then (in A.D. 821) the people drove out the protospatharios Theodore, and elected a descendant of Stephen. But twenty years more elapsed
before the period of anarchy was finally terminated by the strong arm of
Sergius of Cumae, who was elected in A.D. 840.
Gaeta and
Amalfi belonged nominally to the Duchy of Naples, and, like Naples, to the
Eastern Empire. But they were virtually independent city states. Gaeta lay
isolated in the north. For Terracina belonged to the Pope, and Minturnae, as
well as Capua, with the mouths of the Liris and Vulturnus,
belonged to the Lombard lords of Beneventum. The great object of the Lombards
was to crush the cities of the Campanian coast, and the struggle to hold her
own against their aggression was the principal preoccupation of Naples at this
period. In this strife Naples displayed wonderful resourcefulness, but the
Lombards had all the advantages. The Duchy of Beneventum comprised Samnium, the
greater part of Apulia, Lucania, and the north of Calabria; moreover it came
down to the coasts of Campania, so that Naples and Amalfi were isolated between
Capua and Salerno. If the Beneventan power had
remained as strong and consolidated as it had been in the days of Arichis, there can be small doubt that Naples and her
fellows must have been absorbed in the Lombard state. They were delivered from
the danger by the outbreak of internal struggles in the Beneventan Duchy.
The Lombards
had never had a navy; but Arichis, the great Prince
who dominated southern Italy in the reign of Constantine V. and Irene (758-787), seems to have conceived the
plan of creating a sea-power, and he made a second capital of his Principality
at Salerno, where he often resided. The descent of Charles the Great into
Italy, and the need of furnishing no pretext to that sovran for interfering in
South-Italian affairs, prevented Arichis from
pursuing the designs which he probably entertained against Naples and the
Campanian cities. He hoped to find at Constantinople support against the Franks
and the Boman See which regarded him with suspicion and dislike; and this
policy necessarily involved peace with the Italian cities which were under the
Imperial sovranty. Shortly before his death, he sent
an embassy to the Empress Irene, requesting her to confer on him the title of
Patrician and offering to acknowledge her supremacy. Her answer was
favourable, but the Prince was dead when the ensigns of the Patriciate arrived.
In connexion with this Greek policy of Arichis, we
may note the fact that Byzantine civilisation was exercising a considerable
influence on the Lombard court at this period.
Though the son
of Arichis was compelled to accept the suzerainty of
Charles the Great, his Principality remained actually autonomous. But his death (a.d. 806) marked the beginning of a decline, which may be imputed to the growing
power of the aristocracy. Insisting on their rights of election, the nobles
would not recognise a hereditary right to the office of Prince, and the
struggles of aspirants to power ended in the disruption of the state. The most
important Princes of this period were Sicon and
Sicard, and their hands were heavy against the Campanian cities. Amalfi was
pillaged and reduced for some years to be a dependency of Salerno. Naples was
compelled to avert the perils and miseries of a siege by paying tribute; she
sought repeatedly, but in vain, the succour of the western Emperor; at length
she turned to another quarter.
It was less
than ten years after the Moslems of Africa began the conquest of Sicily, that
the Moslems of Sicily were tempted to begin the conquest of southern Italy; and
here, as in the case of Sicily, their appearance oil the scene was provoked by
an invitation. Naples, besieged by Sicard, sought aid from the Saracen governor
of Panormos. A Saracen fleet was promptly despatched, and Sicard was compelled
to raise the siege and conclude a treaty. The alliance thus begun
between Naples and Panormos was soon followed by active aggression of the
Moslems against the enemy of their Christian allies. Brundusium was the first sacrifice. The Moslems suddenly surprised it; Sicard marched to
expel them; but they dug covered pits in front of the walls, and drawing the
Lombard cavalry into the snare gained a complete victory. Sicard prepared for a
new attempt, and the Arabs, feeling that they were not strong enough to hold
out, burned the city and returned to Sicily.
The
assassination of Sicard shortly after this event was followed by a struggle
between two rivals, Sikenolf his brother and Radelchis. The Principality was rent into two parts; Salerno
was ranged against Beneventum; and the contest lasting for ten years (a.d. 839-849)
furnished the Moslems with most favourable opportunities and facilities for
laying the foundations of a Mohammadan state in
southern Italy. Tarentum fell into their hands, and this led to the interposition
of the Emperor Theophilus, whose possessions in Italy were now immediately
threatened. He did not send forces himself, but he requested or required his
vassal, Venice, to deliver Tarentum. He could indeed appeal to Venetian
interests. The affair of Brindisi may have brought home to Venice that the
danger of Saracen fleets in the Adriatic waters, of Saracen descents on the Adriatic
coasts, could no longer be ignored. In response to the pressure of the Emperor,
a Venetian armament of sixty ships sailed to the Gulf of Tarentum (a.d. 840),
where it encountered the powerful fleet of the Arabs who had lately captured
the city. The Venetians were utterly defeated, and a few months
later (April, a.d. 841), the first expedition of the enemy up the Adriatic proved that the Mohammadan peril was no idle word, but might soon reach the
gates of St. Mark’s city. The town of Ossero on the
isle of Cherson off the Dalmatian coast, and on the Italian shore the town of
Ancona, were burned; and the fleet advanced as far as the mouth of the Po. A year later the Arabs renewed their depredations in the gulf of Quarnero, and won a complete victory over a Venetian
squadron at the island of Sansego.
The strife of
two rivals for the principality of Beneventum furnished the Moslems with the
opportunity of seizing Bari. The governor of that city in order to
aid his master Radelchis, had hired a band of
Saracens. One dark night they fell upon the. sleeping town, and, killing the
governor, took it for themselves. The capture of Bari (a.d. 841) was as important a
success for the advance of the Mohammadans in Italy
as that of Panormos for the conquest of Sicily. But their aggression in Italy
was not as yet organized. It is carried out by various bands—African or
Spanish,—who act independently and sometimes take opposite side in the
struggles of the Lombard princes. The Saracens of Bari, who had wrested that
place from Radelchis, become his allies; but
the chief of Tarentum supports his enemy, Sikenolf.
Another Saracen leader, Massar, is employed by Radelchis to defend Beneventum against Sikenolfs Lombards of
Salerno.
If the civil
war in the Lombard Principality was favourable to the designs of the Saracens,
it was advantageous to Naples and her neighbours. No sooner did the struggles
break out than Amalfi recovered her independence; and Naples, relieved from the
pressure of Lombard aggression was able to change her policy and renounce the
alliance with the Moslems with whom she had not scrupled to co-operate. She had
helped them to take Messina, but she realised in time that such a friendship
would lead to her own ruin. Duke Sergius saw clearly that the Saracens, who
were occupying the Archipelago of Ponza and were
active on the coast south of Salerno, were an imminent danger to the Campanian
cities. Through his exertions, an alliance was formed by Naples with Surrentum, Amalfi, and Gaeta to assist the aggression of
the power which they now recognized as a common enemy (a.d. 845). The
confederate fleet won a victory over a Sicilian squadron near Cape Licosa. Rome too seems to have been aware that the
unbelievers might at any moment sail against the great city of Christendom.
Pope Gregory IV. had built a fort at Ostia and strengthened the town by a wall
and foss. Not long after his death, they took Ostia
and Porto and appeared before the walls of Rome (August a.d. 846). It is probable that
their quest was only booty and that they had not come with the thought of
besieging the city. They were driven off by the Margrave of Spoleto, but not
till they had sacked the churches of St. Peter and St. Paul outside the walls.
A large body encamped before Gaeta (September), where a battle was fought, but
the arrival of Caesarius, son of Duke Sergius, with a fleet forced them to
retreat to Africa
Three years
later the Romans were disturbed by the alarming news that the enemy had
equipped a great fleet to make another attack upon their city. Pope Leo IV.
concluded an agreement with the league of Gaeta, Amalfi, and Naples, for the
defence of Rome. The naval forces of the four powers gathered at Ostia, and the
leaders of the confederates swore solemnly in the Lateran palace to be true to
the cause. But their task proved unexpectedly easy, for the forces of the
elements charged themselves with the defence of the city of the Popes. The
hostile fleet arrived and the battle began, but a storm suddenly arose and
scattered the Arab ships. The Italians had little to do but to pick up captives
from the waters. This success must have contributed much to establish the power
and authority of Duke Sergius at Naples.
In the same
year (849) the domestic
dissensions in the Lombard state were terminated by a treaty of partition. It
was divided into two independent States, the Principality of Beneventum, and
the Principality of Salerno. The latter included, along with Lucania and the
north of Calabria, Capua and the greater part of Lombard Campania. But the
Counts of Capua refused to acknowledge the authority of the Prince of Salerno,
and thus three independent States arose from the disruption of the old
Principality of Beneventum.
The Western
Emperors, Lewis the Pious and Lothar, much occupied with other parts of their
wide dominions, had hitherto kept aloof from South Italian affairs. But the
danger which threatened Rome at the hands of the infidels moved Lothar to an
intervention which appeals from Naples for help against the Lombards, or from
one Lombard power for support against another, or from the Eastern Emperor for
common action against the Saracens, had failed to bring about. Towards the end
of A.D. 846 he decided to send an expedition against the Moslems. It was led by
his son Lewis, who appeared with an army, chiefly recruited from Gaul, and was
active' within the Lombard borders during the following years (a.d. 847-849). At the same time he doubtless helped to arrange the agreement between
the Lombard rivals. He was bent upon making his authority real, making South
Italy a part of his Italian kingdom in the fullest sense, and he was bent upon
driving the Saracens out. He expelled them from Beneventum, but this was only
the beginning of his task. The Saracens of Bari, whose leader took the title of
Sultan, dominated Apulia, in which he was master of twenty-four fortresses and
from which he ravaged the adjacent regions. Bari was strongly fortified, and
Lewis was beaten back from its walls (a.d. 852). For fourteen years he seems to have been
able to make no further effort to cope with the invaders. North Italian
affairs, and especially his struggle with Pope Nicolas I., claimed his
attention, and it was as much as he could do to maintain authority over his
Lombard vassals. During this time the Saracens were the terror of the South;
but the confederate fleet of Naples and her maritime allies appears' to have
secured to those cities immunity from attack.
As against the
Saracens, the interests of the Eastern and the Western Empires were hound
together, and, when Lewis once more set himself earnestly to the task of
recovering Apulia, he invoked the eo-operation of
Constantinople. How he succeeded, and how his success turned out to the profit
of his Greek allies, is a story which lies beyond our present limits.
CHAPTER X
RELATIONS WITH
THE WESTERN EMPIRE. VENICE
When Nicephorus I
ascended the throne, he was confronted on the western borders of his dominion
by the great Western State which was founded by the genius of Charles the
Great. It included the whole extent of the mainland of western Europe, with the
exception of Spain and the small territories in Italy which still belonged to
the lord of Constantinople. It was far larger in area than the Eastern Empire,
and to Charles it might well have seemed the business of a few short years to
drive the Byzantine power from Venetia, from the southern extremities of Italy,
and from Sicily itself. He had annexed Istria; he had threatened Croatia; and
his power had advanced in the direction of the Middle Danube. But his Empire,
though to himself and his friends it might appear as a resurrection of the
mighty empire of Augustus or Constantine, was not built up by the slow and sure
methods which the Roman republic had employed to extend its sway over the
world. Though it was pillared by the spiritual influence and prestige of Rome,
it was an ill-consolidated fabric which could not be strengthened and preserved
save by a succession of rulers as highly gifted as Charles himself. A few years
after his death the disintegration of his Empire began; it had been a menace,
it never became a serious danger, to the monarchs of Constantinople.
A treaty had
been concluded between Charles and Irene in a.d. 798, by which the Empress
recognised the lordship of the King in Istria and Beneventum, while he probably
acknowledged her rights in Croatia. Soon afterwards, induced perhaps by
overtures from a disloyal party in the island, Charles seems to have formed a
design upon Sicily, and ina.d. 800 it was known at Constantinople that he intended to attack the island;1 but his unexpected coronation led him to abandon his design.
Unexpected;
when the diadem was placed on his head in St. Peter’s on Christmas Day, and he
was acclaimed Imperator by the Romans, he was not only taken by surprise, but
even vexed. The Pope, who performed the coronation, was merely in the secret:
he consented to, but he did not initiate, a scheme, which was far from being
obviously conducive to the interests of pontifical policy. It has been shown that the scheme was conceived and carried through by friends and counsellors of
the king, who were enthusiastic admirers of their master as a conqueror and a
statesman. In poems and letters, these men —Alcuin, Theodulf, Angilbert,
Paulinus, Arno —ventilated, as we may say, the Imperial idea, not
formulating it in direct phrases, but allusively suggesting it. Thus Angilbert
wrote:
Rex Karolus,
caput orbis, amor populique decusque,
Europae venerandus apex, pater optimus, heros, Augustus.
It was not
enough for the authors of the scheme to assure themselves of the co-operation
of Pope Leo, for they were sufficiently versed in the Imperial theory to know
that the constitutional legitimacy of a Roman Emperor depended not on his
coronation but on his election. It was essential to observe the constitutional
form: the Emperor must be acclaimed by the Roman Senate, and army, and people.
There was no Senate in the old sense, but the term senatus was applied to the Roman nobles, and this sufficed for the purpose. There were
soldiers and there was a populace. It was necessary to prepare the Romans for
an exercise of sovran authority, which had long ceased to be familiar to them.
When they assembled in the Church of St. Peter to celebrate mass on Christmas
Day, there was perhaps no one in the great concourse except Charles himself,
who was unaware of the imminent event. When the Pope placed the crown on the
head of the King, who was kneeling in prayer, the congregation—the Senate, and
the Roman people—acclaimed him three times, “Life and victory to Charles,
Augustus, crowned by God, great and pacific Emperor of the Romans.” The Pope,
who had simply fulfilled the same function as a Patriarch of Constantinople in
a similar case, fell down and adored him as a subject.
If the first
emotions of the new Emperor, who had thus been taken unawares, were mixed with
anxiety and disquiet, one of the chief causes of his misgiving was probably the
ambiguous attitude which he now occupied in regard to Constantinople. The
legitimacy of the Emperors who ruled in the East as the successors of
Constantine had never been questioned in Europe; it had been acknowledged by
Charles himself; it was above all cavil or dispute. The election of Charles—it
mattered not whether at Rome or elsewhere— without the consent of the sovran at
Constantinople was formally a usurpation. It was all very well to disguise or
justify the usurpation by the theory that the Imperial throne had been vacant
since the deposition of Constantine VI, because a woman was incapable of
exercising the Imperial sovranty; but such an
argument would not be accepted in Byzantium, and would perhaps carry little
weight anywhere. Nor would Irene reign for ever; she would be succeeded by a
man, whose Imperial title would be indisputable. Charles saw that, elected
though he was by the Romans and crowned by the Pope, his own title as Roman
Imperator and Augustus could only become perfectly valid if he were recognised
as a colleague by the autocrat of Constantinople. There are many “empires” in
the world today; but in those days men could only conceive of one, the Roman
imperium, which was single and indivisible; two Roman Empires were
unimaginable. There might be more than the one Emperor; but these
others could only be legitimate and constitutional if they stood to him in a
collegial relation. If, then, the lord of Constantinople, whose Imperial title
was above contention, refused to acknowledge the lord of Rome as an Imperial
colleague, the claim of Charles was logically condemned as illegitimate.
That Charles
felt the ambiguity of his position keenly is proved by his acts. To conciliate
Constantinople, and obtain recognition there, became a principal object of his
policy. He began by relinquishing the expedition which he had planned against
Sicily. A year later (very early in 802) he received at Aachen envoys from
Irene. The message which they bore is unknown, but when they returned home they
were accompanied by ambassadors from Charles, who were instructed to lay
before the Empress a proposal of marriage. It is said that Irene was herself
disposed to entertain the offer favourably, and to acquiesce in the idea of a
union between the two realms, which would have restored the Empire to something
like its ancient limits. The scheme was a menace to the independence of the
East, and Irene’s ministers must have regarded it with profound distrust. They
had no mind to submit to the rule of a German, who would inevitably have
attempted to impose upon Byzantium one of his sons as successor. The influence
of the patrician Aetius hindered Irene from assenting, and before the Frankish
ambassadors left the city they witnessed her fall. This catastrophe put an end
to a plan which, even if it had led to a merely nominal union of the two
States, would have immensely strengthened the position of Charles by legalising,
in a signal way, his Imperial election. It was, however, a plan which was in
any case doomed to failure; the Greeks would never have suffered its
accomplishment.
Nicephorus,
soon after his accession, sent an embassy with some proposals to Charles. We do
not know what the points at issue were, but Charles agreed, and at the same
time wrote a letter to the Emperor. This letter is not preserved, but we may
conjecture, with high probability, that its purport was to induce Nicephorus to
recognise the Imperial dignity of the writer. Nicephorus did not deign to
reply, and peace between the two powers was again suspended (a.d. 803).
Active hostilities soon broke out, of which Venetia was the cause and the
scene.
We are
accustomed, by a convenient anticipation, to use the name Venice or Venetia in
speaking of the chief city of the lagoons long before it was thus restricted.
For it was not till the thirteenth century that “Venice” came to be specially
applied to the islands of the Rialto, nor was it till the ninth century that
the Rialto became the political capital. Venetia meant the whole territory of
the lagoon state from the Brenta to the Isonzo. Till the middle of the eighth
century the centre of government had been Heracliana on the Piave, which had taken the place of Oderzo when that city (c. 640) was captured by the Lombards. No traces remain to-day
of the place of Heracliana, which sank beneath the
marshes, even as its flourishing neighbour Jesolo,
which was also peopled by fugitives from Oderzo and
Altino, has been covered over by the sands. In A.D. 742—an epoch in the history
of Venice— the direct government of the Venetian province by Masters of
Soldiers was exchanged for the government of locally elected Dukes, and at the
same time the seat of office was transferred from Heracliana to the island of Malamocco. The noble families of Heracliana and Jesolo followed the governor, in such numbers
that Malamocco could not hold them, and the overflow streamed into the islands
known as Rivus Altus— the Rialto. The first consequence of this movement was
the foundation of a bishopric in the northern island, the see of Olivolo, which has been signalized as the first act in the
foundation of the city of Venice. But Malamocco, the seat of government and the
residence of the prominent families, was not the centre of commerce or the seat
of ecclesiastical power. The northern lagoon-city of Grado, originally built as
a port for Aquileia, was the residence of the Patriarch, and doubtless
surpassed in the luxuries of civilization, as it certainly excelled in
artistic splendour, the secular capitals Heracliana and Malamocco. For the superabundance of wealth at this time was in the
coffers of the Church.
The centre of
trade was Torcello, well protected in the northern
corner of the lagoons, and it did not surrender to the Bial to its position as
the great Venetian market-place till the tenth or eleventh century. The home
products which the Venetians exported consisted chiefly in salt and fish, and
their only native industry seems to have been basket-work. The commercial
importance of Venice in these early ages lay in its serving as a market-place
between the East and the West; and its possession had for Constantinople a
similar value to that of Cherson in the Euxine. Greek merchants brought to Torcello the rich products of the East—silk, purple, and
linen —peacocks, wines, articles of luxury; and Venetian traders distributed
these in Italy, Gaul, and Germany. The Greek exports were paid for by wood, and
metals, and slaves. The traffic in slaves, with Greeks and Saracens, was
actively prosecuted by the merchants notwithstanding the prohibitions of the
Dukes.
The Dukes
remained unswervingly loyal to the Empire throughout the eighth century. In a.d. 778 the
Duke Maurice introduced into the Dukedom the principle of co-regency, similar
to that which was customary in the Imperial office itself; he appointed his son
as a colleague, and this was a step towards hereditary succession. This
innovation must have received the Emperor’s sanction; Maurice was invested with
the dignities of stratelates and hypatos,
and his official title ran, magister militum,
consul et imperialis dux Venetiarum provinciae.
The Italian
conquest of Charles the Great and his advance to the north of the Hadriatic threatened to interrupt the peaceful development
of Venice and to rob the Empire of a valuable possession. The bishops of Istria
were subject to the Patriarch of Grado. When Charles conquered Istria (a.d. 787-788),
he transferred them to the See of Aquileia; he had already promised the Pope to
submit to his spiritual dominion both Istria and Venetia (a.d. 774). At
Grado he won an adherent in the Patriarch himself, who, however, paid the
penalty for his treason to the Empire. The young Duke Maurice sailed to Grado
and hurled the Patriarch from the pinnacle of a tower (c. a.d. 802). This act of violence
did not help the government; it gave a pretext to the disaffected. Fortunatus,
a friend of Charles the Great, was elected Patriarch (a.d. 803), and with some
Venetians, who were opposed to the government, he seceded to Treviso, and then
went by himself to Charles, with whom he discussed plans for overthrowing the
Imperial Dukes. The disloyal party at Treviso elected a certain Obelierius to the Dukedom; the loyal Dukes fled; and Obelierius with his adopted brother took unhindered
possession of the government in Malamocco.
This revolution (a.d. 804) was a rebellion against Constantinople, and the new Dukes signalized their
hostility to the Empire by a maritime attack on the Imperial province of
Dalmatia. At first they seem to have contemplated the design of making their
State independent both of the Frank and of the Greek, for they refused to allow
Fortunatus, the confidential friend of Charles, to return to Grado.1 But they soon abandoned this idea as impracticable; they submitted unreservedly
to the Western potentate and visited him at his Court (Christmas, A.D. 805). He
conferred upon them the Duchy of Venetia as a fief, and when he divided the
Empire prospectively among his sons (Feb. a.d. 806) he assigned Venetia,
Istria, and Dalmatia to Pippin.
It is not
improbable that in making this submission Venice hoped to induce Charles to
remove the embargo which he had placed upon her trade in a.d. 787, but if she counted on
this, she was disappointed. It may be that Charles himself did not
calculate on the permanent retention of Venetia, and it belonged to his Empire
for little more than a year. In the spring of a.d. 807 the Emperor Nicephorus
dispatched a fleet to recall the rebellious dependency to its allegiance. The
patrician Nicetas, who was in command, encountered no resistance ; the Dukes
submitted; Obelierius was confirmed in his office and
created a spathar; his brother was carried as a
hostage to Constantinople along with the bishop of Olivolo.
Fortunatus, who had been reinstated at Grado, fled to Charles.
Thus Venice was
recovered without bloodshed. Pippin, who, with the title of King, was ruling
Italy, was unable to interfere because he was powerless at sea, and he
concluded a truce with the Byzantine admiral till August 808. But the trial of
strength between the Western and the Eastern powers was only postponed. Another
Greek fleet arrived, under the patrician Paulus, strategos of Kephallenia, wintered in Venice, and in spring (809)
attacked Comacchio, the chief market of the Po trade.
The attack was repelled, and Paulus treated with Pippin, but the negotiations
were frustrated by the intrigues of the Dukes, who perhaps saw in the
continuance of hostilities a means for establishing their own independence
between the two rival powers. Paulus departed, and in the autumn Pippin
descended upon Venetia in force. He attacked it from the north and from the
south, both by land and by sea. His operations lasted through the winter. In
the north he took Heracliana, in the south the fort
of Brondolo on the Brenta; then CHioggia,
Palestrina, and Albiola; finally Malamocco. The Dukes
seem to have fallen into his hands, and a yearly tribute was imposed (a.d. 810).
Paulus again appeared on the scene, but all he could do was to save Dalmatia
from an attack of Pippin’s fleet.
The news
quickly reached Constantinople, and Nicephorus sent Arsaphios,
an officer of spathar rank, to negotiate with Pippin.
When he arrived, the King was dead (July 810), and he proceeded to Aachen
(October).
Charles was now
in a better position to bargain for his recognition as Imperator than seven
years before. He had now a valuable consideration to offer to the monarch of Constantinople,
and he proved, by what he was ready to pay, how deeply he desired the
recognition of his title. He agreed to restore to Nicephorus Venetia, Istria, Liburnia, and the cities of Dalmatia which were in his
possession. He entrusted to Arsaphios a letter to the
Emperor, and handed over to him the Duke Obelierius to be dealt with by his rightful lord. Arsaphios<>,
who was evidently empowered to make a provisional settlement at Venice, returned
thither, deposed the Dukes, and caused the Venetians to elect Agnellus Parteciacus, who had proved his devotion and loyalty to the
Empire (Spring 811).
In consequence
of the death of Nicephorus in the same year, the conclusion of peace devolved
upon Michael I. He agreed to the proposals, his ambassadors saluted Charles as
Emperor—Basileus—at Aachen (812), and Charles, who had at last attained the
desire of his heart, signed the treaty. The other copy was signed by the
successor of Michael and received by the successor of Charles (814). This
transaction rendered valid retrospectively the Imperial election of a.d. 800 at
Rome, and, interpreted strictly and logically, it involved the formal union of
the two sovran realms. For the recognition of Charles as Basileus meant that he
was the colleague of the Emperor at Constantinople; they were both Roman
Emperors, but there could be, in theory, only one Roman Empire. In other words,
the Act of A.D. 812 revived, in theory, the position of the fifth century.
Michael I. and Charles, Leo V and Lewis the Pious, stood to one another as
Arcadius to Honorius, as Valentinian III. to Theodosius II; the imperium Romanum stretched from the borders of Armenia to the
shores of the Atlantic. The union, of course, was nominal, and glaringly
unreal, and this has disguised its theoretical significance. The bases of the
civilizations in east and west were now so different, the interests of the
monarchs were so divergent, that there could be no question of even a formal
co-operation—of issuing laws, for instance, in their joint names. And even if
closer intimacy had been possible, there was no goodwill on the part of
Constantinople in conceding the Imperial dignity, for which a substantial price
had been paid. Nor did the Eastern Emperors consider that the concession was
permanent. It became hereafter a principle of their policy to decline to accord
the title of Basileus to the Western Emperor, unless they required his
assistance or had some particular object to gain. Thus in diplomatic
negotiations they had the advantage of possessing a consideration cheap to
themselves, but valuable to the other party.
To return to
Venice, the treaty between the two sovran powers contained provisions which
were of high importance for the subject state. The limits of its territory were
probably defined; the embargo on its trade in the empire of Charles was at last
removed; and its continental possessions, in the borders of Frankish Italy,
were restored to it, on the condition of paying a yearly tribute of about £1550
to the Italian king. Commercially, this treaty marks the beginning
of a new period for Venice; it laid the foundations of her mercantile
prosperity.
Not so
politically; the state of things which had existed before the Frankish
intervention was restored. The Venetians gladly acquiesced in the rule of
Constantinople. They had felt the conquest of Pippin as a profound humiliation;
their historians afterwards cast a veil over it. Their long and obstinate
defence of Malamocco showed their repugnance to the Franks. A Greek writer
tells us that, when Pippin called upon them to yield, they replied, “We will be
the subjects of the Emperor of the Romans, not of thee.” This, at all events,
expresses their feeling at the time. There are signs that during the following
years the Imperial government manifested a closer and more constant interest in
Venetian affairs and perhaps drew the reins tighter. Two yearly tribunes were
appointed to control the Duke. On the accessions of Leo V and Michael II,
Agnellus sent his son and his grandson to Constantinople to offer homage. The
Venetians were also called upon to render active aid to the Imperial fleets
against the pirates of Dalmatia who infested the Adriatic and against the
Saracens in Sicilian waters.
The Frankish
occupation was followed by a change which created modern Venice. The Duke
Agnellus moved the seat of government from Malamocco to the Rivus Altus (a.d. 811),
and in these islands a city rapidly grew which was to take the place of Torcello as a centre of commerce, and to overshadow Grado
in riches and art. The official house of Agnellus stood on the site of the
Palace of the Doges, and hard by, occupying part of the left side of the later
Church of St. Mark, arose the Chapel of St. Theodore, built by a wealthy Greek.
The Emperor Leo V. himself took an interest in the growth of the Rialto; he
founded at his own expense, and sent Greek masons to build, the nunnery of S.
Zaccaria, which stands further to the east. Soon afterwards St. Mark, perhaps
replacing St. Theodore, became the patron saint of Venice. Leo V. had issued an
edict forbidding the merchants of his empire to approach the ports of the
infidels in Syria and Egypt. This command was enforced by the Dukes; but notwithstanding,
about a.d. 828, some Venetian traders put in at Alexandria, and stole what they supposed
to be the corpse of Mark the Evangelist. When the precious remains, which
Aquileia vainly claimed to possess, reached the Rialto, they were hidden in a
secret place in the Duke’s house until a fitting shrine should be prepared to
receive them. The Duke Justinian bequeathed money for the building, and before
seven years had passed, the first Church of St. Mark had been reared between
the Chapel of St. Theodore and the ducal palace, by Greek workmen, a purely
Byzantine edifice. The Cathedral of S. Piero in the south-eastern extremity of
Castello was erected in these years, which also witnessed the building of S.
Ilario, on the mainland due north of Rialto, a basilica with three apses, of
which the ground plan was excavated not long ago.
A conspiracy (a.D. 836)
terminated the rule of the Parteciaci. The last duke
was relegated to a monastery at Grado, and he was succeeded by Peter Trandenicus, an illiterate, energetic man, under whose
memorable government Venice made a long leap in her upward progress. For she
now practically asserted, though she did not ostentatiously proclaim, a virtual
independence. There was no revolution; there was no open renunciation of the
authority of the Eastern Empire ; the Venetians still remained for generations
nominally Imperial subjects. But the bonds were weakened, the reins were
relaxed, and Venice actually conducted herself as a sovran state. Her
independence was promoted by the duty which fell upon her of struggling against
the Croatian pirates; the fleet of the Empire, occupied with the war in Sicily,
could not police the upper waters of the Adriatic. Hitherto Venice had used the
same craft for war and trade; Peter Trandenicus built
her first warships—chelandia of the Greek type.
Theophilus created him a spathar; he styled himself “Duke
and Spathar,” but he did not, like his predecessors,
describe himself as “submissive” (humilis)', presently he assumed the epithet
of “ glorious.” It is significant that in the dates of public documents anni
Domini begin to replace the regnal years of the Emperor. But the
most important mark of the new era is that Venice takes upon herself to
conclude, on her own account, agreements with foreign powers. The earliest of
these is the contract with the Emperor Lothar (Feb. 22, 840), which among
other provisions ensured reciprocal freedom of commerce by land and sea, and
bound the Venetians to render help in protecting the eastern coasts of Frankish
Italy against the Croatian pirates. This, the oldest monument, as it has been
called, of independent Venetian diplomacy, may be said to mark the inauguration
of the independence of Venice.
If Venice was
thus allowed to slide from under the controlling hand of the Emperors, without
scandal or ill-feeling, she retained her supreme importance for Byzantine
commerce, and for the next two centuries she was probably as valuable to the
Empire, of which she was still nominally a part, as if she had remained in her
earlier state of strict subordination.
The conquest of
Istria by the Franks affected not only the history of Venetia, but also that of
Dalmatia. The realm of Charles the Great was now adjacent to the province of
Dalmatia, which included the Roman cities and islands of the coast, from Tarsatica in Liburnia to Cattaro, and also to the Slavs of the “hinterland” who were
in a loose subjection to the government of Constantinople. In the treaty of
A.D. 798, the Franks acknowledged the Imperial rights over the Slavs; but
in the following years both the heads or Zupans of
these Slavs, and even the Roman communities of the coast, seem to have
discerned, like the Venetians, in the rivalry between the two Imperial powers
an opportunity for winning independence. The duke and the bishop of Zara went
to the court of Charles, along with the duke of Venice, in A.D. 806, and paid
him homage. About the same time some of the more northern Slavonic tribes
submitted to him, a submission which was nominal and involved no obligations.
But this, like the corresponding political change in Venice, was only
transient. By the treaty of A.D. 812 the old order was formally restored and
the Franks undertook not to molest or invade the Dalmatian communities. Some
particular questions concerning the boundaries in the north were settled in the
reign of Leo V, and no further attempts were made by the Western
Empire to seduce Dalmatia from its allegiance. But this allegiance was unstable
and wavering. The Slavonic zupans acknowledged no
lord in the reign of Michael III or perhaps at an earlier date. The
Roman communities of the coast, which were under their own magistrates, subject
to an Imperial governor or archon, are said to have asserted their autonomy in
the time of Michael II —and this may well have happened when he was engaged in
the struggle with Thomas. But the control of Constantinople was soon reimposed,
and Dalmatia continued to be a province or Theme, under an archon, though the
cities enjoyed, as before, a measure of self-government, which resembled that
of Cherson.
The settlement
of another question in the reign of Michael II tended to pacify the relations
between the two empires. The Istrian bishops who were subjects of the Western
Emperor had been permitted by the Peace of a.d. 812 to remain under the
Patriarch of Grado, who was a subject of the Eastern Emperor. This was an
awkward arrangement, which probably would not have been allowed to continue if
the Patriarch Fortunatus had not proved himself a good friend of the Franks.
But it was satisfactory to both Emperors to transfer the Istrian churches from
the See of Grado to that of Aquileia, so that the .ecclesiastical jurisdictions
were coincident with the boundaries between the two realms. This settlement was
effected in a.d. 827 by a synod held at Mantua.
The letter
which the Emperor, Michael II., addressed to Lewis the Pious has already
demanded our attention, in connexion with the iconoclastc controversy. Although his recognition of the Imperial title of Lewis was
grudging and ambiguous, Lewis, who consistently pursued the policy of keeping
on good terms with Constantinople, did not take offence. Under Theophilus the
relations between the two great powers continued to be friendly. The situation
in the Mediterranean demanded an active co-operation against the Saracens, who
were a common enemy; Theophilus pressed for the assistance of the Franks; but
the Western Empire was distracted by the conflicts between Lewis and his sons.
In the last year of his life, Theophilus proposed a marriage between Lewis, the
eldest son of Lothar, and one of his own daughters (perhaps Thecla), and Lothar
agreed. But after the Emperor’s death the project was allowed to drop, nor can
we say whether Theodora had any reason to feel resentment that the bridegroom
designate never came to claim her daughter. There seems to have ensued a
complete cessation of diplomatic intercourse during the reign of Michael III,
and it is probable that there may have been some friction in Italy. But, as we
have already seen, the struggle between Photius and the Pope led to an
approximation between the Byzantine court and the recreant bridegroom, who was
proclaimed Basileus in Constantinople (a.d. 867). During the following years, the
co-operation against the Saracens, for which Theophilus had hoped, was to be
brought about; the Emperor Lewis was to work hand in hand with the generals of
Basil in southern Italy.
CHAPTER XI
BULGARIA
1.
The Bulgarian
Kingdom
The hill-ridge of
Shumla, which stretches from north-west to south-east, divides the plain of Aboba from the plain of Preslav,
and these two plains are intimately associated with the early period of
Bulgarian history. It must have been soon after the invaders established their
dominion over Moesia, from the Danube to the Balkans, that they transferred
their capital and the seat of their princes from a marshy fortress in the Dobrudzha to a more central place. Their choice fell upon
Pliska. It is situated north-east of Shumla, in the plain of Aboba, and near the modern village of that name. Travellers had long since recognized the site as an ancient settlement, but it
was taken for granted that the antiquities which the ground evidently concealed
were of Roman origin, and it has only recently been discovered by excavation
that here were the great entrenched camp and the royal palace of the early
khans of Bulgaria.
The camp or
town formed a large irregular quadrilateral, and some idea of its size may be
conveyed, if it is said that its greatest length from north to south was four
miles, and that its width varied from two miles and a half to about one mile
and three-quarters. It was enclosed by a fortification, consisting of a ditch
outside a rampart of earth, the crown of which appears to have been surmounted
by a wooden fence. Although early destruction and later cultivation have done what
they could to level and obliterate the work, the lines can be clearly traced,
and it has been shown that the town could be entered by eleven gates. Near the
centre of the enclosure was an inner stronghold, and within this again was the
palace of the Khans. The stronghold, shaped like a trapezium, was surrounded by
thick walls, which were demolished at an ancient date, and now present the
appearance of a rampart about ten feet high. Four circular bastions protected
the four angles, and two double rectangular bastions guarded each of the four
gates, one of which pierced each of the four walls. The walls were further
strengthened by eight other pentagonal bastions. The main entrance was on the
eastern side.
Within this
fortress stood a group of buildings, which is undoubtedly to be identified as
the palatial residence of the Khans. The principal edifice, which may be
distinguished as the Throne-palace, was curiously constructed. A large room in
the basement, to which there seems to have been no entrance from without,
except perhaps a narrow issue underneath a staircase, points to the fact that
the ground-floor was only a substructure for an upper storey. This storey consisted
of a prodomos or entrance-hall on the south side, to
which the chief staircase ascended, and a hall of audience. The hall was nearly
square, and was divided by rows of columns into three parts, resembling the
nave and aisles of a church. The throne stood in a round apse, in the centre of
the northern wall. Not far from this building stood a rectangular temple, which
in the days of Krum and Omurtag was devoted to the heathen cult of the
Bulgarians, but was converted, after the adoption of Christianity, into a
church.
The fortress
and the palace, which seem to have been built much about the same time,
certainly belong to no later period than the first half of the ninth century.
The architecture of the Throne-palace bears the impress of Byzantine
influence, and has a certain resemblance to the Trikonchos of Theophilus, as
well as to the Magnaura. It was doubtless constructed by Greek masons. The
columns may have been imported from Constantinople; it is recorded that Krum, when
he attacked that city, carried off' works of art from the suburban buildings.
The title of
the rulers of Bulgaria was Punas uvegc, “sublime khan,” but even while they were still
heathen, they did not scruple to have themselves described sometimes in their
official monuments as “ rulers by the will of God.” Of the political
constitution of the kingdom little can be ascertained. The social fabric of the
ruling race was based on the clan system, and the head of each clan was perhaps
known as a zupan. From early ages the monarchy had
been hereditary in the clan of Dulo, but in the
middle of the eighth century, Kormisos, who belonged
to another family, ascended the throne, and after his death Bulgaria was
distracted for some years by struggles for the royal power. We may probably see
in these events a revolt of the clans against the hereditary principle and an
attempt to make the monarchy elective. There were two ranks of nobility, the boilads and the bagains, and
among the boilads there were six or perhaps twelve
who bad a conspicuous position at the court. When a Bulgarian ambassador
arrived at Constantinople, etiquette required that the foreign minister should
make particular inquiry first for “the six great boilads,”
and then for the other boilads, “the inner and the
outer.” There were thus three grades in this order. We do not know whether the
high military offices of tarkan and kauklian were confined to the boilads. The khan himself had a following or retinue of his
own men, which seems to have resembled the German comitatus. The kingdom was
divided into ten administrative divisions, governed by officers whose title we
know only under the equivalent of count.
The Bulgarians
used the Greek language for their official documents, and like the ancient
Greeks recorded their public acts by inscriptions on stones. Mutilated texts of
treaties and records of important events have been discovered. They are
composed in colloquial and halting Greek, not in the diplomatic style of the
chancery of Byzantium, and we may guess that they were written by Bulgarians or
Slavs who had acquired a smattering of the Greek tongue. Among these monuments
are several stones inscribed by the khans in memory of valued officers who died
in their service. One of them, for instance, met his death in the waters of the
Dnieper, another was drowned in the Theiss. This use of the Greek language for their
records is the most striking sign of the influence which was exercised on the
Bulgarians by the civilization of Constantinople. We can trace this influence
also in their buildings, and we know that they enlisted in their service Greek
engineers, and learned the use of those military engines which the Greeks and
Romans had invented for besieging towns. Notwithstanding the constant warfare
in which they were engaged against the Empire, they looked to Constantinople
much as the ancient Germans looked to Rome. Tervel had been created a Caesar by
the gratitude of Justinian II., and two of his successors found an honourable
refuge in the Imperial city when they were driven by rivals from their own
kingdom. Tserig fled to the court of Leo IV (A.D. 777),
accepted baptism and the title of Patrician, and was honoured by the hand of an
Imperial princess.1 It might be expected that the Bulgarians would
have found it convenient to adopt the Roman system of marking chronology by indictions or even to use the Roman era of the Creation of
the world, and we actually find them employing both these methods of indicating
time in their official records. But they had also a chronological
system of their own. They reckoned time by cycles of sixty lunar years,
starting from the year a.d. 659, memorable in their history as that in which they had crossed the Danube
and made their first permanent settlement in Moesia. For historical
purposes, this system involved the same disadvantage as that of Indictions, though to a much smaller degree; for instance,
when an event was dated by the year 48, it was necessary also to know to what
cycle the year referred. But for practical purposes there was no inconvenience,
and even in historical records little ambiguity would have been caused until
the Bulgarian annals had been extended by the passage of time into a larger
series. It is possible that the Bulgarian lunar years corresponded to the years
of the Hijra, and if so, this would be a remarkable indication of Mohammadan influence, which there are other reasons for
suspecting. We know that in the ninth century there must have been some
Bulgarians who were acquainted with Arabic literature.
But the
Bulgarians had other neighbours and foes besides the Romans, and political
interests in other directions than in that of Constantinople. It is recorded
that the same prince who crossed the Danube and inaugurated a new period in
Bulgarian history, also drove the Avars westward, and the record
expresses the important fact that in the seventh century the Bulgarians
succeeded to the overlordship which the Avar khans had exercised over Dacia in
the reigns of Maurice and Heraclius. This influence extended to the Theiss or
beyond. Eastward, their lordship was bounded by the Empire of the Khazars, but
it is impossible to define the precise limit of its extent. There can be no
doubt that in the seventh and eighth centuries Bulgaria included the countries
known in later times as Walachia and Bessarabia, and the authority of the khans
may have been recognised, even beyond the Dniester. At all events it appears to
be certain that in this period Bulgarian tribes were in occupation of the
coastlands from that river wellnigh to the Don, and this Bulgarian continuity
was not cleft in twain till the ninth century. The more easterly portion of the
people were known as the Inner Bulgarians, and they were probably considered to
belong to the Empire of the Khazars. But we cannot decide whether it was at the
Dniester or rather at the Dnieper that the authority of the Khazars ended and
the claims of the Great Bulgarians of Moesia began.
South of the
Danube, the kingdom extended to the Timok, which marked the Servian frontier. The Bulgarians lived on terms of unbroken friendship with the Servians, and this may perhaps he explained by the fact
that between their territories the Empire still possessed an important
stronghold in the city of Sardica.
For the greater
security of their country the Bulgarians reinforced and supplemented the
natural defences of mountain and river by elaborate systems of fortification
and entrenchment. Their kingdom, almost girt about by an
artificial circumvallation, might be compared to an entrenched camp, and the
stages in its territorial expansion are marked by successive ramparts. Beyond
the Danube, a ditch and earthen wall connected the Pruth with the Dniester in northern Bessarabia, and a similar fence protected the
angle between the mouths of the Sereth, the Danube,
and the Pruth. The early settlement of Isperikh at Little Preslav, near
the mouth of the Danube, was fortified by a rampart across the Dobrudzha following the line of older Roman walls of earth and stone, but turned to
confront a foe advancing from the south, while the Boman defences had been
designed against barbarians descending from the north. When the royal residence
was moved to Pliska, a line of fortifications was constructed along the
heights of Haemus; and a trench and rampart from the mountains to the Danube
marked the western frontier. When their successes at the expense of the Empire
enabled the conquerors to bestride the mountains, a new fence, traversing
Thrace, marked the third position in their southward advance. The
westward expansion is similarly separated by two more entrenchments connecting
the Haemus with the Danube, while the right bank of that river was defended by
a series of fortresses and entrenchments from Little Preslav to the neighbourhood of Nicopolis.
The main road
from Constantinople to the capital of the Bulgarian kings crossed the frontier,
east of the Tundzha, near the conspicuous heights of Meleona, which, still covered with the remains of Bulgarian
fortifications, marked an important station on the frontier, since they
commanded the road. To the north-west of Meleona, the
Bulgarians held Diampolis, which preserves its old
name as Janibol, situated on the Tundzha.
The direct road to Pliska did not go by Diampolis,
but ran northward in a direct course to the fortress of Marcellae,
which is the modern Karnobad. This stronghold possessed a high
strategic importance in the early period of Bulgarian history, guarding the
southern end of the pass of Veregava, which led to
the gates of the Bulgarian king. Not far to the west of Veregava is the pass of Verbits, through which the road lay
from Pliska to Diampolis. The whole route from Marcellae to Pliska was flanked by a succession of
fortresses of earth and stone.
2.
Krum and
Nicephorus I
In the wars
during the reign of Irene and Constantine VI, the Bulgarians had the upper
hand; king Kardam repeatedly routed Roman armies, and
in the end the Empress submitted to the humiliation of paying an annual tribute
to the lord of Pliska. A period of peace ensued, lasting for about ten years (a.d. 797-807). We may surmise that the attention of the Bulgarian Icing was at this
time preoccupied by the political situation which had arisen in the regions
adjacent to the Middle Danube by the advance of the Frank power and the
overthrow of the Avars. On the other hand, Nicephorus who, soon after his
accession, was embroiled in war with the Saracens, may have taken some pains to
avoid hostilities on his northern frontier. It is at all events significant
that he did not become involved in war with Bulgaria until the tide of the
eastern war had abated. We do not know what cause of provocation was given, but
so far as our record goes, it was the Roman Emperor who began hostilities. Kardam had in the meantime been succeeded by Krum, a
strong, crafty, and ambitious barbarian, whose short reign is memorable in the
annals of his country.
It was in A.D.
807 that Nicephorus set forth at the head of an army to invade Bulgaria. But
when he reached Hadrianople a mutiny broke out, and he was compelled to abandon
his expedition. The next hostile movement of which we hear—we cannot say which
occurred—was the appearance o a Bulgarian army in Macedonia, in the regions of
the Strymon, towards the close of the following year. Many regiments of the
garrison of the province, with the strategos himself and the officers, were cut
to pieces, and the treasury of the khan was enriched by the capture of 1100
lbs. of gold which had been destined to pay the soldiers. It would seem that
the Romans had not expected an attack so late in the year; but the presence of
a considerable force in the Strymon regions points to the fact that the
Bulgarians had already betrayed their designs against Macedonia. In the ensuing
spring (809) Krum followed up his success on the Strymon by an attack on the
town of Sardica, which seems at this time to have been the most northerly
outpost of the Empire towards the Danube. He captured it not by violence, but
by wily words, and put to death a garrison of six thousand soldiers and (it is
said) the population of the place. It does not appear that he had conceived the
idea of annexing the plain of Sardica to his realm. He dismantled the
fortifications and perhaps burned the town, which was one day to be the capital
of the Bulgarian name. When the tidings of the calamity arrived, Nicephorus
left Constantinople in haste on the Tuesday before Easter (April 3). Although
the monk, who has related these events, says nothing of his route, we can have
no doubt that he marched straight to the mountains by Meleona and Marcellae, and descended on Pliska from the Veregava Pass. For he dispatched to the city an Imperial
letter in which he mentioned that he spent Easter day in the palace of the
Bulgarian king. The plunder of Pliska was a reprisal for the sack
of Sardica, to which Nicephorus then proceeded for the purpose of rebuilding
it. We are not told what road he took, but he avoided meeting the victorious
army of the enemy. It is said that some officers who had escaped the massacre
asked Nicephorus in vain for a promise that he would not punish them, and were
forced to desert to the Bulgarians.
The Emperor
desired to rebuild Sardica as speedily and as cheaply as possible, and, fearing
that the soldiers would be unwilling to submit to a labour which they might say
was not a soldier’s business, he prompted the generals and officers to induce
the soldiers to address a spontaneous request to the Emperor that the city
might be rebuilt. But the men saw through this stratagem, and were filled with
indignation. They tore down the tents of their superiors, and, standing in
front of the Emperor’s pavilion, cried that they would endure his rapacity no
more. It was the hour of noon and Nicephorus was dining. He directed two
patricians to attempt to tranquillise the army; the noise abated; the soldiers
formed a company on a hillock hard by, “and, forgetting the matter in hand,
kept crying, ‘Lord, have mercy!’” This unorganized mutiny was soon quelled by
Imperial promises, and the officers were all on the Emperor’s side.
Punishment, however, was afterwards inflicted on the ringleaders.
Nicephorus
viewed with anxiety the western provinces of his Empire in Macedonia and
Thessaly. The Slavs, on whose fidelity no reliance could be placed, were
predominant there, and it was the aim of the Bulgarians to bring the Macedonian
Slavs under their dominion. To meet the dangers in this quarter the Emperor
determined to translate a large number of his subjects from other parts of the
Empire and establish them as Roman colonists in what was virtually a Slavonic
land. They could keep the Slavs in check and help in repulsing Bulgarian
aggression. The transmigration began in September 809 and continued until
Easter 810. It seems to have been an unpopular measure. Men did not like to
leave the homes to which they were attached, to sell their property, and say
farewell to the tombs of their fathers. The poor cling far more to places than
the rich and educated, and it was to the poor agriculturists that this measure
exclusively applied. Some, we are told, were driven to desperation and
committed suicide rather than go into a strange and distant land; and their
richer brethren sympathized with them; in fact, the act was described as
nothing short of “a captivity.” But though it may have been hard on
individuals, it was a measure of sound policy; and those who on other grounds
were ill-disposed to the government exaggerated the odium which it aroused.
Nicephorus, who, as we are told, prided himself greatly on this act, seems to
have realised the danger that the Slavonic settlements in Macedonia and Greece
might eventually be gathered into a Bulgarian empire; and these new colonies
were designed to obviate such a possibility.
Meanwhile the
Emperor was preparing a formidable expedition against Bulgaria, to requite Krum
for his cruelties and successes. In May 811 the preparations were complete, and
Nicephorus marched through Thrace at the head of a large army. The troops of
the Asiatic Themes had been transported from beyond the Bosphorus; Romanus,
general of the Anatolies, and Leo, general of the Armeniacs,
were summoned to attack the Bulgarians, as their presence was no longer
required in Asia to repel the Saracen. When he reached Marcellae,
at the foot of the mountains, where he united the various contingents of his
host, ambassadors arrived from Krum, who was daunted by the numbers of the
Romans. But the Augustus at the head of his legions had no thought
of abandoning his enterprise, and he rejected all pleadings for peace. He knew
well that a humiliating treaty would be violated by the enemy as soon as his
own army had been disbanded; yet nothing less than a signal humiliation could
atone for the massacres of Sardica and the Strymon. The march, difficult for a
great army, through the pass of Veregava, occupied
some time, and on the 20th of July the Romans approached the capital of Krum.
Some temporary consternation was caused by the disappearance of a trusted
servant of the Emperor, who deserted to the enemy with the Imperial apparel and
100 lbs. of gold.
No opposition
was offered to the invaders, and the Roman swords did not spare the
inhabitants. Arriving at Pliska, Nicephorus found that the king had fled; he
set under lock and key, and sealed with the Imperial seal, the royal treasures,
as his own spoil; and burned the palace. Then Krum said, “Lo, thou hast
conquered; take all thou pleasest, and go in peace”.
But the victor disdained to listen. Perhaps it was his hope to recover Moesia
and completely to subdue the Bulgarian power. But if this was his design it was
not to be realised: Nicephorus was not to do the work which was reserved
for Tzimiskes and Basil Bulgaroktonos.
He allowed himself to be drawn back into the mountain where Krum and his army
awaited him. It is generally supposed that an obvious precaution had been
neglected and that the Romans had not taken care to guard their retreat by
leaving soldiers to protect the mountain pass behind them. But it seems
probable that the pass of Veregava was not the scene
of the disaster which followed, and the imprudence of Nicephorus did not consistin neglecting to secure the road of return. So far
as we can divine, he permitted the enemy to lure him into the contiguous pass
of Verbits, where a narrow defile was blocked by
wooden fortifications which, small garrisons could defend against multitudes.
Here, perhaps, in what is called to-day the Greek Hollow, where tradition
declares that many Greeks once met their death, the army found itself enclosed
as in a trap, and the Emperor exclaimed, “Our destruction is certain ; if we
had wings, we could not escape.” The Bulgarians could conceal themselves in the
mountains and abide their time until their enemies were pressed by want of
supplies; and as the numbers of the Roman army were so great, they would not
have to wait long. But the catastrophe was accelerated by a successful night
attack. The defiles had been fortified on Thursday and Friday, and on Sunday
morning just before dawn the tent in which Nicephorus and the chief patricians
were reposing was assailed by the heathen. The details of the attack are not
recorded; perhaps they were never clearly known; but we must suppose that there
was some extraordinary carelessness in the arrangements of the Roman camp. The
Roman soldiers, taken unawares, seem to have been paralysed and to have allowed
themselves to be massacred without resistance. Nicephorus himself was slain,
and almost all the generals and great officers who were with him, among the
rest the general of Thrace and the general of the Anatolies.
This disaster
befell on the 26th of July. It seemed more shameful than any reverse that had
happened throughout the invasions of the Huns and the Avars, worse than any
defeat since the fatal day of Hadrianople. After the death of Valens in that
great triumph of the Visigoths, no Roman Augustus had fallen a victim to
barbarians. During the fifth and sixth centuries the Emperors were not used to
fight, but since the valour of Heraclius set a new example, most of the Roman
sovrans had led armies to battle, and if they were not always victorious, they
always succeeded in escaping. The slaughter of Nicephorus was then an event to
which no parallel could be found for four centuries back, and it was a shock to
the Roman world.
Krum exposed
the head of the Emperor on a lance for a certain number of days. He then caused
the skull to be hollowed out in the form of a large drinking bowl, and lined
with silver, and at great banquets he used to drink in it to the health of his
Slavonic boliads with the Slavonic formula “zdravitsa.”
A memorial of
this disaster survived till late times at Eskibaba in
Thrace, where a Servian patriarch of the seventeenth century saw the tomb of a
certain Nicolas, a warrior who had accompanied the fatal expedition of
Nicephorus and seen a strange warning dream. The Turks had shrouded the head of
the corpse with a turban.
3.
Krum, and
Michael I
Sated with
their brilliant victory, the Bulgarians did not pursue the son and son-in-law
of the Emperor, who escaped from the slaughter, and they allowed the Romans
ample time to arrange the succession to the throne, which, as we have seen, was
attended by serious complications. But Michael I had not been many months
established in the seat of Empire, when he received tidings that the enemy had
invaded Thrace (a.D. 812). The city which Krum first attacked was near the frontier. On an inner
curve of the bays, on whose northern and southern horns Anchialus and Apollonia
faced each other, lay the town of Develtos. It might
pride itself on its dignity as an episcopal seat, or on its strength as a
fortified city. But its fortifications did not now avail it, nor yet its
bishop. Krum reduced the place, and transported inhabitants and bishop beyond
the mountains to Bulgaria. The Emperor meanwhile prepared to oppose the
invader. On the 7th day of June he left the capital, and the Empress Procopia
accompanied him as far as Tzurulon, a place which
still preserves its name as Chorlu, on the direct
road from Selymbria to Hadrianople.
It does not
seem that Michael advanced farther than to Tzurulon.
The news of the fate of Develtos came, and a mutiny
broke out in the army. It was thought that the Emperor had shown incompetence
or had followed injudicious advice. While we can well understand that little
confidence could be felt in this weak and inexperienced commander, we must also
remember that there was in the army a large iconoclastic section hostile to the
government. The Opsikian and Thrakesian Themes played the most prominent parts in the rioting. A conspiracy in favour
of the blind brothers of Constantine V followed upon this mutiny, and Michael
returned to the City. The field was thus left to the Bulgarians, who prevailed
in both Thrace and Macedonia. But the alarm felt by the inhabitants caused
perhaps more confusion than the actual operations of the invaders. It does not
indeed appear that the Bulgarians committed in this year any striking
atrocities or won any further success of great moment. But the fate of the
Roman Emperor in the previous year had worked its full effect. The dwellers in
Thrace were thoroughly frightened, and when they saw no Roman army in the field
they had not the heart to defend their towns. The taking of Develtos brought the fear home to neighbouring Anchialus on the sea. Anchialus had
always been one of the firmest and strongest defences against the barbarians, against the
Avars in olden days and against the Bulgarians more recently. Fifty years ago
the inhabitants had seen the Bulgarian forces defeated in the neighbouring
plain by the armies of the Fifth Constantine. But Michael was not like
Constantine, as the men of Anchialus well knew; and now, although the defences
of their city had recently been restored and strengthened by Irene, they fled
from the place though none pursued. Other cities, not only smaller places like
Nicaea and Probaton, but even such as Beroe and the
great city of Western Thrace, Philippopolis, did likewise. The Thracian Nicaea
is little known to history; it seems to have been situated to the south- east
of Hadrianople. Probaton or Sheep-fort, which is to
be sought at the modern Provadia, north-east of
Hadrianople, had seen Roman and Bulgarian armies face to face in a campaign of
Constantine VI. (a.d. 791). Stara Zagora is believed to mark the site of Beroe, at the crossing of
the Roman roads, which led from Philippopolis to Anchialus and from Hadrianople
to Nicopolis on the Danube. It was in this neighbourhood that the Emperor
Decius was defeated by the Goths. The town had been restored by the Empress
Irene, who honoured it by calling it Irenopolis; but
the old name persisted, as in the more illustrious cases of Antioch and
Jerusalem. Macedonian Philippi behaved like Thracian Philippopolis, and those
reluctant colonists whom Nicephorus had settled in the district of the Strymon
seized the opportunity to return to their original dwellings in Asia Minor.
Later in the
same year (812) Krum sent an embassy to the Roman Emperor to treat for peace. The ambassador whom he chose was a Slav, as his name Dargamer proves. The Bulgarians wished to renew an old commercial treaty which seems to
have been made about half a century before between king Kormisos and Constantine V; and Krum threatened that he would attack Mesembria if his
proposals were not immediately accepted. The treaty in question (1) had defined
the frontier by the hills of Meleona; (2) had secured
for the Bulgarian monarch a gift of apparel and red dyed skins; (3) had
arranged that deserters should be sent back; and (4) stipulated for the free
intercourse of merchants between the two states in case they were provided with
seals and passports; the property of those who had no passport was
to be forfeited to the treasury.
After some
discussion the proposal for the renewal of this treaty was rejected, chiefly on
account of the clause relating to refugees. True to his threat, Krum
immediately set his forces in motion against Mesembria and laid siege to it
about the middle of October (812). Farther out on the bay of Anchialus than
Anchialus itself, where the coast resumes its northward direction, stood this
important city, on a peninsula hanging to the mainland by a low and narrow
isthmus, about five hundred yards in length, which is often overflowed by
tempestuous seas. It was famous for its salubrious waters; it was
also famous for its massive fortifications. Here had lived the parents of the
great Leo, the founder of the Isaurian Dynasty. Hither had fled for refuge a
Bulgarian king, driven from his country by a sedition, in the days of
Constantine V. Krum was aided by the skill of an Arab engineer, who, formerly
in the service of Nicephorus, had been dissatisfied with that Emperor’s
parsimony and had fled to Bulgaria. No relief came, and Mesembria
fell in a fortnight or three weeks. Meanwhile the promptness of Krum in
attacking had induced Michael to reconsider his decision. The Patriarch was
strongly in favour of the proposed peace; but he was opposed by Theodore, the
abbot of Studion, who was intimate with Theoktistos, the Emperor’s chief
adviser. The discussion which was held on this occasion the time was not
excluded from such debates. The war party said, “We must not accept peace at
the risk of subverting the divine command; for the Lord said, Him who cometh
unto me I will in no wise cast out,” referring to the clause concerning the
surrender of refugees. The peace party, on their side, submitted that in the
first place there were, as a matter of fact, no refugees, and secondly, even if
there were, the safety of a large number was more acceptable to God than the
safety of a few; they suggested, moreover, that the real motive of those who
rejected the peace was a short-sighted parsimony, and that they
were more desirous of saving the 30 lbs. worth of skins than concerned for the
safety of deserters; these disputants were also able to retort upon their
opponents passages of Scripture in favour of peace. The war party prevailed.
Four days later
the news came that Mesembria was taken. The barbarians had found it well
stocked with the comforts of life, full of gold and silver; and among other
things they discovered a considerable quantity of “ Roman Fire,” and thirty-six
engines (large tubes) for hurling that deadly substance. But they did not
occupy the place; they left it, like Sardica, dismantled and ruined. It would
seem that, not possessing a navy, they judged that Mesembria would prove an
embarrassing rather than a valuable acquisition.
All thoughts of
peace were now put away, and the Emperor made preparations to lead another
expedition against Bulgaria in the following year. In February (813) two
Christians who had escaped from the hands of Krum announced that he was
preparing to harry Thrace. The Emperor immediately set out and Krum was obliged
to retreat, not without some losses. In May all the preparations were ready.
The Asiatic forces had been assembled in Thrace, and even the garrisons which
protected the kleisurai leading into Syria had been
withdrawn to fight against a foe who was at this moment more formidable than
the Caliph. Lycaonians, Isaurians, Cilicians,
Cappadocians, and Galatians were compelled to inarch northwards, much against
their will, and the Armeniacs and Cappadocians were
noticed as louder than the others in their murmurs. As Michael and his generals
issued from the city they were accompanied by all the inhabitants, as far as
the Aqueduct. Gifts and keepsakes showered upon the officers, and the Empress
Procopia herself was there, exhorting the Imperial staff to take good care of
Michael and “to fight bravely for the Christians.”
Michael, if he
had some experience of warfare, had no ability as a general, and be was more
ready to listen to the advice of the ministers who had gained influence over
him in the palace than to consult the opinion of two really competent military
men who accompanied the expedition. These were Leo, general of the Anatolies,
whom, as we have already seen, he had recalled from exile, and John Aplakes, the general of Macedonia. During the month of May
the army moved about Thrace, and was little less burdensome to the inhabitants
than the presence of an enemy. It was specially remarked by contemporaries that
no attempt was made to recover Mesembria. Early in June Krum entered Roman
territory and both armies encamped near Versinicia, a
place not far from Hadrianople. At Versinicia, nearly
twenty years before, another Emperor had met another Khan. Then Kardam had skulked in a wood, and had not ventured to face
Constantine. Krum, however, was bolder than his predecessor, and, contrary to
Bulgarian habit, did not shrink from a pitched battle. For fifteen days they
stood over against one another, neither side venturing to attack, and the heat
of summer rendered this incessant watching a trying ordeal both for men and for
horses. At last John Aplakes, who commanded one wing,
composed of the Macedonian and Thracian troops, lost his patience and sent a
decisive message to the Emperor: “How long are we to stand here and perish ? I
will strike first in the name of God, and then do ye follow up bravely, and we
can conquer. We are ten times more numerous than they.” The Bulgarians, who
stood on lower ground in the valley, fell before the charge of Aplakes and his soldiers who descended on them from a
slight elevation; but the brave strategos of Macedonia was not supported by the
centre and the other wing. There was a general flight without any
apparent cause, and the Anatolies were conspicuous among the fugitives. Aplakes, left with his own men, far too few to hold their
ground, fell fighting. The enemy were surprised and alarmed at this
inexplicable behaviour of an army so far superior in numbers, so famous for its
discipline. Suspecting some ambush or stratagem the Bulgarians hesitated to
move. But they soon found out that the flight was genuine, and , they followed
in pursuit. The Romans threw away their weapons, and did not arrest their
flight until they reached the gates of the capital.
Such was the
strange battle which was fought between Hadrianople and Versinicia on June 22, a.d. 813. It has an interest as one of the few engagements in which an army chiefly
consisting of Slavs seems to have voluntarily opposed a Roman host on open
ground. As a rule the Slavs and Bulgarians avoided pitched battles in the plain
and only engaged in mountainous country, where their habits and their equipment
secured them the advantage. But Krum seems to have been elated by his career of
success, and to have conceived for his opponents a contempt which prompted him
to desert the traditions of Bulgarian warfare. His audacity was rewarded, but
the victory was not due to any superiority on his side in strategy or tactics.
Historians have failed to realise the difficulties which beset the battle of Versinicia, or to explain the extraordinary spectacle of a
Roman army, in all its force, routed in an open plain by a far smaller army of
Slavs and Bulgarians. It was a commonplace that although the Bulgarians were
nearly sure to have the upper hand in mountainous defiles they could not cope
in the plain with a Roman army, even much smaller than their own. The soldiers
knew this well themselves, and it is impossible to believe that the
Anatolic troops, disciplined by warfare against the far more formidable
Saracens, were afraid of the enemy whom they met in Thrace.
The only
reasonable explanation of the matter is treachery, and treachery was the cause
assigned by contemporary report. The Anatolic troops feigned
cowardice and fled; their flight produced a panic and the rest fled too. Others
may have been in the plot besides the Anatolies, but the soldiers of Leo, the
Armenian, were certainly the prime movers. The political consequences of the
battle show the intention of the Asiatic troops in courting this defeat. The
Emperor Michael lost credit and was succeeded by Leo. This was what the Asiatic
soldiers desired. The religious side of Michael’s rule was, highly unpopular in
Phrygia and the districts of Mount Taurus, and Michael himself was, probably, a
Thracian or Macedonian. The rivalry between the Asiatic and European nobles,
which played an important part at a later period of history, was perhaps
already beginning; and it is noteworthy that the Thracians and Macedonians
under Aplakes were the only troops who did not flee.
Reviewing all the circumstances, so far as we know them, we cannot escape the
conclusion that the account is right which represents the regiments of Leo, if
not Leo himself, as guilty of intentional cowardice on the field of Versinicia. It was planned to discredit Michael and elevate
Leo in his stead, and the plan completely succeeded.
4.
The Bulgarian Siege of Constantinople (a.D. 813)
After his
victory over the army of Michael, the king of the Bulgarians resolved to
attempt the siege of two great cities at the same time. He had good reason to
be elated by his recent successes against the Roman Empire; he might well dream
of winning greater successes still. He had achieved what few enemies of the
Empire in past time could boast that they had done. He had caused the death of
two Emperors and the downfall of a third; for he might attribute the deposition
of Michael to his own victory; and within two years he had annihilated one
Roman army and signally defeated another. In point of fact, these successes
were due rather to luck than to merit; the Bulgarian king had shown craft but
no conspicuous ability in generalship; the battles
had not been won by superiority in tactics or by signal courage. But the facts
could not be ignored; the head of a Roman Emperor was a drinking-cup in the
palace of Pliska, and a large Roman army had been routed near Hadrianople.
It was an
ambition of Leo the Armenian, as has been already noticed, to emulate the great
Isaurian Emperors of the previous century; and fortune gave him, at his very
accession, an opportunity of showing how far he could approach in military
prowess the Fifth Constantine, whom the Bulgarians had found so formidable.
Krum left his brother to blockade the city of Hadrian, and advanced himself to
lay siege to the city of Constantine. He appeared before it six days after the
accession of the new Emperor. In front of the walls he made a display of his
power, and in the park outside the Golden Gate he prepared sacrifices of men
and animals. The Romans could see from the walls how this “ new Sennacherib ”
laved his feet on the margin of the sea and sprinkled his soldiers; they could
hear the acclamations of the barbarians, and witness the procession of the
monarch through a line of his concubines, worshipping and glorifying their
lord. He then asked the Emperor to allow him to fix his lance on
the Golden Gate as an emblem of victory; and when the proposal was refused he retired
to his tent. Having produced no impression by his heathen parade, and having
failed to daunt New Rome, he threw up a rampart and plundered the neighbourhood
for several days. But there was no prospect of taking the queen of cities where
so many, greater than he, had failed before, and he soon offered terms of
peace, demanding as the price a large treasure of gold and raiment, and a
certain number of chosen damsels. The new Emperor Leo saw in the overtures of
the enemy a good opportunity to carry out a design, which in the present age
public opinion would brand as an infamous act of treachery, but which the most
pious of contemporary monks, men by no means disposed to be lenient to Leo,
regarded as laudable. The chronicler Theophanes, whom Leo afterwards
persecuted, said that the failure of the plot was due to our sins.
The Emperor
sent a message to Krum: “Come down to the shore, with a few unarmed men, and we
also unarmed will proceed by boat to meet you. We can then talk together and
arrange terms.” The place convened was on the Golden Horn, just north of the
seawall; and at night three armed men were concealed in a hous outside
the Gate of Blachern, with directions to issue forth
and slay Krum when a certain sign was given by one of Leo’s attendants.
Next day the
Bulgarian king duly rode down to the shore, with three companions, namely his
treasurer, a Greek deserter, Constantine Patzikos,
who had married Krum’s sister, and the son of this Constantine. Krum dismounted
and sat on the ground; his nephew held his horse ready, “saddled and bridled.”
Leo and his party soon arrived in the Imperial barge, and while they conversed,
Hexabulios, who was with Leo, suddenly covered his face with his
hands. The motion offended the sensitive pride of the barbarian; highly
offended he started to his feet and leaped upon his horse. Nor was he too soon;
for the gesture was the concerted sign, and the armed ambush rushed out from
the place of hiding. The attendants of Krum pressed on either side of him as he
rode away, trying to defend him or escape with him ; but, as they were on foot,
the Greeks were able to capture them. Those who watched the scene from the
walls, and saw, as they thought, the discomfiture of the pagan imminent, cried
out, “ The cross has conquered ”; the darts of the armed soldiers were
discharged after the retreating horseman; but though they hit him he received
no mortal wound, and escaped, now more formidable than ever, as his ferocity
was quickened by the thirst of vengeance. His treasurer was slain ; his brother-in-law
and nephew were taken alive.
On the next day
the wrath of the deceived Bulgarian blazed forth in literal fire. The
inhabitants of the city, looking across the Golden Horn, witnessed the
conflagration of the opposite suburbs, churches, convents, and palaces, which
the enemy plundered and destroyed. They did not stay their course of
destruction at the mouth of the Golden Horn. They burned the Imperial Palace of
St. Mamas, which was situated opposite to Scutari, at the modern Beshik-tash, to the south of Orta Keui. They pulled down
the ornamental columns, and carried away, to deck the residence of their king,
the sculptured images of animals which they found in the hippodrome of the
palace and packed in waggons. All living things were butchered. Their ravages
were extended northwards along the shores of the Bosphorus, and in the inland
region behind. But this was only the beginning of the terrible
vengeance. The suburbs outside the Golden Gate, straggling as far as Rhegion, were consigned to the flames, and we cannot
suppose that their energy of destruction spared the palace of Hebdomon.
The fort of Athyras and a bridge of remarkable size and strength over the river of the same name, which flows into the Propontis, were
destroyed. Along the western highroad the avenger advanced till he reached Selymbria, where he destroyed the churches and razed the
citadel. The fort of Dadnin was levelled, and the first obstacle
in the path of destruction was the strong wall of Heraclea which had once
defied Philip of Macedon. Unable to enter it the Bulgarians burned the suburbs
and the houses of the harbour. Continuing their course, they razed the fort of Rhaedestos and the castle of Apros.
Having spent ten days there, they marched southward to the hills of Ganos,
whither men and beasts had fled for concealment. The fugitives were easily
dislodged from their hiding-places by the practised mountaineers; the men were
slain; the women, children, and animals were sent to Bulgaria. After a visit of
depredation to the shore of the Hellespont, the desolater returned slowly,
capturing forts as he went, to Hadrianople, which his brother had not yet
succeeded in reducing by blockade. Poliorcetic engines were now applied; hunger was already doing its work; no relief was
forthcoming; and the city perforce surrendered. All the inhabitants, including
the archbishop Manuel, were transported to “Bulgaria” beyond the Danube, where
they were permitted to live in a settlement, governed by one of themselves and
known as “Macedonia.”
It was now the
turn of the Imperial government to make overtures for peace, and of the
victorious and offended Bulgarian to reject them. Leo then took the field
himself and by a stratagem, successfully executed, he inflicted an overwhelming
defeat on the army of the enemy, or a portion of it which was still active in
the neighbourhood of Mesembria. Entrenching himself near that city and not far
from the Bulgarian camp, he waited for some days. The Roman troops had command
of abundant supplies, but he soon heard that the Bulgarians were hard pressed
for food. Confiding his plan only to one officer, Leo left the camp by night
with a company of experienced warriors, and lay in ambush on an adjacent hill.
Day dawned, and the Romans, discovering that the Emperor was not in the camp,
imagined that he had fled. The tidings reached the camp of the enemy before
evening, and the barbarians thought that their adversaries were now delivered
an easy prey into their hands. Intending to attack the Roman camp on the
morrow, and meanwhile secure, they left aside the burden of their arms and
yielded to the ease of sleep. Then Leo and his men descended in the darkness of
the night and wrought great slaughter. The Roman camp had been advised of the
stratagem just in time to admit of their cooperation, and not soon enough to
give a deserter the opportunity of perfidy. The Bulgarians were annihilated;
not a firebearer, to use the Persian proverb,
escaped. This success was followed up by an incursion into Bulgaria; and Leo’s
policy was to spare those who were of riper years, while he destroyed their
children by dashing them against stones.
Henceforward
the hill on which Leo had lain in ambush “ was named the hill of Leo, and the Bulgarians, whenever they pass that way, shake the head and point with
the finger, unable to forget that great disaster.”
The ensuing
winter was so mild, and the rivers so low, that an army of 30,000 Bulgarians
crossed the frontier and advanced to Arcadiopolis. They passed the river Erginus and made many captives. But when they returned to
the river, they found that a week’s rain had rendered it impassable, and they
were obliged to wait for two weeks on the banks. The waters gradually subsided,
a bridge was made, and 50,000 captives were led back to Bulgaria, while the
plunder was carried in waggons, loaded with rich Armenian carpets, blankets and
coverlets, raiment of all kinds, and bronze utensils. His censorious critics
alleged that the Emperor was remiss in not seizing the opportunity to attack
the invaders during the enforced delay.
Shortly after
this incursion, tidings reached Constantinople that it was destined soon to be
the object of a grand Bulgarian expedition. Krum was himself engaged in
collecting a great host; “all the Slavonias ”were
contributing soldiers ; and, from his Empire beyond the Danube, Avars as well
as Slavs were summoned to take part in despoiling the greatest city in the
world. Poliorcetic machines of all the various kinds
which New Home herself could dispose of were being prepared for the service of
Bulgaria. The varieties of these engines, of which a list is recorded, must be
left to curious students of the poliorcetic art to
investigate. There were “three-throwers” and “four-throwers,” tortoises,
fire-hurlers and stone-hurlers, rams, little scorpions, and “dart-stands,”
besides a large supply of balls, slings, long ladders, levers, and ropes
(6'pua.y), and the inevitable “city-takers” . In the stables of the king fed a
thousand oxen destined to draw the engines, and five thousand iron-bound cars
were prepared. The attempt which had been made on his life still rankled in
Krum’s memory, and he determined to direct his chief efforts against
Blachernae, the quarter where the arrow had wounded him.
Leo had taken
measures for the defence of the city. He employed a large number of workmen to
build a new wall outside that of Heraclius, and he caused a wide
moat to be dug. But, as it turned out, these precautions proved unnecessary ;
and, indeed, the work was not completed when the death of Krum changed the
situation. The most formidable of the Bulgarian monarchs with whom the Empire
had yet to deal died suddenly through the bursting of a bloodvessel on the 14tli of April 814, and his plan perished with him.
5.
The Reign of
Omurtag
After the death
of Krum, Bulgaria was engaged and distracted by a struggle for the throne. Of
this political crisis we have no clear knowledge, but it appears that it ended
by the triumph of a certain Tsok over one, if not
two, rivals. The rule of Tsok is described as
inhumane. He is said to have required all the Christian captives, both clerical
and lay, to renounce their religion, and when they refused, to have put them to
death. But his reign was brief. It was possibly before the end of the year (a.d. 814)
that he was slain, and succeeded by Omurtag, the son of Krum.
The first
important act of the sublime Khan Omurtag was to conclude a formal treaty of
peace with the Roman Empire (A.D. 815-816). It is probable that a truce or
preliminary agreement had been arranged immediately after Krum’s death, but
when Krum’s son ascended the throne negotiations were opened which led to a
permanent peace. The contracting parties agreed that the treaty should continue
in force for thirty years, with a qualification perhaps that it should be
confirmed anew at the expiration of each decennium. A fortunate
chance has preserved a portion of what appears to be an official abstract of
the instrument, inscribed on a marble column and set up in the precincts of his
residence at Pliska by order of the Bulgarian king. Provision was made for the
interchange and ransom of captives, and the question of the surrender of
deserters, on which the negotiations between Krum and Michael I had fallen
through, was settled in a manner satisfactory to Omurtag. All the Slavs who had
been undoubtedly subject to the Bulgarians in the period before the war, and
had deserted to the Empire, were to be sent back to their various districts.
The most important articles concerned the delimitation of the frontier which divided
Thrace between the two sovrans. The new boundary ran westward from Develtos to Makrolivada, a
fortress situated between Hadrianople and Philippopolis, close to the junction
of the Hebrus with its tributary the Aizus. At Makrolivada the frontier-line turned northward and
proceeded to Mt. Haemus. The Bulgarians, who put their faith in earthworks and circumvallations, proposed to protect the boundary, and
give it a visible form, by a rampart and trench. The Imperial government,
without whose consent the execution of such a work would have been impossible,
agreed to withdraw the garrisons from the forts in the neighbourhood of the
frontier during the construction of the fortification, in order to avoid the
possibility of hostile collisions.
The remains of
the Great Fence,1 2 which marked the southern boundary of the
Bulgarian kingdom in the ninth and tenth centuries, can be traced across
Thrace, and are locally known as the Erkesiia. Some parts of it are
visible to the eye of the inexperienced traveller, while in others the line has
disappeared or has to be investigated by the diligent attention of the
antiquarian. Its eastern extremity is near the ruins of Develtos, on that inlet of the Black Sea whose horns were guarded by the cities of
Anchialus and Apollonia. It can be followed easily in its westward course, past Rusokastro, as far as the river Tundzha,
for about forty miles beyond that river it is more
difficult to trace, but its western extremity seems to have been discovered at Makrolivada, near the modern village of Trnovo-Seimen.
The line roughly corresponds to the modern boundary between Turkey and
Bulgaria. The rampart was on the north, the ditch on the south, showing that it
was designed as a security against the Empire; the rampart was probably
surmounted, like the wall of Pliska, by timber palisades, and the
Bulgarians maintained a constant watch and ward along their boundary fences. In the eastern section, near the heights of Meleona,
the line of defence was strengthened by a second entrenchment to the south,
extending for about half a mile in the form of a bow, and locally known as the
Gipsy Erkesiia, but we do not know the origin or date
of this fortification. It would seem that the Bulgarians contented
themselves with this fence, for no signs have been discovered of a similar
construction on the western frontier, between Makrolivada and the mountains.
Sanctity was
imparted to the contract by the solemn rites of superstition. Omurtag consented
to pledge his faith according to the Christian formalities, while Leo, on his
part, showing a religious toleration only worthy of a pagan, did not scruple to
conform to the heathen customs of the barbarians. Great was the scandal caused
to pious members of the Church when the Roman Emperor, “peer of the Apostles,”
poured on the earth a libation of water, swore upon a sword, sacrificed dogs, and
performed other unholy rites.Greater, if possible, was their
indignation, when the heathen envoys were invited to pollute by their touch a
copy of the Holy Gospels; and to these impieties earthquakes and plagues,
which happened subsequently, were attributed.
This peace,
which the Bulgarians considered satisfactory for many years to come, enabled Omurtag to throw his energy into the defence of his western dominions
against the great German Empire, which had begun to threaten his influence even
in regions south of the Danube. The Slavonic peoples were restless under the
severe yoke of the sublime Khan, and they were tempted by the proximity of the
Franks, whose power had extended into Croatia, to turn to the Emperor Lewis for
protection. The Slavs of the river Timok, on the borders of Servia, who were
under Bulgarian lordship, had recently left their abodes and sought a refuge
within the dominion of Lewis. Their ambassadors presented themselves at his
court in a.d. 818, but nothing came of the embassy, for the Timocians were induced to throw in their lot with Liudewit,
the Croatian Zupan, who had defied the Franks and was endeavouring to establish
Croatian independence. It seemed for a moment that the Croatian leader might
succeed in creating a Slavonic realm corresponding to the old Diocese of
Illyricum, and threatening Italy and Bavaria; but the star of Liudewit rose and declined rapidly; he was unable to cope
with the superior forces of Lewis, and his flight was soon followed by his
death (a.d. 823). The Franks established their ascendency in Croatia, and soon afterwards
Bulgarian ambassadors appeared in Germany and sought an audience of the Emperor (a.d. 824). It was the first time that a Frank monarch had received an embassy from a
Bulgarian khan. The ambassadors bore a letter from Omurtag, who seems to have
proposed a pacific regulation of the boundaries between the German and
Bulgarian dominions. Their empires touched at Singidunuin,
which was now a Croatian town, under its new Slavonic name of
Belgrade, the “white city,” and the Bulgarian ruler probably claimed that his
lordship extended, northward from Belgrade, as far perhaps as Pest, to the
banks of the Danube. The Emperor Lewis cautiously determined to learn more of
Bulgaria and its king before he committed himself to an answer, and he sent the
embassy back along with an envoy of his own. They returned to
Bavaria at the end of the year. In the meantime an embassy arrived from a
Slavonic people, whose denomination the German chroniclers disguised under the
name Praedenecenti. They were also known, or were a
branch of a people known, as the Abodrites, and must
be carefully distinguished from the northern Abodrites,
whose homes were on the Lower Elbe. This tribe, who seem to have lived on the
northern bank of the Danube, to the east of Belgrade, suffered, like the Timocians, under the oppressive exactions of the
Bulgarians, and, like them, looked to the advance of the Franks as an
opportunity for deliverance. Lewis, whom they had approached on previous
occasions, received their envoys in audience, and kept the
Bulgarians waiting for nearly six months. Finally he received them at Aachen,
and dismissed them with an ambiguous letter to their master.
It is clear
that Lewis deemed it premature to commit his policy to a definite regulation of
the boundaries of the southeastern mark, or to give any formal acknowledgment
to the Bulgarian claims on the confines of Pannonia and Croatia; but he
hesitated to decline definitely the proposals of the Khan. Omurtag, impatient
of a delay which encouraged the rebellious spirit of his Slavonic dependencies,
indited another letter, which he dispatched by the same officer who had been
the bearer of his first missive (a.d. 826). He requested the Emperor to consent to an
immediate regulation of the frontier ; and if this proposal were not
acceptable, he asked that, without any formal treaty, each power should keep
within his own borders. The terms of this message show that the principal
object of Omurtag was an agreement which should restrain the Franks from
intervening in his relations to his Slavonic subjects. Lewis found a pretext
for a new postponement. A report reached him that the Khan had been slain or
dethroned by one of his nobles, and he sent an emissary to the Eastern Mark to
discover if the news were true. As no certain information could be gained, he dismissed the envoy without a letter.
The sublime
Khan would wait no longer on the Emperor’s pleasure. Policy as well as
resentment urged him to take the offensive, for, if he displayed a timid
respect towards the Franks, his prestige among the Slavs beyond the Danube was
endangered. The power of Bulgaria was asserted by an invasion of Pannonia (a.d. 827). A
fleet of boats sailed from the Danube up the Drave, carrying a host of
Bulgarians who devastated with fire and sword the Slavs and Avars of Eastern
Pannonia. The chiefs of the Slavonic tribes were expelled and Bulgarian
governors were set over them. Throughout the ninth century the Bulgarians were
neighbours of the Franks in these regions, and seem to have held both Sirmium
and Singidunum. We may be sure that Omurtag did not fail to lay a
heavy hand on the disloyal Slavs of Dacia.
The operations
of Omurtag in this quarter of his empire are slightly illustrated by an
incidental memorial, in a stone recording the death of Onegavon.
This officer, who was one of the king’s “men” and held the post of tarkan, was on his way to the Bulgarian camp and was
drowned in crossing the river Theiss.
A similar
memorial, in honour of Okorses, who in proceeding to
a scene of war was drowned in the Dnieper, shows that the arms of Omurtag were
also active in the East. The situation in the Pontic regions, where the
dominion of the Bulgarians confronted the empire of the Khazars, is at this
time veiled in obscurity. The tents of the Magyars extended over the region
between the Don and the Dnieper. The country to the west was exposed to their
raids, and not many years later we shall find their bands in the neighbourhood
of the Danube. The effect of the Magyar movement would ultimately be to press
back the frontier of Great Bulgaria to the Danube, but they were already
pressing the Inner Bulgarians into a small territory north of the Sea of Azov,
and thus dividing by an alien and hostile wedge the continuous Bulgarian fringe
which had extended along the northern coast of the Euxine. Although the process
of the Magyar advance is buried in oblivion, it is not likely that it was not
opposed by the resistance of the lords of Pliska, and it is tempting to surmise
that the military camp to which the unlucky Okorses< was bound when the waters of the Dnieper overwhelmed him was connected with
operations against the Magyars.
From the scanty
and incidental notices of Omurtag which occur in the Greek and Latin
chronicles, we should not have been able to guess the position which his reign
takes in the internal history of Bulgaria. But the accidents of time and
devastation have spared some of his own records, which reveal him as a great
builder. He constructed two new palaces, or palatial fortresses, one on the
bank of the Danube, the other at the gates of the Balkans, and both possessed
strategic significance. Tutrakan, the ancient Transmarisca (to the east of Rustchuk), marks a point where the
Danube, divided here by an island amid-stream, offers a conspicuously
convenient passage for an army. Here the Emperor Valens built a bridge of
boats, and in the past century the Russians have frequently chosen this place
to throw their armies across the river. The remains of a Bulgarian fortress of
stone and earth, at the neighbouring Kadykei, probably represent
the stronghold which Omurtag built to command the passage of Transmarisca. On an inscribed column, which we may still read in one of the churches of Tyrnovo, whither the pagan monument was transported to
serve an architectural use, it is recorded that “the sublime Khan Omurtag,
living in his old house (at Pliska), made a house of high renown on the
Danube.” But the purpose of this inscription is not to celebrate the building
of this residence, but to chronicle the construction of a sepulchre which Omurtag
raised half-way between his “ two glorious houses ” and probably destined for
his own resting-place. The measurements, which are carefully noted in the
inscription, have enabled modern investigators to identify Omurtag’s tomb with a large conical mound or kurgan close to the village of Mumdzhilar. The memorial concludes with a moralising
reflexion: “ Man dies, even if he live well, and another is born, and let the
latest born, considering this writing, remember him who made it. The name of
the ruler is Omurtag, Kanas Ubege. God grant that he
may live a hundred years.”
If the glorious
house on the Danube was a defence, in the event of an attack of Slavs or other
enemies coming from the north, Omurtag, although he lived at peace with the
Roman Empire, thought it well to strengthen himself against his southern
neighbours also, in view of future contingencies. The assassination of Leo and
the elevation of Michael II, whose policy he could not foresee, may have been a
determining motive. At all events it was in the year following this change of
dynasty that Omurtag built a new royal residence and fortress in the mountains,
on the river Tutsa, commanding the pass of Vcregava, by which Roman armies had been wont to descend
upon Pliska, as well as the adjacent pass of Verbits.
We do not know how the new town which the King erected in front of the mountain
defiles was called in his own tongue, but the Slavs called it Preslav, “the glorious,” a name which seems originally to
have been applied to all the palaces of the Bulgarian kings. It is not probable
that Omurtag intended to transfer his principal residence from the plain to the
hills, but his new foundation was destined, as Great Preslav,
to become within a hundred years the capital of Bulgaria.
The foundation
of the city is recorded on a large limestone column which was dug out of the
earth a few years ago at Chatalar, about four miles from the ruins
of Preslav. “The sublime Khan Omurtag is divine ruler
in the land where he was bora. Abiding in the Plain of Pliska, he made a palace
(aule) on the Tutsa and
displayed his power to the Greeks and Slavs. And he constructed with skill a
bridge over the Tutsa. And he set up in his fortress
four columns, and between the columns he set two bronze lions. May God grant
that the divine ruler may press down the Emperor with his foot so long as the Tutsa flows, that he may procure many captives for the Bulgarians,
and that subduing his foes he may, in joy and happiness, live for a hundred
years. The date of the foundation was the Bulgarian year sliegor alem, or the fifteenth indiction of the Greeks” (a.d. 821-822). In this valuable record of the foundation of Preslav,
we may note with interest the hostile reference to the Roman Emperor as the
chief and permanent enemy of Bulgaria, although at this time Bulgaria and the
Empire were at peace. It was probably a standing formula which had originally
been adopted in the reign of some former king, when the two powers were at war.
It has been
already related how Omurtag intervened in the civil war between Michael and
Thomas, how he defeated the rebel on the field of Keduktos,
and returned laden with spoils (a.d. 823). This was his only expedition into Roman
territory; the Thirty Years’ Peace was preserved inviolate throughout his
reign. The date of his death is uncertain.
6.
The Reigns of Malamir and Boris
Omurtag was
succeeded by his youngest son Presiam, though
one at least of his elder sons was still living. Presiam is generally known as Malamir, a Slavonic name which
he assumed, perhaps toward the end of his reign. The adoption of this name is a
landmark in the gradual process of the assertion of Slavonic influence in the
Bulgarian realm. We may surmise that it corresponds to a political situation in
which the Khan was driven to rely on the support of his Slavonic subjects
against the Bulgarian nobles.
We have some
official records of the sublime Khan Malamir, though
not so many or so important as the records of his father. We have a memorial
column of Tsepa, a boilad and king’s liegeman who died of illness. From another stone we
learn that Isbules, the kaukhan,
who was one of the king’s old boilads, built an
aqueduct for Malamir at his own expense. This
aqueduct was probably to supply one of the royal palaces. Malamir celebrated the occasion by giving a feast to the Bulgarians, and bestowing many
gifts upon the boilads and bagains.
There was some
risk that the treaty with the Empire might be denounced during the reign of
Theophilus.
The Thracian
and Macedonian captives who had been transported by Krum to regions beyond the
Danube formed a plan to return to their homes. This colony of
exiles, who are said to have numbered 12,000 not counting females, were
permitted to choose one of their own number as a governor, and Kordyles, who exercised this function, contrived to make
his way secretly to Constantinople and persuaded Theophilus to send ships to
rescue the exiles and bring them home. This act was evidently a violation of
the Thirty Years’ Peace, and at the same moment the Bulgarian ruler was engaged
in a hostile action against the Empire by advancing to Thessalonica. It can
hardly be an accident that the date to which our evidence for their transaction
points (c. a.d. 836) coincides with the termination of the second decad of the Peace, and if it was a condition that the Treaty should be renewed at
the end of each decad, it was a natural moment for
either ruler to choose for attempting to compass an end to which the other
would not agree. We cannot determine precisely the order of events, or
understand the particular circumstances in which the captives effected their
escape. We are told that the whole population began to cross over a river, in order to reach the place where the Imperial ships awaited them. The
Bulgarian Count of the district crossed over to their side to
prevent them, and being defeated with great loss, sought the help of the
Magyars, who were now masters of the north coast of the Euxine as far as the
Bulgarian frontier. Meanwhile the Greeks crossed, and were about to embark when
a host of Magyars appeared and commanded them to surrender all their property.
The Greeks defied the predatory foe, defeated them in two engagements, and
sailed to Constantinople, where they were welcomed by the Emperor and dismissed
to their various homes.
We have no
evidence as to the object of the expedition to Thessalonica, but it has been
conjectured that the Macedonian Slavs, infected by rebellious
movements of the Slavs in Greece, were in a disturbed state, and
that the Bulgarian monarch seized the opportunity to annex to his own kingdom
by peaceful means these subjects of the Empire. In support of this guess it may
he pointed out that not many years later his power seems to have extended as
far west as Ochrida, and there is no record of a conquest of these regions by
arms. And a movement in this direction might also explain the war which broke
out between Bulgaria and Servia in the last years of Theophilus.
About this time
the Servians, who had hitherto lived in a loose group
of independent tribes, acknowledging the nominal lordship of the Emperor, were
united under the rule of Vlastimir into the semblance of a state. If it is true
that the extension of Bulgarian authority over the Slavs to the south of Servia
was effected at this epoch, we can understand the union of the Servian tribes
as due to the instinct of self- defence. Hitherto they had always lived as good
neighbours of the Bulgarians, but the annexation of western Macedonia changed
the political situation. Vlastimir’s policy of consolidating Servia may have
been a sufficient motive with Malamir to lose no time
in crushing a power which might become a formidable rival, and he determined to
subjugate it. But it is not unlikely that the Emperor also played a hand in the
game. Disabled from interfering actively by the necessities of the war against
the Moslems, he may have reverted to diplomacy and stirred up the Servians, who were nominally his clients, to avert a peril
which menaced themselves, by driving the Bulgarians from western Macedonia. The
prospect of common action between the Empire and the Servians would explain satisfactorily Malamir’s aggression
against Servia. The war lasted three years, and ended in failure
and disaster for the Bulgarians.
These
speculations concerning the political situation in the Balkan peninsula in the
last years of Theophilus depend on the hypothesis, which cannot be proved, that
the Bulgarians had succeeded in annexing the Slavonic tribes to the west of
Thessalonica. In any case, whatever may have occurred, the Thirty Years’ Peace
had been confirmed, and remained inviolate till its due termination in a.d. 845-846.
It was not renewed, and soon afterwards a Bulgarian army under the general Isbules seems to have invaded Macedonia and operated in the
regions of the Strymon and the Nestos; while the
Imperial government retaliated by reinforcing the garrisons of the frontier
forts of Thrace in order to carry out a systematic devastation of Thracian
Bulgaria. This plan released Macedonia from the enemy ; Isbules was recalled to defend his country. The absence of
the Thracian and Macedonian troops, which these events imply, is explained, if
they were at this time engaged in reducing the Slavs of the Peloponnesus.
These
hostilities seem to have been followed by a truce, and soon
afterwards Malamir was succeeded by his nephew Boris
(c. A.D. 852). This king, whose reign marks an important epoch in the
development of Bulgaria, was soon involved in war with the Servians and with the Croatians. He hoped to avenge the defeats which his uncle had
suffered in Servia. But the Servians again proved
themselves superior and captured Vladimir, the son of Boris, along with the
twelve great boliads. The Bulgarian king was
compelled to submit to terms of peace in order to save the prisoners, and
fearing that he might be waylaid on his homeward march he asked for a
safe-conduct. He was conducted by two Servian princes to the frontier at Rasa,
where he repaid their services by ample gifts, and received from them, as a
pledge of friendship, two slaves, two falcons, two hounds, and ninety skins.
This friendship bore political fruits. The two princes were sons of Muntimir, one of three brothers, who, soon after the
Bulgarian invasion, engaged in a struggle for supreme power, and when Muntimir gained the upper hand he sent his rivals to
Bulgaria to be detained in the custody of Boris.
During the
reign of Boris peace was maintained, notwithstanding occasional menaces,1
2 between Bulgaria and the Empire ; and before the end of the reign of
Michael III. the two powers were drawn into a new relation, when the king
accepted Christian baptism. But the circumstances of this event, which is
closely connected with larger issues of European politics, must be reserved for
another chapter.
CHAPTER XII
THE CONVERSION
OF THE SLAVS AND BULGARIANS
1.
The Slavs in
Greece
The ninth century
was a critical period in the history of the Slavonic world. If in the year a.d. 800 a
political prophet had possessed a map of Europe, such as we can now construct,
he might have been tempted to predict that the whole eastern half of the
continent, from the Danish peninsula to the Peloponnesus, was destined to form
a Slavonic empire, or at least a solid group of Slavonic kingdoms. From the
mouth of the Elbe to the Ionian Sea there was a continuous line of Slavonic
peoples—the Abodrites, the Wilzi,
the Sorbs, the Lusatians, the Bohemians, the
Slovenes, the Croatians, and the Slavonic settlements in Macedonia and Greece.
Behind them were the Lechs of Poland, the kingdom of
Great Moravia, Servia, and the strongly organized kingdom of Bulgaria; while
farther in the background were all the tribes which were to form the nucleus of
unborn Russia. Thus a vertical line from Denmark to the Adriatic seemed to mark
the limit of the Teutonic world, beyond which it might have been deemed
impossible that German arms would make any permanent impression on the serried
array of Slavs; while in the Balkan peninsula it might have appeared not
improbable that the Bulgarian power, which had hitherto proved a formidable
antagonist to Byzantium, would expand over Illyricum and Greece, and ultimately
drive the Greeks from Constantinople. Such was the horoscope of nations which
might plausibly have been drawn from a European chart, and which the history of
the next two hundred years was destined to falsify. At the beginning of the
eleventh century the Western Empire of the Germans had extended its power far
and irretrievably beyond the Elbe, while the Eastern Empire of the Greeks had
trampled the Bulgarian power under foot. And in the meantime the Hungarians had
inserted themselves like a wedge between the Slavs of the north and the Slavs
of the south. On the other hand, two things had happened which were of great
moment for the future of the Slavonic race: the religion of the Greeks and the
Teutons had spread among the Slavs, and the kingdom of Russia had been created.
The beginnings of both these movements, which were slow and gradual, fall in
the period when the Amorian dynasty reigned at New Rome.
It was under
the auspices of Michael III. that the unruly Slavonic tribes in the
Peloponnesus were finally brought under the control of the government, and the
credit of their subjugation is probably to be imputed to Theodora and her
fellow regents. The Slavs were diffused all over the peninsula, but the
evidence of place-names indicates that their settlements were thickest in
Arcadia and Elis, Messenia, Laconia, and Achaia. In the plains of Elis, on the
slopes of Taygetos, and in the great marshlands of
the lower Eurotas, they seem almost entirely to have replaced the ancient
inhabitants. Somewhere between Sparta and Megalopolis was the great Slavonic
town Veligosti, of which no traces remain. Of the
tribes we know only the names of the Milings and the Ezerites. The Milings had settled
in the secure fastnesses of Taygetos; the Ezerites, or Lake-men, abode in the neighbouring Helos or
marshland, from which they took their name. Living independently under their
own Zupans, they seized every favourable opportunity
of robbery and plunder. In the reign of Nicephorus (a.d. 807) they formed a
conspiracy with the Saracens of Africa to attack the rich city of Patrae. The strategos of the province whose residence was
at Corinth, delayed in sending troops to relieve the besieged town, and the
citizens suffered from want of food and water. The story of their deliverance
is inextricably bound up with a legend of supernatural aid, vouchsafed to them
by their patron saint. A scout was sent to a hill, east of the town, anxiously
to scan the coast road from Corinth, and if he saw the approach of the troops,
to signal to the inhabitants, when he came within sight of the walls, by
lowering a flag; while if he kept the flag erect, it would be known that there
was no sign of the help which was so impatiently expected. He returned
disappointed, with his flag erect, but his horse slipped and the flag was
lowered in the rider’s fall. The incident was afterwards imputed to the direct
interposition of the Deity, who had been moved to resort to this artifice by
the intercessions of St. Andrew, the guardian of Patrae.
The citizens, meanwhile, seeing the flag fall, and supposing that succour was
at hand, immediately opened the gates and fell upon the Saracens and the Slavs.
Conspicuous in their ranks rode a great horseman, whose more than human
appearance terrified the barbarians. Aided by this champion, who was no other
than St. Andrew himself, the Greeks routed the enemy and won great booty and
many captives. Two days later the strategos arrived, and sent a full report of
all the miraculous circumstances to the Emperor, who issued a charter for the
Church of St. Andrew, ordaining that the defeated Slavs, their families, and
all their belongings should become the property of the Church “inasmuch as the triumph
and the victory were the work of the apostle. A particular duty was imposed
upon these Slavs, a duty which hitherto had probably been a burden upon the
town. They were obliged to provide and defray the board and entertainment of
all Imperial officials who visited Patrae, and also
of all foreign ambassadors who halted there on their way to and from Italy and
Constantinople. For this purpose they had to maintain in the city a staff of
servants and cooks. The Emperor also made the bishopric of Patrae a Metropolis, and submitted to its control the sees of Methone, Lacedaemon, and Korone. It is possible that he sent military
colonists from other parts of the Empire to the Peloponnesus, as well as to the
regions of the Strymon and other Slavonic territories, and if so,
these may have been the Mardaites, whom we find at a
later period of the ninth century playing an important part among the naval
contingents of the Empire. We may also conjecture with some probability that
this settlement was immediately followed by the separation of the Peloponnesus
from Hellas as a separate Theme.
It would be too
much to infer from this narrative that the Slavonic communities of Achaia and
Elis, which were doubtless concerned in the attack on Patrae,
were permanently reduced to submission and orderly life on this occasion, and
that the later devastations which vexed the peninsula in the reigns of
Theophilus and Michael III were wrought by the Slavs of Laconia and Arcadia. It
is more probable that the attack on Patrae was not
confined to the inhabitants of a particular district; and that all the Slavs in
the peninsula united in another effort to assert their independence before the
death of Theophilus. Their rebellion, which meant the resumption of their
predatory habits, was not put down till the reign of his son, and we do not
know how soon. We may, however, conjecture that it was the Empress Theodora who appointed Theoktistos Bryennios —the first
recorded member of a family which was long afterwards to play a notable part in
history— to be strategos of the Peloponnesian Theme, and placed under his
command large detachments from the Themes of Thrace and Macedonia, to put an
end to the rapine and brigandage of the barbarians. Theoktistos performed
efficiently the work which was entrusted to him. He thoroughly subjugated the
Slavs throughout the length and breadth of the land, and reduced them to the
condition of provincial subjects. There were only two tribes with
whom he deemed it convenient to make special and extraordinary terms. These
were the Milings, perched in places difficult of
access on the slopes of Mount Taygetos, and the Ezerites in the south of Laconia. On these he was content
to impose a tribute, of 60 nomismata on the Milings, and 300 (about £180) on the Ezerites.
They paid these annual dues so long at least as Theoktistos was in charge of
the province, but afterwards they defied the governors, and a hundred years
later their independence was a public scandal.
The reduction
of the Peloponnesian Slavs in the reign of Michael prepared the way for their
conversion to Christianity and their hellenization. The process of civilization
and blending required for its completion four or five centuries, and the rate
of progress varied in different parts of the peninsula. The Milings maintained their separate identity longest, perhaps till the eve of the Ottoman
conquest; but even in the thirteenth century Slavonic tribes still lived apart
from the Greeks and preserved their old customs in the region of Skorta in the mountainous districts of Elis and Arcadia. We
may say that by the fifteenth century the Slavs had ceased to be a distinct
nationality; they had become part of a new mixed Greek-speaking race, destined
to be still further regenerated or corrupted under Turkish rule by the
absorption of the Albanians who began to pour into the Peloponnesus in the
fourteenth century. That the blending of Slavonic with Greek blood had begun in
the ninth century is suggested by the anecdote related of a Peloponnesian
magnate, Nicetas Rentakios, whose daughter had the honour
of marrying a son of the Emperor Romanus I. He was fond of boasting of his
noble Hellenic descent, and drew upon himself the sharp tongue of a
distinguished grammarian, who satirized in iambics his Slavonic cast of
features. But the process of hellenization was slow, and in the tenth century
the Peloponnesus and northern Greece were still regarded, like Macedonia, as
mainly Slavonic.
We can
designate one part of the Peloponnesus into which the Slavonic element did not
penetrate, the border-region between Laconia and Argolis. Here the old
population seems to have continued unchanged, and the ancient Doric tongue
developed into the Tzakonian dialect, which is still
spoken in the modern province of Kynuria.
It is
interesting to note that on the promontory of Taenaron in Laconia a small Hellenic community survived, little touched by the political
and social changes which had transformed the Hellenistic into the Byzantine
world. Surrounded by Slavs, these Hellenes lived in the fortress of Maina, and
in the days of Theophilus and his son still worshipped the old gods of Greece.
But the days of this pagan immunity were numbered; the Olympians were soon to
be driven from their last recess. Before the end of the century the Mainotes were baptized.
2.
The Conversion
of Bulgaria
Christianity
had made some progress within the Bulgarian kingdom before the accession of
Boris. It is not likely that the Roman natives of Moesia, who had become the
subjects of the Bulgarian kings, did much to propagate their faith; but we can
hardly doubt that some of the Slavs had been converted, and Christian
prisoners of war seem to have improved the season of their captivity by
attempting to proselytize their masters. The introduction of Christianity by
captives not surprised to learn that some of the numerous prisoners who were
carried away by Krum made efforts to spread their religion among the
Bulgarians, not without success. Omurtag was deeply displeased and alarmed when
he was informed of these proceedings, and when threats failed to recall the
perverts to their ancestral cult, he persecuted both those who had fallen away
and those who had corrupted them. Amongst the martyrs was Manuel,
the archbishop of Hadrianople. The most illustrious proselyte is
said to have been the eldest son of Omurtag himself, who on account of his
perversion was put to death by his brother Malamir.
The adoption of
Christianity by pagan rulers has generally been prompted by political
considerations, and has invariably a political aspect. This was eminently the
case in the conversion of Bulgaria. She was entangled in the complexities of a
political situation, in which the interests of both the Western and the Eastern
Empire were involved. The disturbing fact was the policy of the Franks, which
aimed at the extension of their power over the Slavonic states on their
south-eastern frontier. Their collision with Bulgaria on the Middle Danube in
the reign of Omurtag had been followed by years of peace, and a treaty of
alliance was concluded in a.d. 845. The efforts of King Lewis the German were at this time directed to
destroying the independence of the Slavonic kingdom of Great Moravia, north of
the Carpathians. Prince Rostislav was making a successful stand against the
encroachments of his Teutonic neighbours, but he wanted allies sorely and he turned
to Bulgaria. He succeeded in engaging the co-operation of Boris, who, though he
sent an embassy to Lewis just after his accession, formed an offensive alliance
with Rostislav in the following year (a.d. 853). The allies conducted a joint campaign and
were defeated.The considerations which impelled Boris to this
change of policy are unknown; but it was only temporary. Nine years later he
changed front. When Karlmann, who had become governor of the East Mark,
revolted against bis father Lewis, he was supported by Rostislav, but Boris
sided with Lewis, and a new treaty of alliance was negotiated between the
German and Bulgarian kings (a.d. 862).
Moravia had
need of help against the combination of Bulgaria with her German foe, and
Rostislav sent an embassy to the court of Byzantium. It must have been the
purpose of the ambassadors to convince the Emperor of the dangers with which
the whole Illyrian peninsula was menaced by the Bulgaro-German
alliance, and to induce him to attack Bulgaria.
The Byzantine
government must have known much more than we of the nature of the negotiations
between Boris and Lewis. In particular, we have no information as to the price
which the German offered the Bulgarian for his active assistance in suppressing
the rebellion. But we have clear evidence that the question of the conversion
of Bulgaria to Christianity was touched upon in the negotiations. As a means of
increasing his political influence at the Bulgarian court, this matter was of
great importance to Lewis, and Boris did not decline to entertain the
proposition. The interests of the Eastern Empire were directly involved.
Bulgaria was a standing danger; but that danger would be seriously enhanced if
she passed under the ecclesiastical supremacy of Rome and threw in her lot with
Latin Christianity. It was a matter of supreme urgency to detach Boris from his
connexion with Lewis, and the representatives of Rostislav may have helped
Michael and his advisers to realize the full gravity of the situation. It was
decided to coerce the Bulgarians, and in the summer of A.D. 863 Michael marched
into their territory at the head of his army, while his fleet appeared off
their coast on the Black Sea. The moment was favourable. Bulgarian
forces were absent, taking part in the campaign against Karlmann, and the
country was suffering from a cruel famine. In these circumstances, the Emperor
accomplished his purpose without striking a blow; the demonstration of his
power sufficed to induce Boris to submit to his conditions. It was arranged
that Bulgaria should receive Christianity from the Greeks and become
ecclesiastically dependent on Constantinople; that Boris should withdraw from
the offensive alliance with Lewis and only conclude a treaty of peace. In
return for this alteration of his policy, the Emperor agreed to some
territorial concessions. He surrendered to Bulgaria a district which was
uninhabited and formed a march between the two realms, extending from the Iron
Gate, a pass in the Stranja-Dagh, northward to
Develtos. It has been supposed that at the same time the frontier
in the far west was also regulated, and that the results of the Bulgarian
advance towards the Adriatic were formally recognized.
The brilliant
victory which was gained over the Saracens in the autumn of the same year at Poson was calculated to confirm the Bulgarians in their
change of policy, and in the course of the winter the details of the treaty
were arranged. The envoys whom Boris sent to Constantinople were baptized
there; this was a pledge of the loyal intentions of their master. When the
peace was finally concluded (a.d. 864-5), the king himself received baptism. The
Emperor acted as his sponsor, and the royal proselyte adopted the name of
Michael. The infant Church of Bulgaria was included in the see of
Constantinople.
Popular and
ecclesiastical interest turned rather to the personal side of the conversion of
the Bulgarian monarch than to its political aspects, and the opportunity was
not lost of inventing edifying tales. According to one story, Boris became
acquainted with the elements of Christian doctrine by conversations with a
captive monk, Theodore Kupharas. The Empress Theodora
offered him a ransom for this monk, and then restored to him his sister who had
been led captive by the Greeks and honourably detained in the Imperial palace
at Constantinople, where she had embraced the Christian faith. When she
returned to her country she laboured incessantly to convert her brother. He
remained loyal to his own religion until Bulgaria was visited by a terrible
famine, and then he was moved to appeal to the God whom Theodore Kupharas and his own sister had urged him to worship. There
are two points of interest in this tale. It reflects the element of feminine
influence, which is said to have played a part in the conversions of many
barbarian chiefs, and which, for all we know, may have co-operated in shaping
the decision of Boris; and it represents the famine, which prevailed in
Bulgaria at the time of Michael’s invasion, as a divine visitation designed to
lead that country to the true religion. Another tale, which bears on the face
of it a monkish origin, is of a more sensational kind. Boris was passionately
addicted to hunting, and he desired to feast his eyes upon the scenes of the
chase during those nocturnal hours of leisure in which he could not indulge in
his favourite pursuit. He sent for a Greek monk, Methodius by name, who practised
the art of painting, but instead of commanding him to execute pictures of
hunting as he had intended, the king was suddenly moved by a divine impulse to
give him different directions. “I do not want you to depict,” he said, “ the
slaughter of men in battle, or of animals in the hunting-field; paint anything
you like that will strike terror into the hearts of those that gaze upon it.”
Methodius could imagine nothing more terrible than the second coming of God,
and he painted a scene of the Last Judgment, exhibiting the righteous
receiving their rewards, and the wicked ignominiously dismissed to their
everlasting punishment. In consequence of the terror produced by this
spectacle, Boris received instruction in Christian doctrine and was secretly
baptized at night.
In changing his
superstition, Boris had to reckon with his people, and the situation tested his
strength as a king. He forced his subjects to submit to the rite of baptism, and his policy led to a rebellion. The nobles, incensed at his apostasy,
stirred up the people to slay him, and all the Bulgarians of the ten districts
of the kingdom gathered round his palace, perhaps at Pliska. We cannot tell how
he succeeded in suppressing this formidable revolt, for the rest of the story,
as it reached the ears of Bishop Hincmar of Reims, is of a miraculous nature.
Boris had only forty-eight devoted followers, who like himself were
Christians. Invoking the name of Christ, he issued from his palace
against the menacing multitude, and as the gates opened seven clergy, each with
a lighted taper in his hand, suddenly appeared and walked in front of the royal
procession. Then the rebellious crowd was affected with a strange illusion.
They fancied that the palace was on fire and was about to fall on their heads,
and that the horses of the king and his followers were walking erect on their
hind feet and kicking them with their fore feet. Subdued by mortal terror, they
could neither flee nor prepare to strike; they fell prostrate on the ground.
When we are told that the king put to death fifty-two nobles, who were the
active leaders of the insurrection, and spared all the rest, we are back in the
region of sober facts. But Boris not only put to death the magnates who had
conspired against his life; he also destroyed all their children. This precaution against future
conspiracies of sons thirsting to avenge their fathers has also a political
significance as a blow struck at the dominant race, and must be taken in
connexion with the gradual transformation of the Bulgarian into a Slavonic
kingdom.
Greek clergy
now poured into Bulgaria to baptize and teach the people and to organize the
Church. The Patriarch Photius indited a long letter to his “ illustrious and
well-beloved son,” Michael, the Archon of Bulgaria, whom he calls the “fair
jewel of his labours.” In the polished style which could only be appreciated
and perhaps understood by the well-trained ears of those who had enjoyed the
privilege of higher education, the Patriarch sets forth the foundations of the
Christian faith. Having cited the text of the creed of Nicaea and
Constantinople, he proceeds to give a brief, but too long, history of the Seven
Ecumenical Councils, in order to secure his new convert against the various
pitfalls of heresy which lie so close to the narrow path of orthodox belief.
The second part of the letter is devoted to ethical precepts and admonitions.
Having attempted to deduce the universal principles of morality from the two
commandments, to love God and thy neighbour as thyself, Photius traces the
portrait of the ideal prince. Isocrates had delineated a similar portrait for
the instruction of Nicodes, prince of Cyprus, and Photius
has blended the judicious counsels of the Athenian teacher with the wisdom of
Solomon’s Proverbs and Jesus the son of Sirach. The philosophical
reader observes with interest that it is not Christian but pre-Christian works
to which the Patriarch resorts for his practical morality. Seldom has such a
lecture been addressed to the patient ears of a barbarian convert, and we
should be curious to know what ideas it conveyed to the Bulgarian king, when it
was interpreted in Bulgarian or Slavonic. The theological essay of the
Patriarch can hardly have simplified for the minds of Boris and his subjects
those abstruse metaphysical tenets of faith which the Christian is required to
profess, and the lofty ideal of conduct, which he delineated, assuredly did not
help them to solve the practical difficulties of adjusting their native customs
to the demands of their new religion-.
Not only Greek
priests, but Armenians and others, busied themselves in spreading their faith,
and the natives were puzzled by the discrepancies of their teaching. A grave
scandal was caused when it was discovered that a Greek who baptized many was
not really a priest, and the unfortunate man was condemned by the indignant
barbarians to lose his ears and nose, to be beaten with cruel stripes, and
driven from the country which he had deceived. A year’s experience of the missionaries by whom his dominion was inundated may
probably have disappointed Boris. Perhaps he would not have broken with
Byzantium if it had not become evident that the Patriarch was determined to
keep the new Church in close dependence on himself, and was reluctant to
appoint a bishop for Bulgaria. But it is evident that Boris felt at the moment
able to defy the Imperial government. The strained relations which existed
between Rome and Constantinople suggested the probability that the Pope might
easily be induced to interfere, and that under his authority the Bulgarian
Church might be organized in a manner more agreeable to the king’s views.
Accordingly he despatched ambassadors to Rome who appeared before Pope Nicolas
(August a.d. 866), asked him to send a bishop and priests to their country, and submitted to
him one hundred and six questions as to the social and religious obligations
which their new faith imposed upon their countrymen. They also presented to
him, along with other gifts, the arms which the king had worn when he triumphed
over his unbelieving adversaries. Boris at the same time sent an embassy to
King Lewis, begging him to send a bishop and priests. The Pope
selected Paul, bishop of Populonia, and Formosus,
bishop of Porto, as his legates, to introduce the Roman rites in Bulgaria, and
add a new province to his spiritual empire. He provided them with the necessary
ecclesiastical books and paraphernalia, and he sent by their hands a full reply
in writing to the numerous questions, trivial or important, on which the
Bulgarians had consulted him.
This papal
document is marked by the caution and moderation which have generally
characterized the policy of the ablest Popes when they have not been quite sure
of their ground. It is evident that Nicolas was anxious not to lay too heavy a
yoke upon the converts, and it is interesting to notice what he permits and
what he forbids. He insists on the observance of the fasts of the Church, on
abstinence from work on holy days, on the prohibition of marriages within the
forbidden degrees. Besides these taboos, he lays down that it is unlawful to
enter a church with a turban on the head, and that no food may be tasted before
nine o’clock in the morning. On the other hand, he discountenances some taboos
which the Greek priests had sought to impose, that it is unlawful to bathe on
Wednesdays and Fridays, and to eat the flesh of an animal that has been killed
by a eunuch. But he rules that it is not allowable to taste an animal which has
been hunted by a Christian if it has been killed by a pagan, or killed by a
Christian , if it has been hunted by a pagan. The Bulgarians had inquired whether
they should adopt the habit of wearing drawers; he replied that it was a matter
of no importance. It was the custom for their king to eat in solitary grandeur,
not even his wife was permitted to sit beside him. The Pope observes that this
is bad manners and that Jesus Christ did not disdain to eat with publicans and
sinners, but candidly affirms that it is not wrong nor irreligious. He bids
them substitute the cross for the horse’s tail which was their military
standard. He strictly prohibits the practice of pagan superstitions, the use of
healing charms, and swearing by the sword. He commands them to discontinue the
singing of songs and taking of auguries before battle, and exhorts them to
prepare for combat by reciting prayers, opening prisons, liberating slaves, and
bestowing alms. He condemns the superstition to which the Greeks resorted.
A pleasing
feature of the Pope’s Responses is his solicitude to humanize the Bulgarians by
advising them to mitigate their punishments in dealing with offenders. He
sternly denounces, and supports his denunciation by the argument of common
sense, the use of torture for extracting confessions from accused persons. He condemns the measures which had been taken to destroy the rebels and their
families as severe and unjust, and censures the punishment which had
been inflicted on the Greek who had masqueraded as a priest. He enjoins the
right of asylum in churches, and lays down that even parricides and fratricides
who seek the refuge of the sanctuary should be treated with mildness. But in
the eyes of the medieval Christian, murder, which the unenlightened sense of
antiquity regarded as the gravest criminal offence, was a more pardonable
transgression than the monstrous sin of possessing two wives. “ The crime of homicide,”
the Pope asserts, “ the crime of Cain against Abel, could be wiped out in the
ninth generation by the flood; but the heinous sin of adultery perpetrated by
Lamech could not be atoned for till the seventy-seventh generation by the blood
of Christ.” The Bulgarians are commanded, not indeed, as we might
expect, to put the bigamist to death, but to compel him to repudiate the unfortunate
woman who had the later claim upon his protection and to perform the penance
imposed by the priest.
The treatment
of unbelievers was one of the more pressing questions which Nicolas was asked
to decide, and his ruling on this point has some interest for the theory of
religious persecution. A distinction is drawn between the case of pagans who
worship idols and refuse to accept the new faith, and the case of apostates who
have embraced or promised to embrace it, but have slidden back into infidelity.
No personal violence is to be offered to the former, no direct compulsion is to
be applied, because conversion must be voluntary; but they are to be excluded
from the society of Christians. In the case of a backslider, persuasive means
should first be employed to recall him to the faith; but if the attempts of the
Church fail to reform him, it is the duty of the secular power to crush him. “For
if Christian governments did not exert themselves against persons of this kind,
how could they render to God an account of their rule; for it is the function
of Christian kings to preserve the Church their mother in peace and
undiminished. We read that King Nebuchadnezzar decreed, when the three children
were delivered from the flames, ‘ Whosoever shall blaspheme the God of
Shadrach, Meshach, and Abednego, shall perish, and their houses shall be
destroyed.’ If a barbarian king could be so wroth at blasphemy against the God
of Israel because he could deliver three children from temporal fire, how much
greater wrath should be felt by Christian kings at the denial and mockery of
Christ who can deliver the whole world, with the kings themselves, from everlasting
fire. Those who are convicted of lying or infidelity to kings are seldom if ever
allowed to escape alive; how great should be the royal anger when men deny, and
do not keep their promised faith to, Christ, the King of Kings and Lord of
Lords. Be zealous with the zeal of God.” Thus was the principle of the Inquisition
laid down by Rome for the benefit of Bulgaria.
In the eyes of
Boris the most important question submitted to the Pope was the appointment of
a Patriarch. On this point Nicolas declined to commit himself. He said that he
could not decide until he had heard the report of his legates; but he promised
that in any case Bulgaria should have a bishop, and when a certain number of
churches had been built, an archbishop, if not a Patriarch. The prospect of an
archbishopric seems to have satisfied the king. He welcomed the papal legates
and, expelling all other missionaries from the kingdom, committed to them
exclusively the task of preaching and baptizing. Formosus succeeded
so well in ingratiating himself, that Boris destined him for the future
archbishopric; but the Pope declined to spare him from his Italian see, and
sent out other bishops and priests, promising to consecrate as archbishop
whichever of them the king should select.
The Latin
ecclesiastics worked for more than a year (a.d. 866-867) in the land which the Pope hoped he
had annexed to the spiritual dominion of Rome. Bulgaria, however, was not
destined to belong to the Latin Church ; her fate was linked in the religious
as in the political sphere to Constantinople. But the defeat of papal hopes
and the triumph of Byzantine diplomacy transcend the limits of the present
volume.
3.
The Slavonic
Apostles
The Slavonic
land of Moravia, which extended into the modern Hungary as far eastward as the
river Gran, was split into small principalities, the rivalries of whose lords
invited the interference of the Franks. The margraves of the East Mark looked
on the country as a client state; the archbishops of Passau considered it as
within their spiritual jurisdiction; and German ecclesiastics worked here and
there in the land, though Christian theology had penetrated but little into the
wilds, and only by an abuse of terms could Moravia be described as Christian.
The Moravian Slavs chafed under a dependency which their own divisions had
helped to bring about, and we have seen how Rostislav, a prince who owed his
ascendancy in the land to the support of King Lewis the German, sent an embassy
to Constantinople.
Ecclesiastical
tradition affirms that his envoys, who arrived at the court of Michael III. in a.d. 862-863,
requested the Emperor to send to Moravia a teacher who knew Slavonic and could
instruct the inhabitants in the Christian faith and explain the Scriptures. “Christian
teachers have been amongst us already, from Italy, Greece, and Germany,
teaching us contradictory doctrines; but we are simple Slavs and we want some
one to teach us the whole truth.”
We may
confidently reject this account of the matter as a legend. The truth probably
is that, when the Moravian embassy arrived, the Patriarch Photius saw an
opportunity of extending the influence of the Greek Church among the Slavs, and
incidentally of counteracting, in a new field, the forms of Western
Christianity which he so ardently detested. The suggestion may have come to him
from his friend Constantine the Philosopher, a man of Thessalonica, who had a
remarkable gift for languages and was a master of that Slavonic tongue which
was spoken in the regions around his birthplace.
There is not
the least reason to suppose that the family of Constantine (more familiarly
known under his later name of Cyril) was not Greek. His elder
brother, Methodius, had entered the public service, had held the post of
governor of some region where there were Slavonic settlements, and had then
retired to a monastery on Mt. Olympus in Bithynia. Constantine (born about a.d. 827) had
been devoted to learning from his youth. Legend said that at the age of seven
years he had chosen, in a dream, Wisdom as his bride. The promise of his
boyhood excited the interest of the statesman Theoktistos, who fetched him to
Constantinople to complete his education. He pursued his studies under two
eminent men of learning, Leo and Photius. But he disappointed the
hopes of his patron, who destined him for a secular career and offered him the
hand of his god-daughter, a wealthy heiress. He took orders and acted for some
time as librarian of the Patriarch’s library, a post which, when Photius was
Patriarch, could not have been filled by one who was not exceptionally
proficient in learning. But Constantine soon buried himself in a cloister,
which he was with difficulty persuaded to leave, in order to occupy what may be
described as an official chair of philosophy at Constantinople. His biographer
says that he was chosen by the Emperor to hold a disputation with Saracen
theologians on the doctrine of the Trinity. Subsequently he
retired to live with his brother on Mount Olympus. He was in this retreat when
envoys from the Chagan of the Khazars arrived at Constantinople and asked the
Emperor to send him a learned man to explain the tenets of Christianity, so
that the Khazars might judge between it and two other faiths, Judaism and Mohammadanism, which were competing for their acceptance.
Michael, by the advice of Photius, entrusted the mission to Constantine, who,
accompanied by Imperial envoys, travelled to Cherson with the embassy of the
Khazars. At Cherson he remained some months to learn the Khazar language, and
to seek for the body of St. Clement, the first bishop of Rome, who had suffered
martyrdom in the neighbourhood. But St. Clement was a name almost forgotten by
the natives, or rather the strangers, who inhabited Cherson; the church near
which his coffin had been placed on the seashore was fallen into decay; and the
coffin itself had disappeared in the waves. But it was revealed to the
Philosopher where he should search, and under miraculous guidance, accompanied
by the metropolitan and clergy of Cherson, he sailed to an island, where
diligent excavation was at length rewarded by the appearance of a human rib
“shining like a star.” The skull and then all the other parts of what they took
to be the martyr’s sacred body were gradually dug out, and the very anchor with
which he had been flung into the sea was discovered. Constantine wrote a short
history of the finding of the relics, in which he modestly minimized his own
share in the discovery; and to celebrate the memory of the martyr he composed a
hymn and a panegyrical discourse. Of his missionary work among the Khazars
nothing more is stated than that he converted a small number and
found much favour with the Chagan, who showed his satisfaction by releasing two
hundred Christian captives.
In this account
of Constantine’s career the actual facts have been transmuted and distorted,
partly by legendary instinct, partly by deliberate invention. We need not
hesitate to accept as authentic some of the incidents which have no direct
bearing on his titles to fame, and which the following generation had no
interest in misrepresenting. The date of his birth, for instance, the patronage
accorded to him by the Logothete (Theoktistos), the circumstances that he
taught philosophy and acted as librarian of the Patriarch, there is no reason
to doubt. His visit to the Khazars for missionary purposes is an undoubted
fact, and even the panegyrical tradition does not veil its failure, though it
contrives to preserve his credit; but the assertion that he was sent in
response to a request of the Chagan is of one piece with the similar assertion
in regard to his subsequent mission to Moravia. His discovery of the body of
St. Clement is a myth, but underlying it is the fact that he
brought back to Constantinople from Cherson what he and all the world supposed
to be relics of the Roman saint.
The visit to
the Khazars may probably be placed in the neighbourhood of a.d. 860, and it was not long
after Constantine’s return to Constantinople that the arrival of the Moravian
envoys suggested the idea of a new sphere of activity. We are quite in the dark
as to how the arrangements were made, but it was at all events decided that
Constantine and his brother Methodius should undertake the task of propagating
Christianity in Moravia. They set out not later than in the summer of A.D. 864.
According to
the' naive story, which, as we have seen, represents Rostislav as begging for
teachers, Constantine accomplished, in the short interval between the embassy
and his departure, what was no less than a miracle. He invented a new script
and translated one of the Gospels or compiled a Lectionary in the
Slavonic tongue. If we consider what this means we shall hardly be prepared to
believe it. The alphabet of the early Slavonic books that were
used by Constantine and his brother in Moravia was a difficult script, derived
from Creek minuscule characters, he modified that the origin can only be
detected by careful study. IL would have been impossible to invent, and compose
books in, this Glagolitic writing, as it is called, in a year. It has been
suggested that the Macedonian Slavs already possessed an alphabet which they
employed for the
needs of daily life, and that what Constantine did was to revise this script
and complete it, for the more accurate rendering of the sounds of Slavonic
speech, by some additional symbols which hr adapted from Hebrew or Samaritan.
His work would then have been similar to that of Wulfilas,
who adapted the Runic alphabet already in use among the Goths and augmented it
by new signs for his literary purpose. But we have no evidence of earlier
Slavonic writing; and the Glagolitic forms give the impression that they were
not the result of an evolution, but were an artificial invention, for which the
artist took Greek minuscules as his guide, but deliberately sot himself to
disguise the origin of the now characters.
It
must have been obvious to Constantine that the Greek signs themselves without
any change, supplemented by a few additional symbols, were an incomparably more
convenient and practical instrument. And, as a matter of fact, his name is
popularly associated with the script which ultimately superseded the
Glagolitic. The Cyrillic script, used to this day by the Bulgarians, Servians, and Russians, is simply the Greek uncial
alphabet, absolutely undisguised, expanded by some necessary additions. That
tradition is wrong in connecting it with Cyril, it is impossible to affirm or
deny; it is certain only that he used Glagolitic for the purpose of his mission
to Moravia and that for a century after his death Glagolitic remained in
possession. To expend labour in manufacturing such symbols as the Glagolitic
and to use them for the purpose of educating a barbarous folk, when the simple
Greek forms wore ready to his hand, argues a perversity which would be
incredible if it had not some powerful motive. It has been pointed out that
such a motive existed. In order to obtain a footing in Moravia, it was
necessary to proceed with the utmost caution. There could be no question there, in
the existing situation, of an open conflict with Rome or of falling foul of the
German priests who were already in the country. Rostislav would never have
acquiesced in an ecclesiastical quarrel which would have increased the
difficulties of his own position. The object of Photius and Constantine, to win
Moravia ultimately from Rome and attach her to Byzantium, could only be
accomplished by a gradual process of insinuation. It would be fatal to the
success of the enterprise to alarm the Latin Church at the outset, and nothing
would have alarmed it more than the introduction of books written in the Greek
alphabet. Glagolitic solved the problem. It could profess to be a purely
Slavonic script, and could defy the most suspicious eye of a Latin bishop to
detect anything Greek in its features. It had the further advantage of
attracting the Slavs, as a proper and peculiar alphabet of their own.
But the important fact remains that the invention of Glagolitic and the compilation of Glagolitic
books required a longer time than the short interval between the
Moravian embassy and the departure of the two apostles. There is no ground for
supposing, and it is in itself highly improbable, that the idea of a mission to
that distant country had been conceived before the arrival of Rostislav’s
envoys. Moreover, if the alphabet and books had been expressly designed for
Moravian use, it is hard to understand why Constantine should have decided to
offer his converts a literature written in a different speech from their own.
He translated the Scripture into the dialect of Macedonian Slavonic, which was
entirely different from the Slovak tongue spoken in Moravia. It is true that
the Macedonian was the only dialect which he knew, and it was comparatively
easy for the Moravians to learn its peculiarities; but if it was the needs of
the Moravian mission that provoked Constantine’s literary services to Slavonic,
the natural procedure for a missionary was to learn the speech of the people
whom he undertook to teach, and then prepare books for them in their own
language.
The logical
conclusion from these considerations is that the Glagolitic characters were
devised, and a Slavonic ecclesiastical literature begun, not for the sake of
Moravia, but for a people much nearer to Byzantium. The Christianization of
Bulgaria was an idea which must have been present to Emperors and Patriarchs
for years before it was carried out, and Constantine must have entertained the
conviction that the reception of his religion by the Bulgarian Slavs would be
facilitated by procuring for them Scripture and Liturgy in their own tongue and
in an alphabet which was not Greek. That he had some reason for this belief is
shown by the resistance which Glagolitic offered in Bulgaria to the Greek
(Cyrillic) alphabet in the tenth century. The Slavs of Bulgaria spoke the same
tongue as the Slavs of Macedonia, and it was for them, in the first instance,
that the new literature was intended. The Moravian opportunity unexpectedly
intervened, and what was intended for the. Slavs of the south was tried upon
the Slavs beyond the Carpathians.
“ If
Constantine had been really concerned for the interests of the Moravians
themselves, he would have written for them in their own language, not in that
of Salonika, and in the Latin, not in an artificially barbarous or Greek,
alphabet.” But he was playing the game of ecclesiastical policy ; Photius was
behind him; and the interest of the Moravian adventure was to hoodwink and
out-manoeuvre Rome.
The adventure
was a failure so far as Moravia itself was concerned. It brought no triumph or
prestige to the Church of Constantinople, and the famous names of Constantine
and Methodius do not even once occur in the annals of the Greek historians.
The two
apostles taught together for more than three years in Moravia, and seem to have
been well treated by the prince. But probably before the end of a.d. 867 they
returned to Constantinople, and in the following year proceeded to Rome. Pope
Nicolas, hearing of their activity in Moravia, and deeming it imperative to
inquire into the matter, had addressed to them an apostolic letter, couched in
friendly terms and summoning them to Rome. They had doubtless discovered for
themselves that their position would be soon impossible unless they came to
terms with the Pope. The accession of Basil and the deposition of Photius
changed the situation. A Patriarch who was under obligations to the Roman See
was now enthroned, and Constantine and Methodius, coming from Constantinople
and bearing as a gift the relics of St. Clement, could be sure of a favourable
reception. They found that a new Pope had succeeded to the pontifical chair. Hadrian II, attended by all the Roman clergy, went forth at the head of
the people to welcome the bearers of the martyr’s relics, which, it is
superfluous to observe, worked many miracles and cures.
The Pope seems
to have approved generally of the work which Constantine had inaugurated.
Methodius and three of the Moravian disciples, were ordained priests; but
Moravia was not made a bishopric and still remained formally dependent on the
See of Passau. Hadrian seems also to have expressed a qualified approval of the
Slavonic books. The opponents of the Greek brethren urged that there were only
three sacred tongues, Latin, Greek, and Hebrew, appealing to the superscription
on the Cross. The Pope is said to have rejected this “Pilatic ” dogma in its extreme form, and to have authorized preaching and the reading
of the Scriptures in Slavonic; but he certainly did not, as was afterwards
alleged, license the singing of the service of the Mass in the strange tongue,
even though it were also chanted in Latin, nor did he cause the Slavonic
liturgy to be recited in the principal churches of Rome.
At this time,
the most learned man at Rome was the librarian Anastasius, who knew Greek, kept
himself in contact with the Greek world, and translated into Latin the
Chronicle of Theophanes. He made the acquaintance of Constantine, of whose
character and learning he entertained a profound admiration. Writing at a later
time to the Western Emperor, Anastasius mentions that Constantine knew by heart
the works of Dionysios the Areopagite and recommended them as a powerful weapon
for combating heresies. But the days of Constantine the Philosopher
were numbered. He fell ill and was tonsured as a monk, assuming the name of
Cyril. He died on February 14, A.D. 869, and his body was entombed near the
altar in the church which had been newly erected in honour of St. Clement.
The subsequent
career of Methodius in Moravia and Pannonia lies outside our subject. He was in
an untenable position, and the forces against him were strong. He was
determined to celebrate mass in Slavonic, yet he depended on the goodwill of
the Roman See. His disciples, soon after their master’s death, were compelled
to leave the country, and they found a more promising field of work in
Bulgaria, the land for which, as we have seen reason to think, Cyril’s literary
labours were originally intended.
CHAPTER XIII
THE EMPIRE OF
THE KHAZARS AND THE PEOPLES
OF THE NORTH
1.
The, Khazars
At the beginning
of the ninth century the Eastern Empire had two dependencies, remote and
isolated, which lived outside the provincial organization, and were governed by
their own magistrates, Venice and Cherson. We have seen how Venice, in the
reign of Theophilus, virtually became independent of Constantinople; under the
same Emperor, the condition of Cherson was also changed, but in a very
different sense—it was incorporated in the provincial system. The chief value
of both cities to the Empire was commercial; Venice was an intermediary for
Byzantine trade with the West, while Cherson was the great centre for the
commerce of the North. And both cities lay at the gates of other empires, which
were both an influence and a menace. If the people of the lagoons had to defend
themselves against the Franks, the Chersonites had as
good reason to fear the Khazars.
In the period
with which we are concerned, it is probable that the Khan of the Khazars was of
little less importance in the view of the Imperial foreign policy than Charles
the Great and his successors. The marriage of an Emperor to the daughter of a
Khazar king had signalised in the eighth century that Byzantium had interests
of grave moment in this quarter of the globe, where the Khazars had formed a
powerful and organized state, exercising control or influence over the
barbarous peoples which surrounded them.
Their realm
extended from the Caucasus northward to the Volga and far up the lower reaches
of that river; it included the basin of the Don, it reached westward to the
banks of the Dnieper, and extended into the Tauric Chersonese. In this empire were included peoples of various race—the Inner
Bulgarians, the Magyars, the Burdas, and the Goths of
the Crimea; while the Slavonic state of Kiev paid a tribute to the Chagan. The
Caucasian range divided the Khazars from Iberia and the dependencies of the
Caliphate; towards the Black Sea their neighbours were the Alans and the Abasgi; the Dnieper bounded their realm on the side of
Great Bulgaria; in the north their neighbours were the Bulgarians of the Volga,
and in the east the Patzinaks. All these folks came
within the view of Byzantine diplomacy; some of them were to play an important
part in the destinies of the Eastern Empire.
The capital of
the ruling people was situated on the Caspian Sea, at the mouths of the Volga,
and was generally known as Itil. It was a double town
built of wood. The western town was named Saryg-shar,
or Yellow City, in which the Chagan resided during the winter; over against it
was the eastern town of Chamlich or Khazaran, in which were the quarters of the Mohammadan and the Scandinavian merchants. Chamlich seems to have lain on the eastern bank of the
eastern branch of the river, while Saryg-shar was
built on the island and on the western shore of the western mouth, the two
portions being connected by a bridge of boats; so that Itil is sometimes described as consisting of three towns. The island was
covered with the fields and vineyards and gardens of the Chagan.
Three other
important towns or fortresses of the Khazars lay between Itil and the Caspian gates. Semender was situated at the
mouth of the Terek stream at Kizliar. It was a place rich in
vineyards, with a considerable Mohammadan population,
who lived in wooden houses with convex roofs. The fortress of
Belen]er, which lay on the lower course of the Sulek, on the road which leads
southward from Kizliar to Petrovsk, seems to have played some part in the earlier wars between the Khazars and the
Saracens. Further south still was the town of Tarku,
on the road to Kaiakend and the Caspian gates.
The Arabic
writers to whom we owe much of our knowledge of Khazaria suggest a picture of agricultural and pastoral prosperity. The Khazars were
extensive sheep-farmers; their towns were surrounded by gardens and vineyards ;
they were rich in honey and wax ; and had abundance of fish. The richest
pastures and most productive lands in their country were known as the Nine
Regions, and probably lay in the modern districts of Kuban and Ter. The
king and his court wintered in Itil, but in the
spring they went forth and encamped in the plains. According to one
report, the Chagan had twenty-five wives, each the daughter of a king, and
sixty concubines eminent for their beauty. Each of them had a house of her own,
a qubba covered with teakwood, surrounded by a large
pavilion, and each was jealously guarded by a eunuch who kept her from being
seen. But at a later period a Chagan boasts of his queen, her maidens, and
eunuchs, and we are left to wonder whether polygamy had been renounced or was
deliberately concealed.
The Chagan
himself seems to have taken no direct share in the administration of the state
or the conduct of war. His sacred person was almost inaccessible; when he rode
abroad, all those who saw him prostrated themselves on the ground and did not
rise till he had passed out of sight. On his death, a great sepulchre was built
with twenty chambers, suspended over a stream, so that neither devils nor men
nor worms might be able to penetrate it. The mausoleum was called paradise,,
and those who deposited his body in one of its recesses were put to death, that
the exact spot in which he was laid might never be revealed. A rider who passed
it by dismounted, and did not remount until the tomb could be no longer seen.
When a new Chagan ascended the throne, a silk cord was bound tightly round his
neck and he was required to declare how long he wished to reign; when the
period which he mentioned had elapsed, he was put to death. But it is uncertain
how far we can believe the curious stories of the Arabic travellers, from whom
these details are derived.
We have no
information at what time the active authority of the Chagan was exchanged for
this divine nullity, or why he was exalted to a position, resembling that of
the Emperor of Japan, in which his existence, and not his government, was
considered essential to the prosperity of the State. The labours of government
were fulfilled by a Beg or viceroy, who commanded the army,
regulated the tribute, and presided over the administration. He appeared in the
presence of the Chagan with naked feet, and lit a torch; when the torch had
burnt out he was permitted to take his seat at the right hand of the monarch.
When evil times befell, the people held the Chagan responsible and called upon
the Beg to put him to death; the Beg sometimes complied with their demand? The
commander of an army who suffered defeat was cruelly treated: his wife,
children, and property were sold before his eyes, and he was either executed or
degraded to menial rank.
The most
remarkable fact in the civilisation of this Turkish people was the conversion
of the Chagan and the upper rank of society to Judaism. The religion of the
Hebrews had exercised a
profound influence on the creed of Islam, and it had been a basis of
Christianity; it had won scattered proselytes; but the conversion of the
Khazars to the undiluted religion of Jehovah is unique in history. The date of
this event has been disputed, and the evidence variously assigns it to the
first half of the eighth century or to the beginning of the ninth. There
can be no question that the ruler was actuated by political motives in adopting
Judaism. To embrace Mohammadanism would have made him
the spiritual dependent of the Caliphs, who attempted to press their faith on
the Khazars, and in Christianity lay the danger of his becoming an
ecclesiastical vassal of the Roman Empire. Judaism was a reputable religion
with sacred books which both Christian and Mohammadan respected; it elevated him above the heathen barbarians, and secured him
against the interference of Caliph or Emperor. But he did not adopt, along with
circumcision, the intolerance of the Jewish cult. He allowed the mass of his
people to abide in their heathendom and worship their idols.
The
circumstances of the conversion are as uncertain as the date. Joseph, the
Chagan whose Hebrew letter to the Rabbi Chisdai of
Cordova in the tenth century is preserved, states that the Roman Emperor and
the Caliph, whom he respectively styles the King of Edom and the King of the
Ishmaelites, sent embassies laden with rich gifts and accompanied by
theological sages, to induce his ancestor to embrace their civilisations. The
prince found a learned Israelite and set him to dispute with the foreign
theologians. When he saw that they could not agree on a single point, he said,
“Go to your tents and return on the third day.” On the morrow, the Chagan sent
for the Christian and asked him, “Which is the better faith, that of Israel or
that of Islam?” and he replied, “ There is no law in the world like that of
Israel.” On the second day the Chagan sent for the learned Mohammadan and said, “ Tell me the truth, which law seems to you the better, that of
Israel or that of the Christians?” And the Mohammadan replied, “ Assuredly that of Israel” Then on the third day the Chagan called
them all together and said, “ You have proved to me by your own mouths that the
law of Israel is the best and purest of the three, and I have chosen it.”
The truth
underlying this tradition—which embodies the actual relation of Judaism to the
two other religions—seems to be that endeavours were made to convert the Chagans both to Christianity and to Islam. And, as a matter
of fact, in the reign of Leo III. the Caliph Marwan attempted to force the
faith of Mohammad upon the Khazars, and perhaps succeeded for a moment. He
invaded their land in a.d. 737, and marching by Belenjer and Semender,
advanced to Itil. The Chagan was at his mercy, and
obtained peace only by consenting to embrace Islam. As Irene, who married the
Emperor Constantine V., must have been the daughter or sister of this Chagan,
it is clear that in this period there were circumstances tending to draw the
Khazars in the opposite directions of Christ and Mohammad. And this is precisely
the period to which the evidence of the Letter of Joseph seems to assign the
conversion to Judaism. We may indeed suspect that Judaism was first in
possession—a conclusion which the traditional story unintentionally suggests.
The Jewish influence in Khazaria was due to the
encouragement given by the Chagans to Hebrew
merchants. Of the Jewish port of Tamatarkha more will
be said presently; and we may notice the Jewish population at Jundar, a town in the Caucasus, which was governed in the
ninth century by a relation of the Chagan, who is said to have prayed
impartially with the Moslems on Friday, with the Jews on Saturday, and with the
Christians on Sunday.
Somewhat later
in the eighth century a princess of the Khazars married the Saracen governor of
Armenia, and there was peace on the southern frontier till the reign of Harun
al-Rashid. In a.d. 798 another marriage alliance was arranged between a daughter of the Chagan and
one of the powerful family of the Barmecides. The lady died in Albania on the
way to her bridal, and the officers who were in charge of her reported to her
father their suspicion that she had been poisoned. The suggestion infuriated
the Chagan, and in the following year the Khazars invaded Armenia, by the Gates
of Derbend, and returned with an immense booty in
captives. Then Harun’s son, Mamun, carried his arms victoriously
into the land of the Khazars.
2.
The Subjects
and Neighbours of the Khazars
The Khazars had
never succeeded in extending their lordship over their neighbours the Alans, whose territory extended from the
Caucasus to the banks of the river Kuban and was bounded on the west by the
Euxine. The Alans, who have survived to the present day under the name of the
Ossetians, were a mainly pastoral people; their army consisted in cavalry; and
they had a fortress, which was virtually impregnable, at the so-called
Alan-gate of the Caucasus or Pass of Dariel. We are told that the habitations
of the people were so close together that when a cock crowed in one place he
was answered by all the cocks in the rest of the kingdom. At some time before
the tenth century the king adopted Christianity, but the mass of his subjects
remained heathen. He received his Christianity from Constantinople,
and the Emperors appropriated to him the special title of exusiastes.
Between the Alans and the Khazars were the habitations of the Sarirs, a heathen people whose name does not
come into the annals of Byzantium.
North of the
Alans, between the rivers Kuban and Don, the territory of the Khazars extended
to the shores of the Maeotic lake, and at the mouth of that water they
possessed the important town of Tamatarkha, the
modern Taman, which had arisen close to the ancient Phanagoria,
over against the city of Bosporos on the other side
of the straits. The commercial importance of Tamatarkha,
which had a large Jewish population, will claim our attention presently. Bosporos itself, the ancient Pantikapaion,
was under the control of the Khazars, and the Tetraxite Goths, who occupied the greater part of the Crimea, were subject to their sway.
The Gothic capital, Doras, had been taken by the Khazars before a.d. 787, and
in the following years the Goths, under the leadership of their bishop, had
made an attempt to throw off the yoke of their powerful neighbours.
North of the
Don and extending to the banks of the Dnieper were the tents and
hunting-grounds of the Magyars or
Hungarians. The continuous history of this Finnish people, who lived by hunting
and fishing, begins in the ninth century, and if we think we can recognise it
under other names in the days of Attila and the early migrations, our
conclusions are more or less speculative. It is, however, highly probable that
the Magyars had lived or wandered for centuries in the regions of the Volga, had
bowed to the sway of the great Hun, and had been affected by the manners of
their Turkish neighbours. They spoke a tongue closely akin to those of the
Finns, the Ostyaks, the Voguls,
and the Samoyeds, but it is likely that even before the ninth century it had
been modified, in its vocabulary, by Turkish influence. A branch of the people
penetrated in the eighth century south of the Caucasus, and settled on the
river Cyrus, east of Tiflis and west of Partav, where
they were known to the Armenians by the name of Sevordik or “Black children.” These Black Hungarians, in the ninth century, destroyed
the town of Shamkor, and the governor of Armenia
repeopled it with Khazars who had been converted to Islam (a.d. 854-855).
On the northern
shore of the Sea of Azov, and extending towards the Dnieper, was the land of
the Inner or Black Bulgarians, which thus lay between the Magyars and the Goths. The lower Dnieper seems to
have formed the western boundary of the Khazar Empire, but their influence
extended up that river, over some of the Eastern Slavs. The Slavs round Kiev
paid at one time tribute to the Chagan, who perhaps ensured them against the
depredations of the Magyars.
On the central
Volga was the extensive territory of the Burdas, who were subject to the Khazars, and formed a barrier
against the Outer Bulgarians, their northern neighbours, whose dominion lay on
the Volga and its tributary the Kama, including the modern province of Kasan.
If the Burdas served the Khazars as a barrier against the northern
Bulgarians, they were also useful in helping to hold the Patzinaks in check This savage
people possessed a wide dominion between the Volga and the Ural; their
neighbours were, to the north-west the Burdas, to the
north the Kipchaks, to the east the Uzes, to the
south-west the Khazars. It would seem that some of their hordes pressed early
in the ninth century, west of the Volga, into the basin of the Don, and became
the formidable neighbours of the most easterly Slavonic tribes.
3.
The Russians
and their Commerce
Such, in the
early part of the ninth century, was the general chart of the Turkish Empire of
the Khazars, their clients, and their neighbours. Before we consider the import
of this primitive world for the foreign policy of the Roman Empire, it is
necessary to glance at yet another people, which was destined in the future to
form the dominant state in the region of the Euxine and which, though its home
still lay beyond the horizon of Constantinople and Itil,
was already known to those cities by the ways of commerce. The Russians or Rus were Scandinavians of
Eastern Sweden who, crossing the Baltic and sailing into the Gulf of Finland,
had settled on Lake Ilmen, where they founded the
island town, known as Novgorod, the Holmgard of
Icelandic Saga, at the point where the river Volkhov issues from the northern waters of the lake. They were active traders, and they
monopolized all the traffic of north-eastern Europe with the great capitals of
the south, Constantinople, Baghdad, and Itil. Their
chief wares were the skins of the castor and the black fox, swords, and men.
The Slavs were their natural prey; they used to plunder them in river
expeditions, and often carry them off, to be transported and sold in southern
lands. Many of the Slavs used to purchase immunity by entering into their
service. The Russians did not till the soil, and consequently had no property
in land; when a son was born, his father, with a drawn sword in his hand,
addressed the infant: “I leave thee no inheritance; thou shalt have only what
thou winnest by this sword.” They were, in fact, a
settlement of military merchants—it is said their numbers were 100,000— living
by plunder and trade. They had a chief who received a tithe from the merchants.
The Russian
traders carried their wares to the south by two river routes, the Dnieper and
the Volga. The voyage down the Dnieper was beset by some difficulties and
dangers. The boats of the Russians were canoes, and were renewed
every year. They rowed down as far as Kiev in the boats of the last season, and
here they were met by Slavs, who, during the winter had cut down trees in the
mountains and made new boats, which they brought down to the Dnieper and sold to
the merchants. The gear and merchandise were transhipped, and in the month of
June they sailed down to the fort of Vytitshev, where
they waited till the whole flotilla was assembled. South of the modern
Ekaterinoslav the Dnieper forces its way for some sixty miles through high
walls of granite rock, and descends in a succession of waterfalls which offer a
tedious obstacle to navigation. The Slavs had their own names for these falls,
which the Russians rendered into Norse. For instance, Vinyi-prag’
was translated literally by Barufors, both names
meaning “ billowy waterfall,” and this “force” is still called Volnyi, “ the
billowy.” In some cases the navigators, having unloaded the boats, could guide
them through the fall; in others it was necessary to transport them, as well as
their freights, for a considerable distance. This passage could not safely be
made except in a formidable company; a small body would have fallen a prey to
predatory boinads like the Hungarians and the Patzinaks. On reaching the Black Sea, they could coast
westwards to Varna and Mesembria, but their usual route was to Cherson. There
they supplied the demands of the Greek merchants, and then rounding the south
of the peninsula, reached the Khazar town of Tamatarkha,
where they could dispose of the rest of their merchandise to the Jewish
traders, who in their turn could transport it to Itil,
or perhaps to Armenia and Baghdad. But the Russians could also trade directly
with Itil and Baghdad. The Volga carried them to Itil, where they lodged in the eastern town; then they
embarked on the Caspian Sea and sailed to various ports within the Saracen
dominion; sometimes from Jurjau they made the
journey with camels to Baghdad, where Slavonic eunuchs served as their
interpreters.
This commerce
was of high importance both to the Emperor and to the Chagan, not only in
itself, but because the Emperor levied a tithe at Cherson on all the wares
which passed through to Tamatarkha, and the Chagan
exacted the same duty on all that passed through Chamlich to the dominion of the Saracens. The identity of the amount of the duties, ten
per cent, was the natural result of the conditions.
4.
Imperial
Policy. The Russian Danger
The first
principle of Imperial policy in this quarter of the world was the maintenance
of peace with the Khazars. This was the immediate consequence of the
geographical position of the Khazar Empire, lying as it did between the Dnieper
and the Caucasus, and thus approaching the frontiers of the two powers which
were most formidable to Byzantium, the Bulgarians and the Saracens. From the
seventh century, when Heraclius had sought the help of the Khazars against
Persia, to the tenth, in which the power of Itil declined, this was the constant policy of the Emperors. The Byzantines and the
Khazars, moreover, had a common interest in the development of commerce with
Northern Europe; it was to the advantage of the Empire that the Chagan should
exercise an effective control over his barbarian neighbours, that his influence
should be felt in the basin of the Dnieper, and that this route should be kept
free for the trade of the north. It is not improbable that attempts had been
made to convert the Khazars to Christianity, for no means would have been more
efficacious for securing Byzantine influence at Itil.
The Chagans were not impressed by the religion of
Christ; but it was at least a matter for satisfaction at Byzantium that they
remained equally indifferent to the religion of Mohammad.
While the
relations of Constantinople and Itil were generally
peaceful, there were, however, possibilities of war. The two powers were
neighbours in the Crimea. We have seen how the sway of the Khazars extended
over the Crimean Goths and the city ofBosporos or
Kerch, and it was their natural ambition to extend it over the whole peninsula,
and annex Cherson. The loss of Cherson, the great commercial port and
market-place in the north-east, would have been a sensible blow to the Empire.
There were other forts in the peninsula, in the somewhat mysterious Roman
territory or frontier which was known as the Klimata or Regions. The business of defence was left entirely to the Chersonites; there was no Imperial officer or Imperial
troops to repel the Khazars, who appear to have made raids from time to time.
But Imperial diplomacy, in accordance with the system which had been elaborated
by Justinian, discovered another method of checking the hostilities of the
Khazars. The plan was to cultivate the friendship of the Alans, whose
geographical position enabled them to harass the march of a Khazar army to the
Crimea and to make reprisals by plundering the most fertile parts of the Khazar
country. Thus in the calculations of Byzantine diplomacy the Alans stood for a
check on the Khazars.
The situation
at Cherson and the movements in the surrounding countries must have constantly
engaged the attention of the Imperial government, but till the reign of
Theophilus no important event is recorded. This Emperor received (c. a.d. 833) an
embassy from the Chagan and the Beg or chief minister of the Khazars,
requesting him to build a fort for them close to the mouth of the Don, and
perhaps this fort was only to be the most important part of a long line of
defence extending up that river and connected by a fosse with the Volga.
Theophilus agreed to the Chagan’s proposal. He
entrusted the execution of the work to an officer of spatharo-candidate
rank, Petronas Kamateros, who sailed for Cherson with
an armament of ships of the Imperial fleet, where he met another contingent of
vessels supplied by the Katepano or governor of
Paphlagonia. The troops were re-embarked in ships of burden, which bore them
through the straits of Bosporos to the spot on the
lower Don where this stronghold was to be built. As there was no stone in the
place, kilns were constructed and bricks were prepared by embedding
pebbles from the river in a sort of asbestos. The fort was called in the Khazar
tongue Sarkel, or White House, and it was guarded by yearly relays of three
hundred men.
When Petronas
returned to Constantinople he laid a report of the situation before the Emperor
and expressed his opinion that there was grave danger of losing Cherson, and
that the best means of ensuring its safety would be to supersede the local magistrates
and commit the authority to a military governor. The advice of
Petronas was adopted, and he was himself appointed the first governor, with the
title of “Strategos of the Klimata.” The magistrates
of Cherson were not deposed, but were subordinated to the strategos.
In attempting
to discover the meaning and motives of these transactions we must not lose
sight of the close chronological connexion between the service rendered by the
Greeks to the Khazars, in building Sarkel, and the institution of the strategos
of Cherson. The latter was due to the danger of losing the city, but we are not
told from what quarter the city was threatened. It is evident that the Khazars
at the same moment felt the need of defence against some new and special peril.
The fortification cannot have been simply designed against their neighbours the
Magyars and the Patzinaks; for the Magyars and Patzinaks had been their neighbours long. We can hardly go
wrong in supposing that the Khazars and the Chersonites were menaced by the same danger, and that its gravity had been brought home
both to the Emperor and to the Khazar ruler by some recent occurrence. The
jeopardy which was impending over the Euxine lands must be sought at Novgorod.
It was not
likely that the predatory Scandinavians would be content with the gains which
they earned as peaceful merchants in the south. The riches of the Greek towns
on the Euxine tempted their cupidity, and in the reign of Theophilus, if not
before, they seem to have descended as pirates into the waters of that sea, to
have plundered the coasts, perhaps venturing into the Bosphorus, and especially
to have attacked the wealthy and well-walled city of Amustris,
which was said to have been saved by a miracle. We also hear of an expedition
against the Chersonese, the despoiling of Cherson, and the miraculous escape of Sugdaia. Such hostings of Russian
marauders, a stalwart and savage race, provide a complete explanation of the
mission of Petronas to Cherson, of the institution of a strategos there, and of
the co-operation of the Greeks with the Khazars in building Sarkel. In view of
the Russian attack on Amastris, it is significant
that the governor of Paphlagonia assisted Petronas; and we may conjecture with
some probability that the need of defending the Pontic coasts against a new
enemy was the motive which led to the elevation of this official from the rank of katepano to the higher status of a strategos.
The timely
measures adopted by Theophilus were efficacious for the safety of Cherson. That
outpost of Greek life was ultimately to fall into the hands of the Russians,
but it remained Imperial for another century and a half; and when it passed
from the possession of Byzantium, the sacrifice was not too dear a price for
perpetual peace and friendship with the Russian state, then becoming a great
power.
Some years
after the appointment of the strategos of Cherson, Russian envoys arrived at
the court of Theophilus (a.d. 838-839). Their business is not recorded;
perhaps they came to offer excuses for the recent hostilities against the
Empire. But they seem to have dreaded the dangers of the homeward journey by
the way they had come. The Emperor was dispatching an embassy to the court Of
Lewis the Pious. He committed the Russians to the care of the ambassadors, and
in his letter to Lewis requested that sovran to facilitate their return to
their own country through Germany.
In their
settlement at Novgorod, near the Baltic, the Russians were far away from the
Black Sea, to the shores of which their traders journeyed laboriously year by
year. But they were soon to form a new settlement on the Dnieper, which brought
them within easy reach of the Euxine and the Danube. The occupation of Kiev is
one of the decisive events in Russian history, and the old native chronicle
assigns it to the year 862. If this date is right, the capture of Kiev was
preceded by one of the boldest marauding expeditions that the Russian
adventurers ever undertook.
In the month of
June, a.d. 860, the Emperor, with all his forces, was marching against the Saracens. He
had probably gone far when he received amazing tidings, which recalled him with
all speed to Constantinople. A Russian host had sailed across the Euxine in two
hundred boats, entered the Bosphorus, plundered the monasteries and suburbs on
its banks, and overrun the Islands of the Princes. The inhabitants of the city
were utterly demoralised by the sudden horror of the danger and their own
impotence. The troops (Tagmata) which were usually stationed in the
neighbourhood of the city were far away with the Emperor and his uncle; and
the fleet was absent. Having wrought wreck and ruin in the suburbs, the
barbarians prepared to attack the city. At this crisis it was perhaps not the
Prefect and the ministers entrusted with the guardianship of the city in the
Emperor’s absence who did most to meet the emergency. The learned Patriarch,
Photius, rose to the occasion; he undertook the task of restoring the moral
courage of his fellow-citizens. If the sermons which he preached in St. Sophia
were delivered as they were written, we may suspect that they can only have
been appreciated by the most educated of his congregation. His copious rhetoric
touches all sides of the situation, and no priest could have made better use of
the opportunity to inculcate the obvious lesson that this peril was a
punishment for sin, and to urge repentance. He expressed the general feeling
when he dwelt on the incongruity that the Imperial city, “queen of almost all
the world,” should be mocked by a band of slaves and barbarous crowd. But the
populace was perhaps more impressed and consoled when he resorted to the
ecclesiastical magic which had been used efficaciously at previous sieges. The
precious garment of the Virgin Mother was borne in procession round the walls
of the city; and it was believed that it was dipped in the waters of the sea
for the purpose of raising a storm of wind. No storm arose, but soon
afterwards the Russians began to retreat, and perhaps there were not many among
the joyful citizens who did not impute their relief to the direct intervention
of the queen of heaven. Photius preached a sermon of thanksgiving as the enemy
were departing; the miraculous
deliverance was an inspiring motive for his eloquence.
It would be
interesting to know whether Photius regarded the ceremony which he had
conducted as a powerful means of propitiation, or rather valued it as an
efficacious sedative of the public excitement. He and all who were not blinded
by superstition knew well that the cause which led to the sudden retreat of the
enemy was simple, and would have sufficed without any supernatural
intervention. It is evident that the Russians became aware that the Emperor and
his army were at hand, and that their only safety lay in flight. But
they had delayed too long. Michael and Bardas had hurried to the scene,
doubtless by forced marches, and they must have intercepted the barbarians and
their spoils in the Bosphorus. There was a battle and a rout; it is
possible that high winds aided in the work of destruction.
The Russians
had chosen the moment for their surprise astutely. They must have known
beforehand that the Emperor had made preparations for a campaign in full force
against the Saracens. But what about the fleet? Modern historians have made
this episode a text for the reproach that the navy had been allowed to fall
into utter decay. We have seen, on the contrary, that the Amorians had revived
the navy, and the impunity which the barbarians enjoyed until the arrival of
the Emperor must be explained by the absence of the Imperial fleet. And, as a
matter of fact, it was absent in the west. The Sicilian fortress of Gastrogiovanni had been captured by the Moslems in the
previous year, and a fleet of 300 ships had been sent to Sicily. The
possibility of an attack from the north did not enter into the calculations of
the government. It is clear that the Russians must have been informed of the
absence of the fleet, for otherwise they would never have ventured in their
small boats into the jaws of certain death.
The episode was
followed by an unexpected triumph for Byzantium, less important in its
immediate results than as an augury for the future. The Northmen sent
ambassadors to Constantinople, and—this is the Byzantine way of putting
it—besought the Emperor for Christian baptism. We cannot say which, or how
many, of the Russian settlements were represented by this embassy, but the
object must have been to offer amends for the recent raid, perhaps to procure
the deliverance of prisoners. It is certain that some of the Russians agreed to
adopt Christianity, and the Patriarch Photius could boast (in A.D. 866) that a
bishop had been sent to teach the race which in cruelty and deeds of blood left
all other peoples far behind. But the seed did not fall on very fertile ground.
For upwards of a hundred years we hear no more of the Christianity of the
Russians. The treaty, however, which was concluded between a.d. 860 and 866, led probably to
other consequences. We may surmise that it led to the admission of Norse
mercenaries into the Imperial fleet—a notable event, because it was the
beginning of the famous Varangian service at Constantinople, which was
ultimately to include the Norsemen of Scandinavia as well as of Russia, and
even Englishmen.
It has been
already observed that the attack upon Constantinople happened just before the
traditional date of a far more important event in the history of Russia—the
foundation of the principality of Kiev. According to the old Russian chronicle,
Rurik was at this time the ruler of all the Scandinavian settlements, and
exercised sway over the northern Slavs and some of the Finns. Two of bis men, Oskold and Dir, set out with their families for
Constantinople, and, coining to the Dnieper, they saw a castle on a mountain.
On enquiry they learned that it was Kiev, and that its inhabitants paid tribute
to the Khazars. They settled in the place, gathered many Norsemen to them, and
ruled over the neighbouring Slavs, even as Rtuik ruled at Novgorod. Some twenty years later Rurik’s son Oleg came down and put Oskold and Dir to death, and annexed Kiev to his sway. It
soon overshadowed Novgorod in importance, and became the capital of the Russian
state. It has been doubted whether this story of the founding of Kiev is
historical, but the date of the foundation, in chronological proximity to a.d. 860, is
probably correct.
5.
The Magyars
The Russian peril had proved a new bond of common interest between the Empire and the Khazars, and during the reign of Michael (before a.d. 862), as we have seen, a Greek missionary, Constantine the Philosopher, made a vain attempt to convert them to Christianity.
About this time
a displacement occurred in the Khazar Empire which was destined to lead to
grave consequences not only for the countries of the Euxine but for the history
of Europe. At the time of Constantine’s visit to the Khazars, the home of the
Magyars was still in the country between the Dnieper and the Don, for either in
the Crimea itself or on his journey to Itil, which
was probably by way of the Don, his party was attacked by a band of Magyars. A
year or two later the Magyar people crossed the Dnieper.
The cause of
this migration was the advance of the Patzinaks from
the Volga. We may guess that they were pressed westward by their Eastern
neighbours, the Uzes; we are told that they made war
upon the Khazars and were defeated, and were therefore compelled to leave
their own land and occupy that of the Magyars. The truth may be that they made
an unsuccessful attempt to settle in Khazaria, and
then turned their arms against the Magyar people, whom they drove beyond the
Dnieper. The Patzinaks thus rose above the horizon of
the Empire and introduced a new element into the political situation. They had
no king; they were organized in eight tribes, with tribal chiefs, and each
tribe was subdivided into five portions under subordinate leaders. When a chief
died he was succeeded by a first cousin or a first cousin’s son; brothers and
sons were excluded, so that the chieftainship should be not confined to one
branch of the family.
The Magyars now
took possession of the territory lying between the Dnieper and the lower
reaches of the Pruth and the Seret—a country which
had hitherto belonged to the dominion of the Khans of Bulgaria. They were thus
close to the Danube, but the first use they made of their new position was not
against Bulgaria. In a.d. 862 they showed how far they could strike by invading territories in central
Europe which acknowledged the dominion of Lewis the German, the first of that
terrible series of invasions which were to continue throughout a hundred years,
until Otto the Great won his crushing victory at Augsburg. If we can trust the
accounts of their enemies, the Magyars appear to have been a more terrible
scourge than the Huns. It was their practice to put all males to the sword, for
they believed that warriors whom they slew would be their slaves in heaven;
they put the old women to death; and dragged the young women with them, like
animals, to serve their lusts. Western writers depict the
Hungarians of this period as grotesquely ugly, but, on the other hand, Arabic
authors describe them as handsome. We may reconcile the contradiction by the
assumption that there were two types, the consequence of blending with other
races. The original Finnish physiognomy had been modified by mixture with
Iranian races in the course of many generations, during which the Magyars, in
the Caucasian regions, had pursued their practice of women-lifting.
Up to the time
of their migration the Magyars, like the Patzinaks,
had no common chieftain, but among the leaders of their seven tribes one seems to have had a certain preeminence. His
name was Lebedias, and he had married a noble Khazar
lady, by whom he had no children. Soon after the crossing of the Dnieper, the
Chagan of the Khazars, who still claimed the rights of suzerainty over them,
proposed to the Magyars to create Lebedias ruler over
the whole people. The story is that Lebedias met the
Chagan—but we must interpret this to mean the Beg—at Kalancha in the gulf of Perekop, and refused the offer for himself, but suggested Salmutzes, another tribal chief, or his son Arpad. The
Magyars declared in favour of Arpad, and he was elevated on a shield, according
to the custom of the Khazars, and recognized as king. In this way the Khazars
instituted kingship among the Magyars. But while this account may be true so
far as it goes, it furnishes no reason for such an important innovation, and
it is difficult to see why the Khazar government should have taken the
initiative. We shall probably be right in connecting the change with another
fact, which had a decisive influence on Magyar history. Among the Turks who
composed the Khazar people, there was a tribe— or tribes—known as the Kabars,
who were remarkable for their strength and bravery. About this time they rose
against the Chagan; the revolt was crushed; and those who escaped death fled
across the Dnieper and were received and adopted by the Magyars, to whose seven
tribes they were added as an eighth. Their bravery and skill in war enabled
them to take a leading part in the counsels of the nation. We are told that
they taught the Magyars the Turkish language, and in the tenth century both
Magyar and Turkish were spoken in Hungary. The result of this
double tongue is the mixed character of the modern Hungarian language, which
has supplied specious argument for the two opposite opinions as to the ethnical
affinities of the Magyars. We may suspect that the idea of introducing kingship
was due to the Kabars, and it has even been conjectured that Arpad belonged to
this Turkish people which was now permanently incorporated in the Hungarian
nation.
CHAPTER XIV
ART, LEARNING,
AND EDUCATION IN THE AMORIAN PERIOD
Throughout the Middle Ages, till its collapse at the beginning of the thirteenth
century, the Eastern Roman Empire was superior to all the states of Europe in
the efficiency of its civil and military organization, in systematic diplomacy,
in wealth, in the refinements of material civilization, and in intellectual
culture. It was the heir of antiquity, and it prized its inheritance—its
political legacy from Rome, and its spiritual legacy from Hellas. These
traditions, no less than the tradition of the Church, which was valued most of
all, may be said to have weighed with crushing force upon the Byzantine world;
conservatism was the leading note of the Byzantine spirit. Yet though the
political and social fabric always rested on the same foundations, and though
the authority of tradition was unusually strong, and persistent, the proverbial
conservatism of Byzantium is commonly exaggerated or misinterpreted. The great
upheaval of society in the seventh century, due to the successive shocks of
perilous crises which threatened the state with extinction, had led to a
complete reform of the military organization, to the creation of a navy, to
extensive innovations in the machinery of the civil and financial government,
to important changes in the conditions of the agricultural population and
land-tenure; and it is a matter of no small difficulty to trace the organization
of the eighth and ninth centuries from that of the age of Justinian. But even
after this thoroughgoing transformation, the process of change did not halt.
The Emperors were continually adjusting and readjusting the machinery of
government to satisfy new needs and meet changing circumstances. The principles
and the framework remained the same ; there was no revolution; but there was
constant adaptation here and there. It will be found, for instance, that the
administrative arrangements in the twelfth century differ in endless details
from those of the ninth. To this elasticity, which historians have failed to
emphasize, the Empire owed its longevity. Byzantium was conservative; but
Byzantine uniformity is a legend.
The history of
the period described in this volume exhibits the vitality of the Empire. It
experienced losses and reverses, but there are no such symptoms of decline as
may be detected in the constitution of its rival, the Caliphate, and no
tendencies to disintegration, like those which in the same period were at work
in the Carolingian realm. The Amorian age, however, is apt to be regarded as an
inglorious interval between the rule of the Isaurians who renovated the
strength of the Empire and the brilliant expansion under Basil I. and his
successors. The losses of Crete and Sicily have been taken as a proof of
decline; the character and the regime of Theophilus have been viewed with
antipathy or contempt; and the worthlessness of Michael III has prejudiced
posterity against the generation which tolerated such a sovran. This
unfavourable opinion is not confined to the learned slaves of the Papacy, who
are unable to regard with impartial eyes the age of Theophilus the enemy of
icons, and of Photius the enemy of the Pope. The deepest cause of the prevalent
view has been the deliberate and malignant detraction with which the sovrans
and servile chroniclers of the Basilian period pursued the memory and blackened
the repute of the Amorian administration; for modern historians have not
emancipated themselves completely from the bias of those prejudiced sources.
In the
foregoing pages we have seen that while even detraction has not ventured to
accuse the Amorian rulers of exceptional rigour in taxing their subjects, the
Empire was wealthy and prosperous. We have seen that it maintained itself, with
alternations of defeat and victory, but without losing ground, against the
Caliphate, that peace was preserved on the Bulgarian frontier, and that the
reduction of the Slavs in Greece was completed. Oversea dominions were lost, but
against this we have to set the fact that the Amorian monarchs, by taking in
hand the reconstruction of the naval establishment, which the Isaurians had
neglected, prepared the way for the successes of Basil I in Italy. We have
still to see what services they rendered to art, education, and learning. In
these spheres we shall find a new pulse of movement, endeavour, revival,
distinguishing the ninth century from the two hundred years which preceded it.
We may indeed say that our period established the most fully developed and most
pardonably self-complacent phase of Byzantinism.
It is a
striking fact, and may possibly be relevant in this connexion, that the
Armenian element, which had long been an ethnical constituent of the Empire,
comes conspicuously forward in the ninth century. Before now, Hellenized
Armenians had often occupied high posts, once even the throne; but now they
begin to rise in numbers into social and political prominence. The pretender
Bardanes, Leo V., Basil would not be significant if they stood alone. But the
gifted family of the Empress Theodora was of Armenian stock; it included
Manuel, Bardas, and Petronas. Through his mother, Photius the Patriarch; John
the Grammarian and his brother (who held a high dignity), were also of Armenian
descent; and Alexius Musele and Constantine Babutzikos are two other eminent examples of the Armenians
who rose to high rank and office in the Imperial service. All these
men were thorough Byzantines, saturated with the traditions of their
environment; but their energy and ability, proved by their success, suggest the
conjecture that they represented a renovating force which did much to maintain
the vitality of the State.
1.
Art
It is commonly
supposed that the iconoclastic movement was a calamity for art, and the dearth
of artistic, works dating from the period in which religious pictures were
discouraged, proscribed, or destroyed, seems, at first sight, to bear out this
opinion. If, however, we examine the facts more closely, we shall find that the
iconoclastic age was far from being inartistic, and that it witnessed the
insurrection of new ideas and tendencies which exercised a potent and valuable
influence upon the religious art of the succeeding period. One
immediate effect, indeed, which may be considered a loss and a calamity, the
doctrine of the image-breakers produced. It exterminated a whole branch of art,
it abolished sculpture. The polemic against images had carried weight with
orthodox opinion so far that sculptured representations of holy persons or
sacred scenes were discontinued by common consent. It was a partial victory for
the iconoclasts, an illogical concession of the image-worshippers. No formal
prohibition was enacted by Church or State; the rejection of plastic images was
a tacit but authoritative decree of public opinion.
The
iconoclastic sovrans were not unfriends of pictorial art as such. Two of the
most illustrious and uncompromising, Constantine V. and Theophilus, who desired
to abolish entirely religious pictures of a monumental kind, sought a
substitute in secular painting for the decoration of both sacred and profane
buildings. The antique traditions of profane art had never disappeared in the
Byzantine world, but they had become inconspicuous and uninfluential through
the domination of religious art, with its fixed iconographic types, which had
ascended to its highest plane of excellence in the sixth century. Under the
auspices of the iconoclasts, profane art revived. Constantine V. caused the
church of Blachernae to be decorated with landscapes, trees, and birds and
animals; Theophilus followed his example. This was not really a
novelty; it was a return to the primitive decoration of early Christian
churches, which had been gradually abandoned. Scenes de genre, pictures of the
chase, scenes in the hippodrome, were demanded from the artists who adorned the
halls of the
Imperial
Palace, what chroniclers tell us, but carved in the ninth century illustrate
the revival of profane art under the iconoclasts. One of them may be seen in
London, exhibiting scenes of pagan mythology, such as the rape of Europa and
the sacrifice of Iphigeneia.
The taste for
rich ornament also characterized this period, and did not expire with the
defeat of iconoclasm. It is apparent in the description of the sumptuously
decorated buildings of Theophilus; and Basil I., in the new palaces which he
erected, did not fall behind the splendour of the impious Amorian. This taste
displayed itself also in the illumination of books, of which brilliant
specimens are preserved dating from the tenth and eleventh centuries.
Even under the
iconoclastic dispensation, artists who desired to represent religious subjects
had an outlet for the expression of their ideas in the illustration of
manuscripts. A psalter is preserved at Moscow which is supposed
to have been written in the early part of the ninth century in the monastery of
Studion. It is simply and elegantly illustrated by coloured vignettes in the
margins, animated and realistic, free from the solemnity which we associate with
Byzantine art. The proud who “set their mouth against the heavens
and their tongue walketh through the earth” are portrayed by two
bearded men with long tongues touching the ground, and upper lips, like beaks,
which touch a bowl, surmounted by a cross, representing the sky.
The
iconoclastic controversy itself supplied the monastic artists with motives to
point the moral and adorn the text of sacred writ. In another psalter which
must have been written in the generation succeeding the triumph of orthodoxy,
the congregation of the wicked is exemplified by a picture of the Synod of a.d. 815. We
see Leo the Amorian on a throne, the Patriarch Theodotos seated by his side,
and two men defacing with long spears the icon of Christ. The assembling of the
righteous is depicted as the Council of a.d. 843, where Jannes is
trampled under foot by the orthodox Patriarch who holds the image of Christ in
his hand, while above we see the Biblical sorcerer Simon hurled down by St.
Peter. In another book of the same period, designed for popular
instruction, the Physiologus, some of the
illustrations are allusive to the recent controversy and inspired by monastic
spite; but this manuscript exhibits at the same time the influence of the
profane art which the iconoclasts had revived, in the realism of its pictures
and in the pagan subjects, such as sirens, nymphs, and centaurs.
The employment
of art in the service of controversy, or as an outlet for controversial spite,
seems to be characteristic of the age. The archbishop Gregory Asbestas, the friend and supporter of Photius, had some
skill in painting, and he illustrated a copy of the Acts of the synod which
condemned Ignatius with realistic and somewhat scurrilous caricatures. At the
beginning of the first Act lie depicted the flogging of the Patriarch, above
whose head was inscribed “ the Devil.” The second picture showed the bystanders
spitting upon him as he was haled to prison; the third represented him, “ the
son of perdition,” suffering dethronement; the fourth, bound in chains and
going into exile. In the fifth his neck was in a collar; and in the sixth he
was condemned to death. Each vignette had an insulting legend; and in the
seventh, and last, the head of “ Antichrist ” was severed from his body. This
manuscript, in a rich cover of purple silk, was found among the books of
Photius, and was burned, with others, at the Eighth Ecumenical Council.
Enough has been
said to indicate the significance of the iconoclastic movement for the history
of art. A ban was placed on certain forms of pictorial work; but whatever
temporary disadvantages this may be thought to have entailed, they were far
outweighed by the revival of other styles which were in danger of complete
extinction. If there had been no iconoclastic movement, the dead religious art
of the seventhcentury decadence might have
continued, without reanimation, to the end. Under the Isaurian and Amorian
dynasties profane art revived; there was a renaissance of the old picturesque
decorative style which, originating in Alexandria, had spread over the world,
and profoundly influenced the development of the art of the early Church.
Alexandrine decoration, with its landscapes, idyllic scenes, mythological
themes, still life, and realistic portraits, came to life again in the
iconoclastic period ; a school of secular artists, who worked for the Emperors
and the Court, arose; and the spirit of their work, with its antique
inspiration, did not fail to awaken religious painters from their torpor. For
the second great period of her art, which coincided . with the Macedonian
dynasty, Byzantium was chiefly indebted to the iconoclastic sovrans. Or rather we should say that art revived under the Amorians, religious art
under their successors.
Wealth was a condition of this artistic revival, of which a chief characteristic was rich and costly decoration. In the work of the age of Justinian the richness of the material had been conspicuous; in the subsequent period, when all the resources of the State were strained in a life and death struggle with formidable enemies, there were no funds for the luxuries of art. By the ninth century the financial prosperity of the Empire had revived; the Imperial coffers were well filled; and the Emperors could indulge their taste or their pride in artistic magnificence. In the flourishing condition of the minor arts of the jeweller and the enameller, from the ninth to the twelfth century, we may also see an indication of the wealth of Constantinople. Here, too, we may probably suspect oriental influence. The jewellers did not abandon repoussé work, but they devoted themselves more and more to the colour effects of enamel decoration; the richest altars and chalices, crosses and the caskets which contained crosses or relics, the gold and silver cups and vessels in the houses of the rich, gold- embroidered robes, the bindings of books, all shone with cloisonne enamels. The cloisonne technique was invented in the East, probably in Persia, and though it seems to have been known at Byzantium in the sixth century, we may ascribe its domestication and the definite abandonment of the old champleve method to the oriental influences of the ninth. Portable objects with enamel designs, as well as embroidered fabrics, easily travelled, and were frequently offered by the Emperors to foreign potentates ; they must have performed an appreciable part in diffusing in Western Europe the influence of the motives and styles of Byzantine art.
2.
Education and
Learning
Among the
traditions which the Empire inherited from antiquity, one of the most
conspicuous, but not perhaps duly estimated in its importance as a social fact,
was higher education. The children of the well-to-do class, from which the
superior administrative officials of the State were mainly drawn, were taught
ancient Greek, and gained some acquaintance at least with some of the works of
the great classical writers. Illiterateness was a reproach among reputable
people; and the possession of literary education by laymen generally and women
was a deep-reaching distinction between Byzantine civilisation and the
barbarous West, where the field of letters was monopolized by ecclesiastics.
It constituted one of the most indisputable claims of Byzantium to superiority,
and it had an important social result. In the West the cleavage between the
ecclesiastical and lay classes was widened and deepened by the fact that the
distinction between them coincided with the distinction between learned and
ignorant. In the East there were as many learned laymen as learned monks and
priests; and even in divinity the layman was not' helplessly at the mercy of
the priest, for his education included some smattering of theology. The
Patriarchs Tarasius and Nicephorus must have acquired, before they were
suddenly moved into ‘the spiritual order, no contemptible knowledge of
theology; and Photius, as a layman, was a theological expert. Thus layman and
cleric of the better classes met on common ground; there was no pregnant
significance in the word clerk; and ecclesiastics never obtained the influence,
or played the part, in administration and politics which their virtually
exclusive possession of letters procured for them in Western Europe.
The
circumstance, however it may be explained, that the period from the Saracen
invasion in the reign of Heraclius to the beginning of the ninth century is
sterile in literary productions, must not be suffered to obscure the fact that
the traditions of literary education were not interrupted. There rose no men of
eminent secular learning; the Emperors did not encourage it; but Homer did not
cease to be read. The ninth century witnessed a remarkable revival of learning
and philosophy, and it is highly probable that at Constantinople this
intellectual movement stimulated general education, improved its standards,
and heightened its value in public opinion. It is to be noticed that our oldest
Byzantine manuscripts of classical writers date from this century, the age of
Photius, who stands out, not only above all his contemporaries, but above all
the Greeks of the Middle Ages, as a scholar of encyclopaedic erudition.
It is, however,
in the field of philosophy and science, more definitely than in that of
literature and rhetoric, that we can speak of a revival of learning at this
period. During the reign of Michael III. there were three eminent
teachers of philosophy at Constantinople—Photius himself, Constantine who
became the apostle of the Slavs, and Leo the mathematician. Both Leo and
Constantine were official professors, endowed by the State, and the interest
taken by the Court in science and learning is perhaps the greatest title of the
Amorian dynasty to importance in the history of Byzantine civilisation. Since
the age of Theophilus and Bardas, although some generations were not as
fruitful as others, there was no interruption, no dark period, in the literary
activity of the Greeks, till the final fall of Constantinople.
Theophilus was
a man of culture, and is said to have been taught by John, whom he afterwards
raised to the patriarchal throne, and who possessed considerable attainments in
science and philosophy. His intimacy with the learned Methodius is
also a sign of his interest in speculation. He seems to have realized what had
not occurred to his predecessors, that it behoved a proud centre of
civilisation like Byzantium to assert and maintain pre-eminence in the
intellectual as well as in other spheres. Hitherto it had been taken for
granted that all the learning of the world was contained within the boundaries
of the Empire, and that the Greeks and Romans alone possessed the vessel of
knowledge. Nobody thought of asking, Have we any great savants among us, or is
learning on the decline ? But the strenuous cultivation of scientific studies
at Baghdad under the auspices of Harun and Mamun, and the repute which the
Caliphs were winning as patrons of learning and literature, awakened a feeling
at the Byzantine court that the Greeks must not surrender their pre-eminence in
intellectual culture, the more so as it was from the old Greek masters that in
many branches of science the Saracens were learning. If the reports of the
magnificence of the palaces of Baghdad stimulated Theophilus to the
construction of wonderful buildings in a new style at Constantinople, we may
believe' 'that Mamun’s example brought home to him the idea that it was a
ruler’s duty to foster learning. We need not accept the story of the career of
Leo, the philosopher and mathematician, as literally exact in all its details,
but it probably embodies, in the form of an anecdote, the truth that the
influence of suggestion was exercised by the court of Baghdad upon that of
Byzantium.
Leo was a
cousin of John the Patriarch. He had studied grammar and poetry at Constantinople,
but it was in the island of Andros that he discovered a learned teacher who
made him proficient in philosophy and mathematics. Having visited
many monastic libraries, for the purpose of consulting and purchasing books, he
returned to Constantinople, where he lived poorly in a cheap lodging,
supporting himself by teaching. His pupils were generally successful. One, to
whom he had taught geometry, was employed as a secretary by a strategos, whom
he accompanied in a campaign in the East. He was taken prisoner and became the
slave of a Saracen, who must have been a man of some importance at Baghdad and
treated him well. One day his master’s conversation turned on the Caliph, and
he mentioned Mamun’s interest in geometry.“I should like,”
said the Greek youth, “to hear him and his masters discourse on the subject.”
The presence in Baghdad of a Greek slave who professed to
understand geometry came to the ears of Mamun, who eagerly summoned him to the
Palace. He was confronted with the Saracen geometers. They described squares
and triangles; they displayed a most accurate acquaintance with the nomenclature
of Euclid; but they showed no comprehension of geometrical reasoning. At their
request, he gave them a demonstration, and they inquired in amazement how many
savants of such a quality Constantinople possessed. “Many disciples like
myself” was the reply, “but not masters.” “ s your master
still alive?” they asked. “ Yes, but he lives in poverty and
obscurity.” Then Mamun wrote a letter to Leo, inviting him to come to Baghdad,
offering him rich rewards, and promising that the Saracens would bow their
heads to his learning. The youth, to whom gifts and honours and permission to
return to his country were promised if he succeeded in his mission, was
dispatched as ambassador to
Leo. The philosopher discreetly showed the Caliph’s letter to Theoktistos, the
Logothete of the Course, who communicated the matter to the Emperor. By this
means Leo was discovered, and his value was appreciated. Theophilus gave him a
salary and established him as a public teacher, at the Church of the Forty
Martyrs, between the Augusteon and the Forum of
Constantine.
Mamun is said
to have afterwards corresponded with Leo, submitting to him a number of
geometrical and astronomical problems. The solutions which he received rendered
the Caliph more anxious than ever to welcome the eminent mathematician at his
court, and he wrote to Theophilus begging him to send Leo to Baghdad for a
short time, as an act of friendship, and offering in return eternal peace and
2000 pounds of gold. But the Emperor, treating science as if it were
a secret to be guarded like the manufacture of Greek fire, and deeming it bad
policy to enlighten barbarians, declined. He valued Leo the more, and
afterwards arranged his election as archbishop of Thessalonica (c. a.d.840).
The interest of
Mamun in science and learning is an undoubted fact. He founded a library and an
observatory at Baghdad; and under him and his successors many
mathematical, medical, and philosophical works of the ancient Greeks appeared
in Arabic translations. The charge that the Arabic geometers were
unable to comprehend the demonstrations of Euclid is the calumny of a jealous
Greek, but making every allowance for the embellishments with which a
story-teller would seek to enhance the interest of his tale, we may accept it
as evidence for the stimulating influence of Baghdad upon Byzantium and
emulation between these two seats of culture. And in this connexion it is not
insignificant that two other distinguished luminaries of learning in this age
had relations with the Caliphate. We have seen how John the Patriarch and
Photius were sent on missions to the East. Constantine the Philosopher is said
to have been selected to conduct a dispute with learned Mohammadans on the doctrine of the Trinity, which was held by the Caliph’s request. The evidence for this dispute is unconvincing, yet the tradition embodies the
truth that there was in the ninth century a lively intellectual interest among
the Christians and the Mohammadans in the comparative
merits of their doctrines. It is not impossible that there were cases of proselytism due not to motives of expediency but to
conviction. The controversial interest is strongly marked in the version of the
Acts of the Amorian Martyrs composed by Euodios, but
the great monument of the concern which the creed of Islam caused to the Greeks
is the Refutation of Mohammad by Nicetas of Byzantium, a contemporary of
Photius. The fanaticism of the two creeds did not exclude mutual
respect. We have an interesting instance in the friendship of Photius with an
Emir of Crete. The Patriarch, says one of his pupils, writing to the Emir’s son
and successor, “knew well that though difference in religion is a barrier, yet
wisdom, kindness, and the other qualities which adorn and dignify human nature
attract the affection of those who love fair things; and therefore,
notwithstanding the difference of creeds, he loved your father, who was endowed
with those qualities.”
When Leo, as an
iconoclast, was deposed from his see, he resumed the profession of teaching,
and during the regency of Theodora there were three eminent masters at
Constantinople —Leo, Photius, and Constantine. It was to Theoktistos that
Constantine owed the official chair of philosophy which he was induced to
accept; but Leo and Photius belonged to the circle of Bardas, who seems to have
had a deeper and sincerer interest in intellectual things than either
Theophilus or Theoktistos. To Bardas belongs the credit —and his enemies freely
acknowledge it —of having systematically undertaken the task of establishing a
school of learning. In fact, he revived, on new lines and
apparently on a smaller scale, the university of Constantinople, which had been
instituted by Theodosius II., and allowed to decay and disappear under the Heraclian and Isaurian dynasties. Leo was the head of this
school of advanced studies, which was known as the School of Magnaura, for
rooms in the palace of Magnaura were assigned for the purpose. His pupils
Theodore, Theodegios, and Kometas became the professors of geometry, astronomy, and philology.
The intensity
of this revival of profane studies, and the new prestige which they enjoyed,
might be illustrated by the suspicious attitude of a monk like the Patriarch
Ignatius towards secular learning. But the suspicion which prevailed in
certain ecclesiastical or monastic circles is violently expressed in a venomous
attack upon Leo the Philosopher after his death by one
Constantine, a former pupil, who had discovered the wickedness of Hellenic
culture. The attack is couched in elegiacs, and he confesses that he owed his
ability to write them to the instruction of Leo:
I, Constantine,
these verses wrought with skill, Who drained the milk of thy dear Muse’s rill.
The secrets of thy mind I searched and learned, And now, at last, their
sinfulness discerned.
He accuses his
master of apostasy to Hellenism, of rejecting Christ, of worshipping the
ancient gods of Greece:
Teacher of
countless arts, in worldly lore The peer of all the proud wise men of yore, Thy
soul was lost, when in the unhallowed sea Thou drankest of its salt impiety.
The shining
glory of the Christian rite With its fair lustrous waters, the awful might Of
the great sacrifice, the saintly writ,— Of all these wonders recking not one
whit, Into the vast and many-monster’d deep Of
heathen Greece did thy fair spirit leap, The prey of soul-devouring beasts io
be. Who would not pity and make moan for thee 1
Then a chorus
of good Christians is invited to address the apostate who had made Zeus his
divinity, in the following strain:
Go to the house
of gloom, yea down to hell, Laden with all thine impious lore, to dwell Beside
the stream of Pyriphlegethon, In the fell plain of
Tartarus, all undone. There thy Chrysippus shalt thou haply spy, And Socrates
and Epicure descry, Plato and Aristotle, Euclid dear, Proclus, and
Ptolemy the Astronomer, Aratus, Hesiod, and Homer too Whose Muse is
queen, in sooth, of all that crew.
The satire was
circulated, and evoked severe criticism. The author was sharply attacked for
impiety towards his master, and some alleged that he was instigated by Leo’s
enemies to calumniate the memory of the philosopher. Constantine replied to
these reproaches in an iambic effusion. He does not retract or
mitigate his harsh judgment on Leo, but complacently describes himself as “ the
parricide of an impious master—even if the pagans (Hellenes) should burst with
spite.” His apology consists in appealing to Christ, as the sole
fountain of truth, and imprecating curses on all heretics and unbelievers. The
spirit of the verses directed against Hellenists may be rendered thus:
Foul fare they,
who the gods adore Worshipped by Grecian folk of yore!— Amorous gods, to
passions prone, Gods as adulterers well known, Gods who were lame, and gods who
felt The wound that some mean mortal dealt; And goddesses, a crowd obscene,
Among them many a harlot quean; Some wedded clownish herds, I trow, Some squinted hideously enow.
The sentiment
is quite in the vein of the early Fathers of the Church; but it would not have
displeased Xenophanes or Plato, and the most enthusiastic Hellenist could
afford to smile at a display of such blunt weapons. The interest of the episode
lies in the illustration which it furnishes of the vitality of secular learning
in the ninth century. Though the charges which the fanatic brings against Leo may be
exaggerations, they establish the fact that he was entirely preoccupied by science
and philosophy and unconcerned about Christian dogma. The appearance of a man
of this type is in itself significant. If we consider that the study of the
Greek classics was a permanent feature of the Byzantine world and was not
generally held to clash with orthodox piety, the circumstance that in this
period the apprehensions of fanatical or narrow-minded people were excited
against the dangers of profane studies confirms in a striking way our other
evidence that there was a genuine revival of higher education and a new birth
of enthusiasm for secular knowledge. Would that it were possible to speak of
any real danger, from science and learning, to the prevailing superstitions!
Danger there was none. Photius, not Leo, was the typical Byzantine savant,
uniting ardent devotion to learning with no less ardent zeal for the orthodox
faith.
Another sign of
the revival of secular studies is the impression which some of their chief
exponents made on the popular imagination—preserved in the stories that were
told of Leo, of John the Patriarch, and of Photius. It was said that when Leo was archbishop of Thessalonica the crops failed and there was a distressing
dearth. Leo told the people not to be discouraged. By making an astronomical
calculation he discovered at what time benignant and sympathetic influences
would descend from the sky to the earth, and directed the husbandmen to sow
their seed accordingly. They were amazed and gratified by the plenteousness of
the ensuing harvest. If the chronicler, who tells the tale, perfunctorily
observes that the result was due to prayer and not to the vain science of the
archbishop, it is clear that he was not unimpressed.
But Leo the
astrologer escaped more easily than his kinsman John the Grammarian—the
iconoclast Patriarch—who was believed to be a wicked and powerful magician. His brother, the patrician Arsaber, had a
suburban house on the Bosphorus, near its issue from the Euxine, a large and
rich mansion, with porticoes, baths, and cisterns. Here the Patriarch used
constantly to stay, and he constructed a subterranean chamber accessible by a
small door and a long staircase. In this “cave of Trophonius” he pursued bis nefarious practices, necromancy, inspection of livers, and
other methods of sorcery. Nuns were his accomplices, perhaps his “ mediums ” in
this den, and scandal said that time was spared for indulgence in forbidden
pleasures as well as for the pursuit of forbidden knowledge. An interesting
legend concerning his black magic is related. An enemy, under three redoubtable
leaders, was molesting and harassing the Empire. Theophilus, unable to repel
them, was in despair, when John came to the rescue by his magic art. A three
headed statue was made under his direction and placed among the statues of
bronze which adorned the euripos in the Hippodrome.
Three men of immense physical strength, furnished with huge iron hammers, were
stationed by the statue in the dark hours of the night, and instructed, at a
given sign, simultaneously to raise their hammers and smite off the heads. John,
concealing his identity under the disguise of a layman, recited a magical
incantation which translated the vital strength of the three forms into the
statue, and then ordered the men to strike. They struck; two heads fell to the
ground; but the third blow was less forceful, and bent the head without
severing it. The event corresponded to the performance of the rite. The hostile
leaders fell out among themselves; two were slain by the third, who was
wounded, but survived; and the enemy retreated from the Roman borders.
That John
practised arts of divination, in which all the world believed, we need no more
doubt than that Leo used his astronomical knowledge for the purpose of reading
the secrets of the future in the stars. It was the medieval habit to associate
scientific learning with supernatural powers and
perilous knowledge, and in every man of science to see a magician. But the
vulgar mind had some reason for this opinion, as it is probable that the
greater number of the few men who devoted themselves to scientific research did
not disdain to study occult lore and the arts of prognostication. In the case
of John, his practices, encouraged perhaps by the Emperor’s curiosity,
furnished a welcome ground of calumny to the image-worshippers who detested
him. The learning of Photius also gave rise to legends which were even more
damaging and had a far more slender foundation. It was related that in his
youth he met a Jew who said, “What will you give me, young man, if I make you
excel all men in Grecian learning ? ” “ My father,” said Photius, “ will gladly
give you half his estate.” “I need not money,” was the tempter’s reply, “ and
your father must hear nought of this. Come hither with me and deny the sign of
the cross on which we nailed Jesus; and I will give you a strange charm, and
all your life will be lived in wealth and wisdom and joy.” Photius gladly
consented, and from that time forth he devoted himself assiduously to the study
of forbidden things, astrology and divination. Here the Patriarch appears as
one of the forerunners of Faustus, and we may confidently set down the
invention of a compact with the Evil One to the superstition and malignancy of
a monk. For in another story the monastic origin is unconcealed. John the
Solitary, who had been conversing with two friends touching the iniquities of
the Patriarch, dreamed a dream. A hideous negro appeared to him and gripped his
throat. The monk made the sign of the cross and cried, “ Who are you ? who sent
you ? ” The apparition replied, “ My name is Lebuphas;
I am the master of Beliar and the familiar of
Photius; I am the helper of sorcerers, the guide of robbers and adulterers, the
friend of pagans and of my secret servant Photius. He sent me to punish you for
what was said against him yesterday, but you have defeated me by the weapon of
the cross.” Thus the learning of Photius was honoured by popular
fancy like the science of Gerbert; legend represented them both as
sorcerers and friends of the devil.
The encyclopaedic learning of Photius, his indefatigable interest in philosophy and theology, history and grammar, are shown by his writings and the contents of his library. He collected ancient and modern books on every subject, including many works which must have been rarities in his own time and have since entirely disappeared. We know some of his possessions through his Bibliotheca, and the circumstances which suggested the composition of this work throw light on a side of Byzantine life of which we are seldom permitted to gain a glimpse. A select circle of friends seems to have been in the habit of assembling at the house of Photius for the purpose of reading aloud literature of all kinds, secular and religious, pagan and Christian. His library was thus at the service of friends who were qualified to appreciate it. His brother Tarasius was a member of this reading-club, and when Photius was sent on a mission to the East, Tarasius, who had been unable to attend a number of the gatherings, asked him to write synopses of those books which had been read in his absence. Photius complied with this request, and probably began the task, though he cannot have completed it, before his return to Constantinople.
He enumerates more than 270 volumes, and describes their contents sometimes very briefly, sometimes at considerable length. As some of these works are long, and as many other books must have been read when Tarasius was present, the reading stances must have continued for several years. The range of reading was wide. History was represented by authors from the earliest to the latest period; for instance, Herodotus, Ktesias, Theopompus, Dionysius of Halicarnassus, Appian, Josephus, Arrian, Plutarch, Diodorus, Dion Cassius, Herodian, Procopius, to name some of the most familiar names. Geographers, physiologists, writers on medicine and agriculture, grammarians, as well as orators and rhetoricians, furnished entertainment to this omnivorous society. All or almost all the works of the ten Attic orators were recited, with the exception of Lycurgus, whose speeches, we are expressly told, there was no time to read. We may note also Lucian, the life of Apollonius the Wonderworker by Philostratus, the lives of Pythagoras and Isidore, and a work on Persian magic. Fiction was not disdained. The romances of Iamblichus, Achilles Tatius, and Antonius Diogenes were read, as well as the Aethiopica of Heliodorus, which Photius highly appreciated. The theological and ecclesiastical items in the list largely preponderate; but it may gratify us to note that their proportion to the number of pagan and secular works is not more than double; and we may even suspect that if we could estimate not by the tale of volumes but by the number of words or pages, we should find that the hours devoted to Hellenic literature and learning were not vastly fewer than those which were occupied with the edifying works of the Fathers and controversial theologians. We are ourselves under a considerable debt to Photius for his notices of books which are no longer in existence. His long analysis of the histories of Ktesias, his full descriptions of the novel of Iamblichus and the romance of Thule by Antonius Diogenes, his ample summary of part of the treatise of Agatharchides on the Bed Sea, may specially be mentioned. But it is a matter for our regret, and perhaps for wonder, that he seems to have taken no interest in the Greek poets. The Bibliotheca is occupied exclusively with writers of prose.
Photius gave an
impulse to classical learning, which ensured its cultivation among the Greeks
till the fall of Constantinople. His influence is undoubtedly responsible for
the literary studies of Arethas, who was born at Patrae towards the close of our period, and became, early in the tenth century,
archbishop of Caesarea, Arethas collected books.
In a.d. 888 we
find him purchasing a copy of Euclid; and seven years later the
famous manuscript of Plato, formerly at Patmos, and now one of the treasures of
the Bodleian Library, was written expressly for him. Students of
early Christianity owe him a particular debt for preserving apologetic writings
which would otherwise have been lost.
It is notorious
that the Byzantine world, which produced many men of wide and varied learning,
or of subtle intellect, such as Photius, Psellos, and
Eustathios—to name three of the best-known names,—never gave birth to an
original and creative genius. Its science can boast of no new discovery, its
philosophy of no novel system or explanation of the universe. Age after age,
innumerable pens moved, lakes of ink were exhausted, but no literary work
remains which nan claim a place among the memorable books of the world. To the
mass of mankind Byzantine literature is a dead thing; it has not left a single
immortal book to instruct and delight posterity.
While the
unquestioned authority of religious dogma, and the tyranny of orthodoxy,
confined the mind by invisible fetters which repressed the instinct of
speculation and intellectual adventure, there was another
authority no less fatal to that freedom which is an indispensable condition of
literary excellence as of scientific progress, the authority of the ancients.
We have seen the superiority of the Eastern Empire to the contemporary European
states in the higher education which it provided. In this educational system,
which enabled and encouraged studious youths to become acquainted with the
great pagan writers of Greece, we might have looked to find an outlet of escape
from the theories of the universe and the views of life dogmatically imposed by
religion, or at least a stimulus to seek in the broad field of human nature
material for literary art. But the influence of the great Greek thinkers proved
powerless to unchain willing slaves, who studied the letter and did not
understand the meaning. And so the effect of this education was to submit the
mind to another yoke, the literary authority of the ancients. Classical
tradition was an incubus rather than a stimulant; classical literature was an
idol, not an inspiration. The higher education was civilizing, but not
quickening; it was liberal, but it did not liberate.
The later
Greeks wrote in a style and manner which appealed to the highly educated among
their own contemporaries, and the taste of such readers appreciated and
demanded an artificial and laboured style, indirect, periphrastic, and often
allusive, which to us is excessively tedious and frigid. The vocabulary and
grammar of this literature were different from the vocabulary and grammar of
everyday life, and had painfully to be acquired at school. Written thus in a
language which was purely conventional, and preserving the tradition of
rhetoric which had descended from the Hellenistic age, the literature of
Byzantium was tied hand and foot by unnatural restraints. It was much as if the
Italians had always used Latin as their literary medium, and were unable to
emancipate themselves from the control of Cicero, Livy, and Seneca. The power
of this stylistic tradition is one of the traits of the conservative spirit of
Byzantine society.
These facts
bear upon the failure of Byzantine men of letters to produce anything that
makes an universal appeal. Yet if the literature of the world is not indebted
to the Byzantines for contributions of enduring value, we owe to them and to
their tenacity of educational traditions an inestimable debt for preserving the
monuments of Greek literature which we possess to-day. We take our inheritance
for granted, and seldom stop to remember that the manuscripts of the great
poets and prose-writers of ancient Greece were not written for the sake of a
remote and unknown posterity, but to supply the demand of contemporary readers.
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